Form 8-K - Current report
September 05 2023 - 3:29PM
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
September
2, 2023
Date
of Report (Date of earliest event reported)
PETVIVO
HOLDINGS, INC.
(Exact
name of registrant as specified in its charter)
Nevada |
|
001-40715 |
|
99-0363559 |
(State
or other jurisdiction
of incorporation) |
|
(Commission
File
Number) |
|
(IRS
Employer
Identification No.) |
5251
Edina Industrial Blvd.
Edina, Minnesota |
|
55349 |
(Address
of principal executive offices) |
|
(Zip
Code) |
(952)
405-6216
Registrant’s
telephone number, including area code
Check
the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of
the following provisions:
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
Common
Stock |
|
PETV |
|
The
Nasdaq Stock Market LLC |
Warrants |
|
PETVW |
|
The
Nasdaq Stock Market LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item
5.08 Shareholder Director Nominations.
To
the extent applicable, the information in Item 8.01 of this Current Report on Form 8-K is incorporated by reference into this Item 5.08.
Item
8.01 Other Events.
The
board of directors of PetVivo Holdings, Inc. (the “Company”) established November 17, 2023, as the date of the Company’s
2023 annual meeting of stockholders (the “2023 Annual Meeting”). The Company will publish additional details regarding the
exact time, location, and matters to be voted on at the 2023 Annual Meeting in the Company’s definitive proxy statement for the
2023 Annual Meeting. This date represents a change of more than 30 days from the anniversary date of the Company’s 2022 annual
meeting of stockholders held on October 14, 2022. As a result, the deadlines for stockholders to submit proposals and nominations of
directors for the 2023 Annual Meeting as set forth in the Company’s definitive proxy statement for its 2022 annual meeting of stockholders
no longer apply.
Under
the Company’s Bylaws, for stockholder proposals and director nominations to be presented at the 2023 Annual Meeting (other than
by means of inclusion of a stockholder proposal in the proxy materials pursuant to Rule 14a-8 under the Securities Exchange Act of 1934,
as amended (the “Exchange Act”), which is described below), the Company must receive proper written notice at the Company’s
principal executive office no later than close of business on October 1, 2023. The notice must include all of the information required
by the Company’s Bylaws.
Stockholder
proposals intended for inclusion in the Company’s definitive proxy statement for the 2022 Annual Meeting pursuant to Rule 14a-8
under the Exchange Act must be received at the Company’s principal executive office no later than close of business on October
1, 2023 (which the Company believes is a reasonable time before it begins to print and send its proxy materials). Any such proposal must
also meet the requirements set forth in the rules and regulations of the Exchange Act in order to be eligible for inclusion in the proxy
materials for the 2023 Annual Meeting.
All
such proposals and nominations must be in writing and addressed to the Corporate Secretary of the Company at PetVivo Holdings, Inc.,
John Dolan, Corporate Secretary, 5251 Edina Industrial Blvd., Edina, Minnesota 55439.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
|
PETVIVO
HOLDINGS, INC. |
|
|
|
Date:
September 5, 2023 |
By: |
/s/
John Lai |
|
Name: |
John
Lai |
|
Title: |
Chief
Executive Officer |
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