Current Report Filing (8-k)
September 01 2021 - 8:31AM
Edgar (US Regulatory)
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2021-09-01
2021-09-01
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of report (Date of earliest event reported): September
1, 2021
GEX
MANAGEMENT, INC.
(Exact
Name of Registrant as Specified in Charter)
Texas
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|
001-38288
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56-2428818
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(State
or Other Jurisdiction
of
Incorporation)
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|
(Commission
File
Number)
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|
(IRS
Employer
Identification
No.)
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3662
W. Camp Wisdom Road, Dallas, Texas 75237
(Address
of Principal Executive Offices)
Registrant’s
telephone number, including area code:
|
(877)
210-4396
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N/A
(Former
Name of Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act: None
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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N/A
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N/A
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N/A
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933(§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b of this chapter).
|
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 8.01. Other Events.
GEX
Management, Inc., OTC: GXXM (the “Company”) is filing as Exhibit 99.1 to this Form 8-K a Letter to Shareholders from Joseph
Frontiere, the Company’s recently appointed CEO, dated September 1, 2021. The Letter to Shareholders reports that Mr. Frontiere’s focus as the incoming CEO has been to expand the capabilities of our Enterprise Technology Consulting practice
and, in particular, focus on cutting edge technologies related to the Decentralized Financing (DeFi) industry. According to an April
2021 article in Coin Gekko, the DeFi industry has achieved a market capitalization of close to $128 billion and lies at the core of the
crypto-market where lending and trading activities are carried out utilizing blockchain networks that use tokens as proceeds and collateral.
A primary goal of GEX as a player in this industry will be to bridge the gap between traditional and decentralized financial markets
for major participants.
Item
9.01 Financial Statements and Exhibits
(b)
The following documents are filed as exhibits to this current report on Form 8-K or incorporated by reference herein. Any document incorporated
by reference is identified by a parenthetical reference to the SEC filing that included such document.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Date:
September 1, 2021
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GEX
MANAGEMENT, INC.
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By:
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/s/
Joseph Frontiere
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Name:
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Joseph
Frontiere
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Title:
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Chief
Executive Officer
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Gex Management (CE) (USOTC:GXXM)
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