Lumera Corp - Current report filing (8-K)
August 20 2008 - 2:08PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date
of
Report (Date of earliest event reported): August 20, 2008
Lumera
Corporation
(Exact
name of registrant as specified in its charter)
Delaware
|
000-50862
|
91-2011728
|
(State
of Incorporation)
|
(Commission
File Number)
|
(IRS
Employer Identification
Number)
|
19910
North Creek Parkway, Bothell,
Washington
|
98011
|
(Address
of principal executive
offices)
|
(Zip code)
|
Registrant's
telephone number, including area code: (425) 415-6900
Check
the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions
[
]
Written communications pursuant to Rule 425 under the Securities
Act
[
]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
[
]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act
[
]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act
Item
3.01
|
Notice
of Delisting or Failure to Satisfy a Continued Listing Rule or Standard;
Transfer of Listing.
|
On
August
14, 2008, Lumera Corporation (the “Company”) received a letter from The NASDAQ
Stock Market indicating that for the last 30 consecutive business days the
bid
price of its common stock has closed below the minimum $1.00 per share
requirement for continued inclusion under Marketplace Rule 4450(a)(5). This
notification has no immediate effect on the listing of or the ability to trade
the Company’s common stock on The NASDAQ Global Market.
In
accordance with Marketplace Rule 4450(e)(2), the Company has been provided
180
calendar days, or until February 10, 2009, to regain compliance. The Company
will achieve compliance if the bid price of the Company's common stock closes
at
$1.00 per share or more for a minimum of ten consecutive business days before
February 10, 2009.
Item
9.01
|
Financial
Statements and
Exhibits.
|
|
99.1
|
Press
Release issued by the Company on August 19,
2008
|
Signatures
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant
has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
|
LUMERA
CORPORATION
By:
/s/
Peter J.
Biere
Name:
Peter J. Biere
Title:
Chief Financial Officer and
Treasurer
|
Date:
August 20, 2008
EXHIBIT
INDEX
Exhib
it
Number
|
|
Description
|
|
|
|
99.1
|
|
Press Release issued by the Company
on August
19, 2008
|
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