Initial Statement of Beneficial Ownership (3)
May 05 2020 - 5:51PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Ruud David |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/4/2020
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3. Issuer Name and Ticker or Trading Symbol
DTE ENERGY CO [DTE]
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(Last)
(First)
(Middle)
ONE ENERGY PLAZA |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Sr. Vice President & CFO / |
(Street)
DETROIT, MI 48226
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 31140 | D | |
Common Stock | 4761.07 (1) | I | 401K |
Common Stock | 1875 | I | Family Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Phantom Stock | 5/4/2020 (2) | 5/4/2020 (2) | Common Stock | 150.27 (3) | $0.0 | D | |
Explanation of Responses: |
(1) | Includes shares of DTE common stock acquired under the DTE Energy Company Savings and Stock Ownership Plan (the "Plan") as of a Plan statement dated as of May 4, 2020. |
(2) | The reported phantom stock units were acquired under DTE Energy Company's excess benefit plan and are to be settled upon the reporting person's retirement or other termination of service. The reporting person may transfer the value of this phantom stock units into an alternative investment account at any time prior to settlement. |
(3) | Each phantom stock unit is the economic equivalent of one share of DTE Energy Company common stock. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Ruud David ONE ENERGY PLAZA DETROIT, MI 48226 |
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| Sr. Vice President & CFO |
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Signatures
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/s/ Timothy E. Kraepel, Attorney-in-Fact | | 5/5/2020 |
**Signature of Reporting Person | Date |
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