Report of Proposed Sale of Securities (144)
September 13 2021 - 2:54PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
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OMB Number:
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3235-0101
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Expires:
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July 31, 2023
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Estimated average burden hours
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per response....
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1.00
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FORM 144
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SEC USE ONLY
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NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
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DOCUMENT SEQUENCE NO.
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ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.
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CUSIP NUMBER
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WORK LOCATION
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1 (a) NAME OF ISSUER (Please type
or print)
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(b) IRS IDENT. NO.
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(c) S.E.C. FILE NO.
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Newegg Commerce, Inc.
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98-1608057
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001-34661
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1 (d) ADDRESS OF ISSUER
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STREET
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CITY
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STATE
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ZIP CODE
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(e) TELEPHONE NO.
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AREA CODE
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NUMBER
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17560 Rowland Street
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City of Industry
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CA
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91748
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626
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271-9700
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2
(a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES
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(b)
RELATIONSHIP
TO ISSUER
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(c)
ADDRESS STREET
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CITY
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STATE
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ZIP
CODE
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Hangzhou
Lianluo Interactive Information Technology Co Ltd / Zhitao He (beneficial owner)
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DIRECTOR,
5%
beneficial owner
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c/o
Newegg, Commerce, Inc.,
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17560
Rowland St. City of Industry,
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CA
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91748
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INSTRUCTION: The person filing this notice should
contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
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SEC USE
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3 (a)
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(b)
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ONLY
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(c)
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(d)
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(e)
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(f)
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(g)
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Title of the
Class of
Securities
To Be Sold
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Name and Address of Each Broker
Through Whom the Securities are
to be Offered or Each Market Maker
who is Acquiring the Securities
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Broker-Dealer
File Number
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Number of
Shares or Other
Units To Be Sold
(See instr. 3(c))
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Aggregate
Market Value
(See instr. 3(d))
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Number of Shares
or Other Units
Outstanding
(See instr. 3(e))
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Approximate
Date of Sale
(See instr. 3(f))
(MO. DAY YR.)
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Name of Each
Securities
Exchange
(See instr. 3(g))
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Common Shares
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TIGER BROKERS (SINGAPORE) PTE. LTD.
50 Raffles Place, #29-04, Singapore
Land Tower, Singapore (048623)
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571,000
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$10,100,990
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368,298,862
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9/14/2021 to 9/24/2021
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NASDAQ
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INSTRUCTIONS:
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3.
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(a)
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Title of the class of securities to be sold
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1.
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(a)
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Name of issuer
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(b)
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Name and address of each broker through whom the securities are intended to be sold
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(b)
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Issuers I.R.S. Identification Number
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(c)
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Number of shares or other units to be sold (if debt securities, give the aggregate face
amount)
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(c)
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Issuers S.E.C. file number, if any
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(d)
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Aggregate market value of the securities to be sold as of a specified date within 10 days prior
to the filing of this notice
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(d)
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Issuers address, including zip code
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(e)
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Number of shares or other units of the class outstanding, or if debt securities the face amount
thereof outstanding, as shown by the most recent report or statement published by the issuer
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(e)
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Issuers telephone number, including area code
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(f)
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Approximate date on which the securities are to be sold
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(g)
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Name of each securities exchange, if any, on which the securities are intended to be sold
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2.
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(a)
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Name of person for whose account the securities are to be sold
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(b)
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Such persons relationship to the issuer (e.g., officer, director, 10% stockholder, or
member of immediate family of any of the foregoing)
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(c)
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Such persons address, including zip code
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Potential persons who are to respond to the collection of information contained in this form are not required to respond
unless the form displays a currently valid OMB control number.
TABLE I SECURITIES TO BE SOLD
Furnish the following information with
respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the
purchase price or other consideration therefor:
Title of
the Class
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Date you
Acquired
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Nature of
Acquisition Transaction
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Name of Person From
Whom Acquired
(If gift, also give date donor acquired)
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Amount of
Securities Acquired
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Date of Payment
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Nature of Payment
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Common Stock
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8/18/2016
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Shares were purchased from the Issuer pursuant to a Share Purchase Agreement dated April 28, 2016.
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Issuer
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571,000
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8/18/2016
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The securities were purchased for $14.40 per share.
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INSTRUCTIONS:
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If the securities were purchased and full payment therefor was not made in
cash at the time of purchase, explain in the table or in a note thereto the
nature of the consideration given. If the consideration consisted of any note or
other obligation, or if payment was made in installments describe the
arrangement and state when the note or other obligation was discharged in full
or the last installment paid.
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TABLE II –– SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities
of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
Name and Address of Seller
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Title of Securities Sold
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Date of Sale
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Amount of
Securities Sold
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Gross Proceeds
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None
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Remarks:
INSTRUCTIONS:
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ATTENTION:
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See the definition of person
in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to
be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons
whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this
notice.
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The person for whose account
the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material
adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been
publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the
Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such
representation as of the plan adoption or instruction date.
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September
13, 2021
Date
of Notice
Date
of Plan Adoption or Giving of Instruction, if Relying on Rule 10b5-1.
/s/
Zhitao He
(Signature)
The
notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually
signed.
Any copies not manually signed shall bear typed or printed signatures.
ATTENTION:
Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
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