FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Dal Poggetto John

2. Date of Event Requiring Statement (MM/DD/YYYY)
9/27/2019 

3. Issuer Name and Ticker or Trading Symbol

Sonoma Pharmaceuticals, Inc. [SNOA]

(Last)        (First)        (Middle)

1129 N. MCDOWELL BLVD

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Chief Financial Officer /

(Street)

PETALUMA, CA 94954      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)

 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock, $0.0001 par value per share 115 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy) 2/25/2010 2/25/2020 Common Stock 223 $576.45 D  
Stock Option (right to buy) 5/17/2011 5/17/2021 Common Stock 286 $595.35 D  
Stock Option (right to buy) 8/24/2015 8/24/2022 Common Stock 96 $292.95 D  
Stock Option (right to buy) 9/19/2016 9/19/2023 Common Stock 238 $133.65 D  
Stock Option (right to buy) 3/4/2017 3/4/2024 Common Stock 1648 $175.50 D  
Stock Option (right to buy) 8/21/2015 8/21/2025 Common Stock 1251 $52.20 D  
Stock Option (right to buy)  (1)8/21/2025 Common Stock 420 $52.20 D  
Stock Option (right to buy)  (2)4/11/2027 Common Stock 1334 $61.92 D  

Explanation of Responses:
(1) Options vest upon the achievement of certain goals.
(2) Options vest in three equal tranches annually on the grant date anniversary, beginning on April 11, 2018 and becoming fully vested on April 11, 2020.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Dal Poggetto John
1129 N. MCDOWELL BLVD
PETALUMA, CA 94954


Chief Financial Officer

Signatures
/s/ John Dal Poggetto10/15/2019
**Signature of Reporting PersonDate

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