Current Report Filing (8-k)
November 14 2019 - 6:18AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November
14, 2019
SB ONE BANCORP
(Exact name of registrant as specified
in its charter)
New Jersey
(State or other jurisdiction of
incorporation or organization)
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001-12569
(Commission
File Number)
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22-3475473
(I.R.S. Employer
Identification No.)
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100 Enterprise Dr.
Rockaway, New Jersey 07866
(Address of principal executive offices, zip code)
Registrant’s telephone number, including
area code: (844) 256-7328
Not Applicable
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section
12(b) of the Act:
Title of each class
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Trading Symbol
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Name of each exchange on which registered
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Common Stock, no par value
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SBBX
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The NASDAQ Stock Market LLC
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
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Item 7.01.
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Regulation FD Disclosure.
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On
November 14, 2019, SB One Bancorp will conduct an investor presentation. A copy of the presentation is furnished as Exhibit 99.1
hereto and is hereby incorporated by reference herein.
The
information contained in this Item 7.01, including Exhibit 99.1 attached hereto, shall not be deemed to be “filed”
for the purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of such section, nor shall such information
or exhibit be deemed incorporated by reference in any filing under the Securities Act or the Exchange Act, except as may be expressly
set forth by specific reference in such filing.
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Item 9.01.
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Financial Statements
and Exhibits.
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SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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SB ONE BANCORP
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Date: November 14, 2019
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By:
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/s/ Adriano Duarte
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Adriano Duarte
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Executive Vice President and
Chief Financial Officer
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