Current Report Filing (8-k)
March 27 2014 - 6:59AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 27, 2014
IVY HIGH INCOME OPPORTUNITIES FUND
(Exact name of registrant as specified in its charter)
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Delaware |
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811-22800 |
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46-1918530 |
(State or Other Jurisdiction
of Incorporation) |
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(Commission
File Number) |
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(IRS Employer
Identification No.) |
6300 Lamar Avenue
Overland Park, Kansas 66202
(Address of Principal Executive Offices) (Zip Code)
(913) 236-2000
(Registrants Telephone Number, including Area Code)
(Registrants Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
ITEM 7.01: |
REGULATION FD DISCLOSURE. |
Ivy High Income Opportunities Fund (the Fund) is filing herewith
a press release issued on March 27, 2014, as Exhibit 99.1. The press release reports that the previously scheduled conference call to hear the Funds portfolio manager provide an update for the Fund and general market commentary has been
rescheduled for April 3, 2014.
The information in this report is being furnished pursuant to Item 7.01, Regulation FD Disclosure.
In accordance with General Instruction B.2 of Form 8-K, the information in this report shall not be deemed to be filed. The furnishing of the information set forth in this report is not intended to, and does not, constitute a
determination or admission as to the materiality or completeness of such information.
Certain statements made in the conference call by or on behalf of
the Fund will constitute forward-looking statements within the meaning of the federal securities laws, including statements regarding the Funds future performance, as well as managements expectations, beliefs, intentions or
plans relating to the future. Management believes that these forward-looking statements are reasonable. However, the Fund cannot guarantee that its actual results will be consistent with the forward-looking statements and you should not place undue
reliance on them. These statements are based on current expectations and speak only as of the date they are made. The Fund undertakes no obligation to publicly update or revise any forward-looking statement, whether as a result of future events, new
information or otherwise. Important factors regarding the Fund that may cause results to differ from expectations are included in the Funds Annual Report, and in the Funds other filings with the SEC. There is no assurance that the Fund
will achieve its investment objective.
ITEM 9.01: |
FINANCIAL STATEMENTS AND EXHIBITS. |
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99.1 |
Press Release dated March 27, 2014 titled Ivy High Income Opportunities Fund Reschedules Portfolio Manager Call. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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IVY HIGH INCOME OPPORTUNITIES FUND |
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Date: March 27, 2014 |
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By: |
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/s/ Philip A. Shipp |
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Philip A. Shipp |
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Assistant Secretary |
EXHIBIT INDEX
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Exhibit No. |
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Description |
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99.1 |
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Press Release dated March 27, 2014 titled Ivy High Income Opportunities Fund Reschedules Portfolio Manager Call. |
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