Initial Statement of Beneficial Ownership (3)
April 03 2020 - 9:17AM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Banerjee Ranjeet |
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/30/2020
|
3. Issuer Name and Ticker or Trading Symbol
BECTON DICKINSON & CO [BDX]
|
(Last)
(First)
(Middle)
C/O BECTON, DICKINSON AND COMPANY, 1 BECTON DRIVE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) President, US Region & Canada / |
(Street)
FRANKLIN LAKES, NJ 07417
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 4251 (1) | D | |
Common Stock | 241 | I | 401(k) Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Rights to Common Stock under Deferred Compensation Plan | (2) | (2) | Common Stock | 79 | (3) | D | |
Stock Appreciation Rights | 11/25/2015 (4) | 11/25/2024 | Common Stock | 10021 | $134.73 | D | |
Stock Appreciation Rights | 11/26/2016 (5) | 11/26/2025 | Common Stock | 13762 | $150.12 | D | |
Stock Appreciation Rights | 11/26/2017 (6) | 11/26/2026 | Common Stock | 9977 | $170.69 | D | |
Stock Appreciation Rights | 11/26/2018 (7) | 11/26/2027 | Common Stock | 9596 | $226.28 | D | |
Stock Appreciation Rights | 11/26/2019 (8) | 11/26/2028 | Common Stock | 7381 | $242.10 | D | |
Stock Appreciation Rights | 11/26/2020 (9) | 11/26/2029 | Common Stock | 8586 | $255.22 | D | |
Explanation of Responses: |
(1) | Includes restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. |
(2) | The securities are generally distributed upon termination, or following retirement on the date or dates specified by the reporting person. |
(3) | The securities convert to common stock on a one-for-one basis. |
(4) | The stock appreciation rights vest in four annual installments beginning November 25, 2015. |
(5) | The stock appreciation rights vest in four annual installments beginning November 26, 2016. |
(6) | The stock appreciation rights vest in four annual installments beginning November 26, 2017. |
(7) | The stock appreciation rights vest in four annual installments beginning November 26, 2018. |
(8) | The stock appreciation rights vest in four annual installments beginning November 26, 2019. |
(9) | The stock appreciation rights vest in four annual installments beginning November 26, 2020. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Banerjee Ranjeet C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE FRANKLIN LAKES, NJ 07417 |
|
| President, US Region & Canada |
|
Signatures
|
Richard Stout, by power of attorney for Ranjeet Banerjee | | 4/3/2020 |
**Signature of Reporting Person | Date |
Becton Dickinson (NYSE:BDXA)
Historical Stock Chart
From May 2024 to Jun 2024
Becton Dickinson (NYSE:BDXA)
Historical Stock Chart
From Jun 2023 to Jun 2024