Statement of Changes in Beneficial Ownership (4)
December 17 2021 - 6:07AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
GOLDEN GATE PRIVATE EQUITY, INC. |
2. Issuer Name and Ticker or Trading Symbol
LiveVox Holdings, Inc.
[
LVOX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
655 MONTGOMERY STREET, SUITE 1000 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/15/2021 |
(Street)
SAN FRANCISCO, CA 94111
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | 12/15/2021 | | P | | 253000 (1) | A | $4.9494 (2) | 71923701 | D | |
Class A Common Stock | 12/16/2021 | | P | | 129083 (1) | A | $4.7698 (3) | 72052784 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The reporting person has sole voting and dispositive power with respect to the reported securities which are directly held by LiveVox TopCo LLC on behalf of a private investor group that includes Golden Gate Capital Opportunity Fund, L.P., Golden Gate Capital Opportunity Fund-A, L.P., GGCOF Executive Co-Invest, L.P., GGCOF Third-Party Co-Invest, L.P., and GGCOF IRA Co-Invest, L.P., each of which are managed by the reporting person. The reporting person and each of the foregoing disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, if any. |
(2) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.89 to $4.95, inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the Issuer, or any security holder of the company, full information regarding the number of shares sold at each separate price. |
(3) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.71 to $4.90, inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the Issuer, or any security holder of the company, full information regarding the number of shares sold at each separate price. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
GOLDEN GATE PRIVATE EQUITY, INC. 655 MONTGOMERY STREET, SUITE 1000 SAN FRANCISCO, CA 94111 |
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Signatures
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/s/ Golden Gate Private Equity, Inc., By: /s/ Rachel Masory, Authorized Signatory | | 12/17/2021 |
**Signature of Reporting Person | Date |
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