- Current report filing (8-K)
September 21 2009 - 1:29PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
Current
Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act
of 1934
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Date of report
(Date of earliest event reported):
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September 16,
2009
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(Exact name of registrant as specified in its charter)
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Delaware
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0-22010
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72-0843540
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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5221 N.
OConnor Blvd., Suite 500
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Irving,
Texas
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75039
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(Address of principal executive offices)
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(Zip Code)
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Registrants Telephone
Number, including area code:
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(972)
869-3400
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(Former name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
o
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
o
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
o
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Item 3.01.
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or
Standard; Transfer of Listing.
On September 16, 2009, Thomas Group, Inc.
(the Company) received two Nasdaq Staff Deficiency Letters indicating that
the Company no longer complies with (i) the minimum bid price requirements
as set forth in Listing Rule 5450(a)(1) of the Nasdaq Stock Market,
which requires that listed securities maintain a minimum bid price of $1.00 per
share, and (ii) the minimum market value of publicly held shares as set
forth in Listing Rule 5450(b)(1)(C), which requires that the market value
of publicly held shares be at least $5,000,000.
In accordance with Listing Rule 5810(c)(3)(A),
Nasdaq has provided the Company a cure period to regain compliance with the
$1.00 minimum bid price rule no later than March 15, 2010. In accordance with Listing Rule 5810(c)(3)(D),
Nasdaq has provided the Company a cure period to regain compliance with the
minimum market value rule no later than December 15, 2009.
A copy of the press release issued by the
Company announcing its receipt of the Nasdaq Staff Deficiency Letters is
attached hereto as Exhibit 99.1.
Item 9.01.
Financial Statements and
Exhibits.
(d)
Exhibits.
EXHIBIT
NUMBER
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DESCRIPTION
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99.1
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Press Release
dated
September 21
, 2009.
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2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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THOMAS GROUP,
INC.
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Date:
September 21
, 2009
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By:
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/s/ Earle Steinberg
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Earle Steinberg
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Chief Executive Officer
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3
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