Current Report Filing (8-k)
September 20 2013 - 11:49AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) September 20, 2013 (Sept. 19, 2013)
Peoples United Financial, Inc.
(Exact name of registrant as specified in its charter)
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Delaware |
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001-33326 |
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20-8447891 |
(State or other jurisdiction
of incorporation) |
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(Commission
File Number) |
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(IRS Employer
Identification No.) |
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850 Main Street, Bridgeport, CT |
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06604 |
(Address of principal executive offices) |
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(Zip Code) |
Registrants telephone number, including area code (203) 338-7171
Not Applicable
(Former
name or former address, if changed since last report)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain
Officers; Compensatory Arrangements of Certain Officers
(d) On September 19, 2013, the Board of Directors of Peoples United Financial,
Inc. approved an increase in the size of the Board of Directors to eleven members, and appointed Nancy McAllister as a director to fill the vacancy created by that action. Ms. McAllister was, until May 2011, Americas Co-Head, Financial
Institutions Group, Investment Banking at Credit Suisse Securities (USA) LLC, a diversified financial services firm. She currently serves as a trustee of PennyMac Mortgage Investment Trust.
Ms. McAllister, whose term of office will expire at the 2014 annual meeting of Peoples Uniteds shareholders, will serve as a member of the
Boards Treasury and Finance Committee. She will also serve as a member of the Loan Review Committee of the Board of Directors of Peoples United Bank.
Item 9.01. Financial Statements and Exhibits
(d) |
The following Exhibit is submitted herewith. |
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Exhibit No. |
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Description |
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99.1 |
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Press Release September 19, 2013 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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Peoples United Financial, Inc. |
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(Registrant) |
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Date: September 20, 2013 |
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By: |
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/s/ Eric J. Appellof |
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(Signature) |
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Name: |
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Eric J. Appellof |
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Title: |
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First Vice President and Corporate
Counsel |
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EXHIBIT INDEX
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Exhibit No. |
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Description |
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Page |
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99.1 |
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Press Release September 19, 2013 |
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99.1-1 |
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