Statement of Changes in Beneficial Ownership (4)
March 01 2021 - 6:47PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
PARKER DAVID A |
2. Issuer Name and Ticker or Trading Symbol
OGE ENERGY CORP.
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OGE
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) VP- Tech, Data, Security-OG&E |
(Last)
(First)
(Middle)
PO BOX 321 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/24/2021 |
(Street)
OKLAHOMA CITY, OK 73101
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, par value $0.01 per share | 2/24/2021 | | A | | 1358 | A | $0 (1) | 4180.151 | D | |
Common Stock, par value $0.01 per share | 2/25/2021 | | F | | 471 | D | $31.29 | 3709.151 | D | |
Common Stock, par value $0.01 per share | 2/24/2021 | | A | | 1326 | A | $0 (2) | 5035.151 | D | |
Common Stock, par value $0.01 per share | | | | | | | | 5643.953 (3) | I | Retirement Savings |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Equiv Units | (4) | 2/26/2021 | | A | | 9.409 | | (5) | (5) | Com Stk | 9.409 | $29.2677 | 1069.701 | D | |
Explanation of Responses: |
(1) | Settlement of performance units upon determination by compensation committee that specified performance goals have been achieved for the three-year period ending December 31, 2020. |
(2) | Long term incentives granted 2021 but not yet earned. |
(3) | The information herein is based on a Retirement Savings Plan Statement dated February 25, 2021. The Retirement Savings Plan Statement indicated the number of shares in the Common Stock Fund of the Retirement Savings Plan credited to the participant's account at February 25, 2021. |
(4) | Security converts to common stock on a one-for-one basis. |
(5) | The Common Stock Units were accrued under the Deferred Compensation Plan of OGE Energy Corp. and are to be settled 100% in cash at a specified future date or following termination of service. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
PARKER DAVID A PO BOX 321 OKLAHOMA CITY, OK 73101 |
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| VP- Tech, Data, Security-OG&E |
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Signatures
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Patricia D. Horn On Behalf Of David A. Parker | | 3/1/2021 |
**Signature of Reporting Person | Date |
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