RIV RiverNorth Opportunities Fund Inc

 

RiverNorth Opportunities Fund, Inc.

1290 Broadway, Suite 1000

Denver, Colorado 80203

 

February 22, 2021

 

 

VIA EDGAR

 

 

Securities and Exchange Commission

100 F Street N.E.

Washington, DC 20549

 

Re:	RiverNorth Opportunities Fund, Inc.
	File No. 811-22472
	Investment Company Act of 1940--Rule 17g-1(g)
	Bonding of Officers and Employees

 

Ladies and Gentlemen:

 

Pursuant to Rule 17g-1(g)(1) under the Investment Company Act of 1940, enclosed herewith is the financial institution bond (the “Bond”) in favor of RiverNorth Opportunities Fund, Inc. (the “Fund”). I have also enclosed resolutions of the Board of Directors of the Fund approving the Bond.

 

The term of the Bond is December 29, 2020 through December 29, 2021, and the premium for the Bond has been paid through December 29, 2021.

 

Please call me at (720) 917-0864 if you have any questions.

 

Very truly yours,

 

 

/s/ Sareena Khwaja-Dixon
Sareena Khwaja-Dixon
Secretary

 

Enclosures

 

 

 

 

 

 

 

RIVERNORTH OPPORTUNITES FUND, INC.

 

Resolutions

 

The Board of Directors (the “Board”) of RiverNorth Opportunities Fund, Inc. (the “Fund”), including a majority of the Board who are not "interested persons" of the Fund, adopted the following resolutions, at a meeting at which a quorum was present, on November 10, 2020:

 

 

RESOLVED:

That the Board, including a majority of the Independent Directors, with due consideration to all relevant factors including, but not limited to, the value of the aggregate assets of the Fund to which any covered person may have access, the type and terms of the engagement made for the custody and safekeeping of such assets, and the nature of the securities in the portfolio of the Fund, hereby approves the form and amount of the fidelity bond, as discussed at this meeting in accordance with the requirements of Rule 17g-1 under the 1940 Act (“Rule 17g-1”); and further

 

* * * *

 

RESOLVED:

That the officers of the Fund are directed to make the necessary filings and give the notices with respect to such fidelity bond required by paragraph (g) of Rule 17g-1; and further

 

RESOLVED:

That the officers of the Fund are authorized and empowered to take all actions as they, or any of them in his or her discretion, with the advice of counsel, may deem necessary or appropriate to carry out the intents and purposes of the foregoing resolutions.