Notice by Closed-end Investment Companies of Intention to Call or Redeem Their Own Securities (n-23c-2)
January 31 2019 - 5:11PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
NOTICE OF
INTENTION TO REDEEM SECURITIES PURSUANT TO RULE
23C-2
UNDER THE INVESTMENT COMPANY ACT OF
1940
File No. 817-01317
PENNANTPARK INVESTMENT CORPORATION
(Name of Registrant)
590 Madison
Avenue
15th Floor
New York, NY 10022
(Address of Principal Executive Offices)
The undersigned
hereby notifies the Securities and Exchange Commission (the Commission) that it intends to redeem securities of which it is the issuer, as set forth below in accordance with the requirements of
Rule 23c-2
under the Investment Company Act of 1940, as amended.
(1)
|
Title of the class of securities of PennantPark Investment Corporation (the Company) to be
redeemed:
|
4.500% Notes due 2019 (CUSIP: 708062 AA2) (the Notes)
(2)
|
Date on which the securities are to be redeemed:
|
The Notes will be redeemed March 4, 2019.
(3)
|
Applicable provisions of the governing instrument pursuant to which the securities are to be redeemed:
|
The Notes are to be redeemed pursuant to (i) Article Eleven of the Companys base indenture governing the
Notes, dated as of January 22, 2013 (the Base Indenture), between the Company and American Stock Transfer & Trust Company, LLC, as trustee, and (ii) Section 1.01(h) of the Second Supplemental Indenture, dated as
of September 23, 2014, between the Company and American Stock Transfer & Trust Company, LLC, as trustee (the Second Supplemental Indenture).
(4)
|
The principal amount or number of shares and the basis upon which the securities to be redeemed are to be
selected:
|
The Company will redeem 100% of the outstanding Notes ($250,000,000 aggregate principal amount) pursuant to
the terms of the Base Indenture and the Second Supplemental Indenture.
SIGNATURE
Pursuant to the requirements of
Rule 23c-2
under the Investment Company Act of 1940, as amended,
the Company has duly caused this Notice of Intention to Redeem Securities to be signed on its behalf by the undersigned on this 31 day of January, 2019.
|
|
|
PENNANTPARK INVESTMENT CORPORATION
|
|
|
By:
|
|
/s/ Aviv Efrat
|
|
|
Name: Aviv Efrat
|
|
|
Title: Chief Financial Officer
|
PennantPark Investment (NASDAQ:PNNT)
Historical Stock Chart
From Jun 2024 to Jul 2024
PennantPark Investment (NASDAQ:PNNT)
Historical Stock Chart
From Jul 2023 to Jul 2024