- Current report filing (8-K)
April 21 2011 - 8:25AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of
1934
Date of Report (Date of earliest event reported) April 21, 2011 (April 20, 2011)
Peoples United Financial, Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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001-33326
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20-8447891
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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850 Main Street,
Bridgeport, CT
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06604
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code (203) 338-7171
Not Applicable
(Former name or former address, if changed since last report)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
x
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 2.02.
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Results of Operations and Financial Condition.
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On April 20, 2011, Peoples United Financial, Inc. (Peoples United) issued a press release announcing its results of operations for the three-month period ended March 31,
2011. A copy of that press release is being furnished herewith as Exhibit 99.1.
The information contained in and accompanying this Form 8-K
with respect to Item 2.02 (including Exhibit 99.1 hereto) is being furnished to, and not filed with, the Securities and Exchange Commission in accordance with General Instruction B.2 to Form 8-K.
Peoples United hereby
files the Investor Presentation attached hereto as Exhibit 99.2.
Item 9.01.
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Financial Statements and Exhibits
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(c)
The following Exhibits are submitted herewith.
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Exhibit No.
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Description
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99.1
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Earnings Press Release dated April 20, 2011
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99.2
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Investor Presentation dated April 20, 2011
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Peoples United Financial, Inc.
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(Registrant)
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Date: April 21, 2011
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By:
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/s/ E
RIC
J.
A
PPELLOF
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(Signature)
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Name:
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Eric J. Appellof
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Title:
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Assistant Secretary
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EXHIBIT INDEX
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Exhibit No.
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Description
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Page
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99.1
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Earnings Press Release dated April 20, 2011
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99.1-1
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99.2
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Investor Presentation dated April 20, 2011
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99.2-1
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