- Amended Statement of Ownership (SC 13G/A)
October 27 2008 - 4:18PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
____________
SCHEDULE
13G/A
Under
the
Securities Exchange Act of 1934
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Specialty
Underwriters Alliance, Inc.
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(Name
of Issuer)
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Common
Stock
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(Title
of Class of Securities)
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84751T309
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(CUSIP
Number)
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June
9, 2008
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(Date
of Event Which Requires Filing of this Statement)
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Check
the
appropriate box to designate the rule pursuant to which the Schedule is
filed:
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1
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NAMES
OF REPORTING PERSONS
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Duke
University
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I.R.S.
IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
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56-0532129
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2
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CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
o
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(b)
x
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3
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4
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CITIZENSHIP
OR PLACE OF ORGANIZATION
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North
Carolina
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5
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6
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0
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7
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0
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PERSON
WITH
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8
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0
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9
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AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
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0
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10
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CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN
SHARES
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11
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PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
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0.00%
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12
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OO
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1
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NAMES
OF REPORTING PERSONS
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The
Duke Endowment
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I.R.S.
IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
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56-0529965
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2
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CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
o
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(b)
x
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3
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4
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CITIZENSHIP
OR PLACE OF ORGANIZATION
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North
Carolina
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5
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6
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0
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7
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0
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PERSON
WITH
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8
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0
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9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
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|
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0
|
|
10
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN
SHARES
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|
|
|
|
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11
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PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
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0.00%
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12
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OO
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1
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NAMES
OF REPORTING PERSONS
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I.R.S.
IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
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2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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|
(a)
o
|
|
|
(b)
x
|
3
|
|
|
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|
|
|
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4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
|
|
|
|
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North
Carolina
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5
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6
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0
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7
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0
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PERSON
WITH
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8
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0
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9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
|
|
|
|
|
|
0
|
|
10
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN
SHARES
|
|
|
|
|
|
|
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
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0.00%
|
|
12
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|
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|
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|
1
|
NAMES
OF REPORTING PERSONS
|
|
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|
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I.R.S.
IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
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|
|
|
|
|
|
|
|
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2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
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|
(a)
o
|
|
|
(b)
x
|
3
|
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4
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CITIZENSHIP
OR PLACE OF ORGANIZATION
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5
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6
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0
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7
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0
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PERSON
WITH
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8
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0
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9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
|
|
|
|
|
|
0
|
|
10
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN
SHARES
|
|
|
|
|
|
|
|
11
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PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
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0.00%
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12
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1
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NAMES
OF REPORTING PERSONS
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Employees’
Retirement Plan of Duke
University
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I.R.S.
IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
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2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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|
|
|
(a)
o
|
|
|
(b)
x
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3
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4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
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North
Carolina
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5
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6
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0
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7
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0
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PERSON
WITH
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8
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0
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
|
|
|
|
|
|
0
|
|
10
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN
SHARES
|
|
|
|
|
|
|
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
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0.00%
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|
12
|
|
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Item
1(a).
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Name
of Issuer:
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Specialty
Underwriters Alliance, Inc.
Item
1(b).
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Address
of Issuer’s Principal Executive
Offices:
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222
S.
Riverside Plaza
Chicago,
IL 60606
Item
2(b).
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Name
of Person Filing:
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Duke
University
The
Duke
Endowment
DUMAC,
LLC
Blackwell
Partners LLC
Employees’
Retirement Plan of Duke University
Item
2(b).
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Address
of Principal Business
Office:
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Duke
University
c/o
DUMAC, LLC
406
Blackwell Street, Suite 300
Durham,
NC 27701
The
Duke
Endowment
c/o
DUMAC, LLC
406
Blackwell Street, Suite 300
Durham,
NC 27701
DUMAC,
LLC
406
Blackwell Street, Suite 300
Durham,
NC 27701
Blackwell
Partners LLC
c/o
DUMAC, LLC
406
Blackwell Street, Suite 300
Durham,
NC 27701
Employees’
Retirement Plan of Duke University
c/o
DUMAC, LLC
406
Blackwell Street, Suite 300
Durham,
NC 27701
Duke
University -- North Carolina
The
Duke
Endowment -- North Carolina
DUMAC,
LLC -- North Carolina
Blackwell
Partners LLC -- Georgia
Employees’
Retirement Plan of Duke University -- North Carolina
Item
2(d).
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Title
of Class of Securities
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Common
Stock, $0.01 par value
84751T309
Item
3.
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If
this statement is filed pursuant to rule 240.13d-1(b) or 240.13d-2(b)
or
(c), check whether the person filing is
a:
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(a)
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___
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Broker
or dealer registered under Section 15 of the Act.
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(b)
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___
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Bank
as defined in Section 3(a)(6) of the Act.
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(c)
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___
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Insurance
company as defined in Section 3(a)(19) of the Act.
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(d)
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___
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Investment
company registered under Section 8 of the Investment Company Act
of
1940.
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(e)
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___
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An
investment adviser in accordance with
240.13d-1(b)(1)(ii)(E).
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(f)
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___
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An
employee benefit plan or endowment fund in accordance with
240.13d-1(b)(1)(ii)(F).
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(g)
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___
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A
parent holding company or control person in accordance with
240.13d-1(b)(1)(ii)(G).
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(h)
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___
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A
savings association as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813).
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(i)
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___
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A
church plan that is excluded from the definition of an investment
company
under Section 3(c)(14) of the Investment Company Act of
1940.
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(j)
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___
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Group,
in accordance with Section 240.13d-1(b)(1)(ii)(J).
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This
Schedule 13G/A amends the Schedule 13G filed on August 7, 2008 to reflect
the
disposition of all shares beneficially owned by Duke University, The Duke
Endowment, Blackwell Partners LLC (“Blackwell”), DUMAC, LLC (“DUMAC”) and the
Employees Retirement Plan of Duke University. As of the date of this filing,
none of Duke University, The Duke Endowment, Blackwell, DUMAC nor the Employees’
Retirement Plan of Duke University beneficially own any shares of Specialty
Underwriters’ Alliance.
DUMAC
is
a North Carolina limited liability company formed by Duke University and
The
Duke Endowment, a charitable trust established in 1924 by James B. Duke,
to
provide the members and their affiliated entities with investment management
services on a not-for-profit basis. Duke University owns approximately 74%
of
the membership interests in DUMAC, while The Duke Endowment owns the remainder,
or approximately 26%. As a result, Duke University is deemed to control DUMAC.
Blackwell Partners LLC (“Blackwell”) is a Georgia limited liability company
through which Duke University and the Duke Endowment make certain of their
segregated account investments. Duke University owns approximately 77.9%
of the
membership interests of Blackwell through its wholly-owned subsidiary, Gothic
Corporation, while The Duke Endowment owns approximately 22.0% of the membership
interests of Blackwell. Each of Duke University, the Duke Endowment and
Blackwell receive investment management services from DUMAC.
Item
5
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Ownership
of Five Percent or Less of
Class
|
If
this
statement is being filed to report the fact that as of the date hereof the
reporting person has ceased to be the beneficial owner of more than 5 percent
of
the class of securities, check the following [ X ].
Item
6
|
Ownership
of More Than 5 Percent on Behalf of Another
Person
|
Not
applicable.
Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security
Being
Reported on by the Parent Holding Company or Control
Person
|
Not
Applicable.
Item
8.
|
Identification
and Classification of Members of the
Group
|
Not
Applicable.
Item
9.
|
Notice
of Dissolution of Group
|
Not
Applicable.
By
signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired and are not held for the purpose
of
or with the effect of changing or influencing the control of the issuer of
the
securities and were not acquired and are not held in connection with or as
a
participant in any transaction having that purpose or effect.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and
correct.
DATED:
October 27, 2008
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Duke
University
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By:
|
/s/ Bart
J.
Brunk
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|
Name:
Bart J. Brunk
|
|
Title:
Controller
DUMAC,
LLC
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DUMAC,
LLC
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|
By:
|
/s/ Bart
J.
Brunk
|
|
Name:
Bart
J. Brunk
|
|
Title:
Controller
DUMAC,
LLC
|
|
|
|
|
Blackwell
Partners
LLC
|
|
|
|
|
By:
|
/s/ Bart
J.
Brunk
|
|
Name:
Bart J. Brunk
|
|
Title:
Controller
DUMAC,
LLC
|
|
|
|
|
The
Duke
Endowment
|
|
|
|
|
By:
|
/s/ Bart
J.
Brunk
|
|
Name:
Bart J. Brunk
|
|
Title:
Controller
DUMAC,
LLC
|
|
|
|
|
Employees’
Retirement Plan of Duke University
|
|
|
|
|
By:
|
/s/ Bart
J.
Brunk
|
|
Name:
Bart
J. Brunk
|
|
Title:
Controller
DUMAC,
LLC
|
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