- Amended Securities Registration (section 12(b)) (8-A12B/A)
September 20 2012 - 7:42AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A/A
(Amendment No. 1)
FOR
REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF
THE SECURITIES EXCHANGE ACT OF 1934
THE WET SEAL,
INC.
(Exact name of registrant as specified in its charter)
|
|
|
Delaware
|
|
33-0415940
|
(State of incorporation
or organization)
|
|
(I.R.S. Employer
Identification No.)
|
|
|
26972 Burbank
Foothill Ranch, CA
|
|
92610
|
(Address of Principal Executive Offices)
|
|
(Zip Code)
|
Securities to be registered pursuant to Section 12(b) of the Act:
|
|
|
Title of each class
to be so registered
|
|
Name of each exchange on which
each class is to be registered
|
Preferred Stock Purchase Rights
|
|
The NASDAQ Stock Market LLC
|
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c), check the following box.
x
If this form relates to the
registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.
¨
Securities Act registration statement file number to which this form relates:
Not applicable
(if applicable)
Securities to be registered
pursuant to Section 12(g) of the Act:
None
(Title of Class)
Item 1.
|
Description of Registrants Securities to be Registered
|
The Wet Seal, Inc. (the Company) has entered into the First Amendment (the Rights Agreement Amendment) to the Companys existing Rights Agreement, dated as of August 21,
2012, by and between the Company and American Stock Transfer & Trust Company, LLC, as Rights Agent. The Rights Agreement Amendment accelerates the final expiration date of the Companys preferred stock purchase rights (the
Rights) from the close of business on June 30, 2013 to the close of business on September 19, 2012. Accordingly, the Rights Agreement expires on the close of business on September 19, 2012 and the Rights, which were
previously distributed as of the close of business on September 4, 2012 to the holders of record of the Companys Class A Common Stock, par value $0.10 per share, expire as of the close of business on September 19, 2012 and
thereafter no person has any rights pursuant to the Rights Agreement or the Rights.
The foregoing summary of certain terms of
the Rights Agreement Amendment do not purport to be complete and is subject to and is qualified in its entirety by reference to the Rights Agreement Amendment, a copy of which is attached as Exhibit 2 and incorporated by reference herein.
|
|
|
Exhibit
No.
|
|
Description
|
|
|
1
|
|
Rights Agreement, dated as of August 21, 2012 between The Wet Seal, Inc. and American Stock Transfer & Trust Company, LLC, which includes the Form of Certificate of Designation
of Series D Junior Participating Preferred Stock as Exhibit A, the Form of Rights Certificate as Exhibit B and the Summary of Rights to Purchase Preferred Shares as Exhibit C (incorporated by reference to Exhibit 2 to the Companys Form 8-A,
filed on August 21, 2012)
|
|
|
2
|
|
First Amendment to the Rights Agreement, dated as of September 19, 2012, by and between The Wet Seal, Inc. and American Stock Transfer & Trust Company, LLC, as Rights Agent
(incorporated by reference to Exhibit 4.1 to the Companys Current Report on Form 8-K, filed on September 20, 2012)
|
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto
duly authorized.
|
|
|
|
|
The Wet Seal, Inc.
|
|
|
Date: September 20, 2012
|
|
/s/ Steven H. Benrubi
|
|
|
Name: Steven H. Benrubi
Title: Executive Vice President and Chief Financial Officer
|
The Wet Seal - Class A (MM) (NASDAQ:WTSLA)
Historical Stock Chart
From Jun 2024 to Jul 2024
The Wet Seal - Class A (MM) (NASDAQ:WTSLA)
Historical Stock Chart
From Jul 2023 to Jul 2024