Statement of Changes in Beneficial Ownership (4)
March 03 2021 - 4:46PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Humphrey Heather A |
2. Issuer Name and Ticker or Trading Symbol
Evergy, Inc.
[
EVRG
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SVP - GEN COUNSEL, CORP SEC |
(Last)
(First)
(Middle)
C/O EVERGY, INC., 1200 MAIN ST |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/1/2021 |
(Street)
KANSAS CITY, MO 64105
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 3/1/2021 | | A | | 5520 (1) | A | $0 | 53994 (2) | D | |
Common Stock | 3/1/2021 | | F | | 1288 (3) | D | $53.96 | 52706 | D | |
Common Stock | 3/1/2021 | | F | | 917 (4) | D | $53.96 | 51789 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (5) | 3/2/2021 | | A | | 3557 | | (6) | (6) | Common Stock | 3557 | $0 | 9039 (7) | D | |
Explanation of Responses: |
(1) | Award of time-based restricted stock units pursuant to the Company's Long-Term Incentive Plan. |
(2) | Includes 61 shares acquired through reinvestment of dividends. |
(3) | Relinquished to the Company for withholding taxes incident to settlement of performance share grants under the Company's Long-Term Incentive Plan on March 1, 2021. |
(4) | Relinquished to the Company for withholding taxes incident to the vesting of restricted stock on March 1, 2021. |
(5) | A restricted stock unit represents a contingent right to receive one share of Evergy, Inc. common stock. |
(6) | Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 2,733 units (plus reinvested dividends related to those units) vest on March 1, 2022, (ii) 2,462 units (plus reinvested dividends related to those units) vest on March 3, 2023, and (iii) 3,557 units (plus reinvested dividends related to those units) vest on March 2, 2024. |
(7) | Includes 107 restricted stock units acquired through reinvestment of dividends. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Humphrey Heather A C/O EVERGY, INC. 1200 MAIN ST KANSAS CITY, MO 64105 |
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| SVP - GEN COUNSEL, CORP SEC |
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Signatures
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Executed on behalf of Heather A. Humphrey by Jeffrey C. DeBruin, attorney-in-fact | | 3/3/2021 |
**Signature of Reporting Person | Date |
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