Current Report Filing (8-k)
November 16 2021 - 4:21PM
Edgar (US Regulatory)
0001517130
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CN
0001517130
2021-11-15
2021-11-15
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d)
of
the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): November 16, 2021
PINGTAN
MARINE ENTERPRISE LTD.
(Exact
name of registrant as specified in its charter)
Cayman
Islands
|
|
001-35192
|
|
n/a
|
(State
or other jurisdiction
of incorporation)
|
|
(Commission File Number)
|
|
(IRS
Employer
Identification No.)
|
18/F,
Zhongshan Building A
No. 154 Hudong Road
Fuzhou, PRC
|
|
350001
|
(Address
of principal executive offices)
|
|
(Zip
Code)
|
+86
(591) 8727-1753
(Registrant’s
telephone number, including area code)
Not
Applicable
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
|
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
☐
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
☐
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
☐
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
|
|
Trading
Symbol(s)
|
|
Name
of each exchange on which registered
|
Ordinary
Shares, $0.001 par value
|
|
PME
|
|
The
NASDAQ Capital Market
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
2.01 Results of Operations and Financial Condition.
On
November 16, 2021, Pingtan Marine Enterprise Ltd. (the “Company”) issued a press release announcing its financial results
for the third quarter and nine months ended September 30, 2021. A copy of the press release is furnished as Exhibit 99.1 to this Form
8-K.
The
information contained in this Item 2.02 and in the accompanying Exhibit 99.1 shall not be deemed filed for purposes of Section 18 of
the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section,
or incorporated by reference in any filing under the Exchange Act or the Securities Act of 1933, as amended (the “Securities
Act”), except as shall be expressly set forth by specific reference in such a filing.
Item
7.01 Regulation FD Disclosure.
On
November 16, 2021, the Company issued a press release announcing its financial results for the third quarter and nine months ended September
30, 2021. A copy of the press release is furnished as Exhibit 99.1 to this Form 8-K.
The
information contained in this Item 7.01 and in the accompanying Exhibit 99.1 shall not be deemed filed for purposes of Section 18 of
the Exchange Act, or otherwise subject to the liabilities of that section, or incorporated by reference in any filing under the Exchange
Act or the Securities Act, except as shall be expressly set forth by specific reference in such a filing.
Item
9.01 Financial Statements and Exhibits.
(d)
EXHIBITS
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Date:
November 16, 2021
|
Pingtan
Marine Enterprise Ltd.
|
|
|
|
|
By:
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/s/
LiMing Yung
|
|
Name:
|
LiMing Yung
|
|
Title:
|
Chief Financial
Officer
|
2
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