Post-effective Amendment (investment Company, Rule 485(b)) (485bpos)
February 08 2013 - 3:45PM
Edgar (US Regulatory)
As filed with the U.S. Securities and Exchange Commission on February 8, 2013
File No.
333-170422
811-22492
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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[X]
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Pre-Effective Amendment No.
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Post-Effective Amendment No.
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5
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[X]
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and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
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[X]
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Amendment No.
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8
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[X]
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(Check appropriate box or boxes)
MainGate Trust
(Exact name of Registrant as Specified in Charter)
6075 Poplar Ave.
Memphis, TN 38119
(Address of Principal Executive Offices)
(Registrant's Telephone Number, including Area Code) -
(901) 537-1866
Geoffrey P. Mavar
MainGate Trust
6075 Poplar Ave.
Memphis, TN 38119
(Name and address of agent for Service)
With copies to:
Dee Anne Sjögren
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Thompson Coburn LLP
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One US Bank Plaza
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St. Louis, Missouri 63101
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(314) 552-6295
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It is proposed that this filing will become effective (check appropriate box)
[X]
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Immediately upon filing pursuant to Rule 485(b).
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[ ]
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on (date) pursuant to Rule 485(b).
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on (date) pursuant to Rule 485(a)(1).
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60 days after filing pursuant to Rule 485 (a)(1).
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75 days after filing pursuant to Rule 485 (a)(2).
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on (date) pursuant to Rule 485(a)(2).
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If appropriate, check the following box:
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This post-effective amendment designates a new effective date for a previously filed
post-effective amendment.
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This Post-Effective Amendment (“PEA”) No. 5 to the Registration Statement of MainGate Trust (the “Trust”) on Form N-1A hereby incorporates Parts A, B and C from the Company’s PEA No. 4 on Form N-1A filed January 28, 2013. This PEA No. 5 is filed for the sole purpose of submitting the XBRL exhibit for the risk/return summary first provided in PEA No. 4 to the Trust’s Registration Statement.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment No. 5 to its Registration Statement under Rule 485(b) under the Securities Act of 1933, and has duly caused this Post-Effective Amendment No. 5 to its Registration Statement to be signed below on its behalf by the undersigned, thereunto duly authorized, in the City of Memphis and State of Tennessee on the 8th day of February, 2013.
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MainGate Trust
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By:
/s/ Matthew G. Mead
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Matthew G. Mead
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President
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Pursuant to the requirements of the Securities Act, this registration statement has been signed below by the following persons in the capacities and on the dates indicated.
Signature
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Title
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Date
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/s/ Matthew G. Mead
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Trustee and President
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February 8, 2013
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Matthew G. Mead
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/s/ Geoffrey P. Mavar
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Trustee and Chief Financial Officer
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February 8, 2013
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Geoffrey P. Mavar
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/s/ Robert A. Reed*
Robert A. Reed
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Trustee
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February 8, 2013
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/s/ Darrison N. Wharton*
Darrison N. Wharton
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Trustee
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February 8, 2013
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/s/ David C. Burns*
David C. Burns
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Trustee
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February 8, 2013
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/s/ Marshall K.Gramm*
Marshall K.Gramm
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Trustee
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February 8, 2013
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/s/ Barry Samuels*
Barry Samuels
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Trustee
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February 8, 2013
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/s/ Moss W. Davis*
Moss W. Davis
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Trustee
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February 8, 2013
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By:
/s/ Geoffrey P. Mavar
Attorney-in-fact
*Geoffrey P. Mavar signs this document on behalf of each of the foregoing persons pursuant to the Powers of Attorney.
EXHIBIT INDEX
Exhibit
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Exhibit No.
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Instance Document
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EX-101.INS
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Schema Document
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EX-101.SCH
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Calculation Linkbase Document
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EX-101.CAL
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Definition Linkbase Document
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EX-101.DEF
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Label Linkbase Document
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EX-101.LAB
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Presentation Linkbase Document
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EX-101.PRE
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