Annual Report of Proxy Voting Record for Management Investment Companies (n-px)
August 13 2013 - 3:20PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY
VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file
number
811-06179
Flaherty & Crumrine
Preferred Income Fund Incorporated
|
(Exact name of registrant as specified in
charter)
|
301 E. Colorado Boulevard, Suite 720
|
Pasadena, CA
91101
|
(Address of principal executive offices)
(Zip code)
|
Donald F. Crumrine
|
Flaherty & Crumrine
Incorporated
|
301 E. Colorado Boulevard, Suite
720
|
Pasadena, CA
91101
|
(Name and address of agent for
service)
|
Registrant's telephone
number, including area code:
626-795-7300
Date of fiscal year end:
November 30
Date of reporting period:
July 1, 2012 June 30,
2013
Form N-PX is
to be used by a registered management investment company, other than a small
business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this
chapter), to file reports with the Commission, not later than August 31 of each
year, containing the registrant's proxy voting record for the most recent
twelve-month period ended June 30, pursuant to section 30 of the Investment
Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The
Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the
information specified by Form N-PX, and the Commission will make this
information public. A registrant is not required to respond to the collection of
information contained in Form N-PX unless the Form displays a currently valid
Office of Management and Budget ("OMB") control number. Please direct comments
concerning the accuracy of the information collection burden estimate and any
suggestions for reducing the burden to the Secretary, Securities and Exchange
Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this
collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2012 TO JUNE 30, 2013
REGISTRANT
NAME:
Flaherty
&
Crumrine
Preferred
Income
Fund
Incorporated
INVESTMENT
COMPANY
ACT FILE
NUMBER:
811 -
06179
REPORTING
PERIOD:
07/01/2012
-
06/30/2013
REGISTRANT
ADDRESS:
301 E.
Colorado
Boulevard,
Suite 720,
Pasadena,
California
91101
NAME
OF
SERIES
(AS
APPLICABLE): __________________________________
Issuer of Portfolio Security
|
Exchange
Ticker
Symbol
|
CUSIP #
|
Shareholder
Meeting
Date
|
Summary of Matter Voted On
|
Who Proposed
Matter: Issuer
/
Shareholder
|
Whether
Fund Cast
Vote
on
Matter
|
Fund's Vote For or
Against
Proposal,
or Abstain; For or
Withhold
Regarding Election
of
Directors
|
Whether Vote
Was For
or
Against
Management
|
BANK OF
AMERICA CORP
|
BAC
|
060505559
|
5/8/2013
|
Approve
auditor
|
Issuer
|
Yes
|
For
|
For
|
BANK OF
AMERICA CORP
|
BAC
|
060505559
|
5/8/2013
|
Approve
directors
|
Issuer
|
Yes
|
For
|
For
|
BANK OF
AMERICA CORP
|
BAC
|
060505559
|
5/8/2013
|
Approve
executive compensation
|
Issuer
|
Yes
|
For
|
For
|
BANK OF
AMERICA CORP
|
BAC
|
060505559
|
5/8/2013
|
Mortgage
servicing
|
Security
Holder
|
Yes
|
Against
|
For
|
BANK OF
AMERICA CORP
|
BAC
|
060505559
|
5/8/2013
|
Multiple
board service
|
Security
Holder
|
Yes
|
Against
|
For
|
BANK OF
AMERICA CORP
|
BAC
|
060505559
|
5/8/2013
|
Political contributions
|
Security
Holder
|
Yes
|
Against
|
For
|
BANK OF
AMERICA CORP
|
BAC
|
060505559
|
5/8/2013
|
Proxy
access
|
Security
Holder
|
Yes
|
Against
|
For
|
BANK OF
AMERICA CORP
|
BAC
|
060505559
|
5/8/2013
|
Report
on political contributions
|
Security
Holder
|
Yes
|
Against
|
For
|
CIT
Group Inc
|
CIT
|
125581801
|
5/14/2013
|
Approve
auditor
|
Issuer
|
Yes
|
For
|
For
|
CIT
Group Inc
|
CIT
|
125581801
|
5/14/2013
|
Approve
directors
|
Issuer
|
Yes
|
For
|
For
|
CIT
Group Inc
|
CIT
|
125581801
|
5/14/2013
|
Approve
named executive officer compensation
|
Issuer
|
Yes
|
For
|
For
|
WMI
Holdings Corporation
|
WMIH
|
92936P100
|
6/5/2013
|
Approve
directors
|
Issuer
|
Yes
|
For
|
For
|
SIGNATURES
Pursuant to the requirements of the Investment
Company Act of 1940, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
Registrant
|
Flaherty & Crumrine
Preferred Income Fund Incorporated
|
By (Signature and Title)*
|
/s/ Donald F.
Crumrine
|
|
Donald F. Crumrine, Director,
Chairman of the Board and Chief Executive Officer
|
|
(principal executive
officer)
|
*Print the name and title of each signing officer
under his or her signature.
Flaherty & Crumrine Pref... (NYSE:PFD)
Historical Stock Chart
From Jun 2024 to Jul 2024
Flaherty & Crumrine Pref... (NYSE:PFD)
Historical Stock Chart
From Jul 2023 to Jul 2024