Filing of Certain Prospectuses and Communications in Connection With Business Combination Transactions (425)
March 18 2021 - 8:31AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or Section 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
March 18, 2021
LONGEVITY
ACQUISITION CORPORATION
(Exact name of registrant as specified in
its charter)
British Virgin Islands
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001-38637
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N/A
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(State or other jurisdiction of
incorporation or organization)
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(Commission File Number)
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(I.R.S. Employer
Identification Number)
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Yongda International Tower
No. 2277 Longyang Road
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Pudong District, Shanghai
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People’s Republic of China
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201204
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone
number, including area code: (86) 21-60832028
Not Applicable
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
x
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b)
of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on
which registered
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Ordinary shares, no par value
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LOAC
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The NASDAQ Stock Market LLC
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Warrants to purchase one-half of one
ordinary share
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LOACW
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The NASDAQ Stock Market LLC
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Rights to receive one-tenth (1/10) of one
ordinary share
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LOACR
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The NASDAQ Stock Market LLC
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Units, each consisting of one ordinary share,
one right and one warrant
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LOACU
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The NASDAQ Stock Market LLC
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b–2 of the
Securities Exchange Act of 1934 (§ 240.12b–2 of this chapter).
Emerging
growth company x
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.07. Submission of Matters to a Vote of Security Holders.
On March 17, 2020,
Longevity Acquisition Corporation (the “Company”) held its special meeting (the “Special Meeting”)
of shareholders. At the Special Meeting, the Company’s shareholders approved the proposal to approve the merger, including
the Agreement and Plan of Merger, dated as of October 21, 2020, by and among 4D pharma plc, the Company and Dolphin Merger Sub
Limited, and the related agreements and transactions contemplated thereby (the “Longevity Merger Proposal”).
The affirmative vote of at least 50% of the ordinary shares of the Company, no par value (the “Ordinary Shares”)
entitled to vote which were present, in person or by proxy, at the Special Meeting and which voted on the Longevity Merger Proposal
was required to approve the Longevity Merger Proposal.
Redemptions of 300
of the Ordinary Shares were made in connection with the Longevity Merger Proposal.
Set forth below are
the final voting results for the Longevity Merger Proposal.
Longevity Merger Proposal
The Longevity Merger
Proposal was approved, approving the merger, including the Agreement and Plan of Merger, dated as of October 21, 2020, by and among
4D pharma plc, the Company and Dolphin Merger Sub Limited, and the related agreements and transactions contemplated thereby. The
voting results of the Ordinary Shares of the Company were as follows:
For
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Against
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Withheld
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Broker Non-Votes
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1,665,403
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0
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303
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0
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Item 8.01. Other Events.
On
March 18, 2021, the Company issued a press release (the “Press Release”) before the market opened,
announcing results of Special Meeting.
A
copy of the Press Release issued by the Company is attached as Exhibit 99.1 and is incorporated by reference into this Item 8.01.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
Dated: March 18, 2021
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LONGEVITY ACQUISITION CORPORATION
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By:
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/s/ Matthew Chen
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Name: Matthew Chen
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Title: Chief Financial Officer and Chairman
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