Current Report Filing (8-k)
October 04 2013 - 8:01AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities and
Exchange Act of 1934
Date of Report (Date of earliest reported): October 1, 2013
CHINA GENGSHENG MINERALS, INC.
(Exact name of registrant as specified in charter)
Nevada |
001-34649 |
91-0541437 |
(State or Other Jurisdiction of |
(Commission File Number) |
(IRS Employer |
Incorporation or Organization) |
|
Identification No.) |
No. 88 Gengsheng Road
Dayugou Town, Gongyi, Henan
Peoples Republic of China
(Address of principal executive
offices)
451271
(Zip Code)
(86) 371-64059863
Registrant's telephone number,
including area code
Not Applicable.
(Former name or former address, if
changed since last report.)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a -12)
[ ] Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
[ ] Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
Item 3.01 |
Notice of Delisting or Failure to Satisfy a
Continued Listing Rule or Standard; Transfer of Listing
|
On October 1, 2013, the Company received a public warning
letter from NYSE MKT LLC (the Exchange) as a result of its failure to have its
audit committee or a comparable body of its board of directors review and
approve certain loan guarantees provided by the Companys chairman and CEO, Mr.
Shunqing Zhang pursuant to Sections 120 and 1009 of the Exchanges Company Guide
(the Company Guide). The Exchange has warned that any future failure to comply
with Section 120 of the Company Guide may result in the prompt initiation of
delisting procedures against the Company. Management of the Company has taken
the warning letter under advisement and will implement internal procedures to
prevent further breaches of Section 120 of the Company Guide.
A copy of the press release announcing the receipt of the
public warning letter is annexed as Exhibit 99.1 hereto.
In accordance with General Instruction B.2 of Form 8-K, the
information in Item 2.02 of this Current Report on Form 8-K, including Exhibit
99.1, shall not be deemed to be filed for purposes of Section 18 of the
Securities Exchange Act of 1934, as amended, or otherwise subject to the
liabilities of that section, and shall not be deemed to be incorporated by
reference into any of the Companys filings under the Securities Act of 1933, as
amended, or the Securities Exchange Act of 1934, as amended, whether made before
or after the date hereof and regardless of any general incorporation language in
such filings, except to the extent expressly set forth by specific reference in
such a filing.
Item 9.01 |
Financial Statements and Exhibits
|
(d) Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Date: October 4 , 2013 |
CHINA GENGSHENG MINERALS, INC.
|
|
|
|
|
By: |
/s/ Shunqing
Zhang
|
|
|
Shunqing Zhang |
|
|
Chief Executive Officer and Chairman
|
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