Statement of Changes in Beneficial Ownership (4)
May 20 2021 - 7:58AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Magnum Opus Holdings LLC |
2. Issuer Name and Ticker or Trading Symbol
Magnum Opus Acquisition Ltd
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OPA
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner _____ Officer (give title below) __X__ Other (specify below) Director by Deputization |
(Last)
(First)
(Middle)
15TH FLOOR, NEXXUS BUILDING,, 77 DES VOEUX ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/14/2021 |
(Street)
HONG KONG
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Class B Ordinary Shares, par value | (2) | 5/14/2021 | | D (3) | | | 750000 | (2) | (2) | Class A Ordinary Shares | 750000 (3) | $0.00 | 3750000 | D (1)(2)(4)(5) | |
Explanation of Responses: |
(1) | This form is being filed by the following reporting persons: Magnum Opus Holdings LLC (the "Sponsor") and Hou Pu Jonathan Lin (and together with the Sponsor, the "Reporting Persons"). Because of the relationships among the Reporting Persons described in footnote 4, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. |
(2) | The Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") of Magnum Opus Acquisition Limited (the "Issuer") have no expiration date and are convertible into shares of Class A ordinary shares, par value $0.0001 per share of the Issuer, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-253688). |
(3) | The Sponsor forfeited 750,000 Class B Shares to the Issuer for no consideration, which was exempted pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934, as amended, in connection with the underwriters' election to not exercise their overallotment option on May 8, 2021. |
(4) | Hou Pu Jonathan Lin is the manager of the Sponsor and thus may be deemed to beneficially own the Class B Shares owned by the Sponsor. |
(5) | Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. |
Remarks: Mr. Lin serves as Chief Executive Officer of the board of directors of the Issuer. The Sponsor may be deemed a director by deputization as a result of the service of Mr. Lin. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Magnum Opus Holdings LLC 15TH FLOOR, NEXXUS BUILDING, 77 DES VOEUX ROAD HONG KONG | X | X |
| Director by Deputization |
Lin Hou Pu Jonathan 15TH FLOOR, NEXXUS BUILDING, 77 DES VOEUX ROAD HONG KONG | X | X |
| Director by Deputization |
Signatures
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/s/ Hou Pu Jonathan Lin, Authorized Signatory for Magnum Opus Holdings LLC | | 5/20/2021 |
**Signature of Reporting Person | Date |
/s/ Hou Pu Jonathan Lin | | 5/20/2021 |
**Signature of Reporting Person | Date |
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