Statement of Changes in Beneficial Ownership (4)
February 15 2023 - 5:22PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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FERRICK PATRICIA A |
2. Issuer Name and Ticker or Trading Symbol
FVCBankcorp, Inc.
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FVCB
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President |
(Last)
(First)
(Middle)
6811 HARTWOOD LANE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/13/2023 |
(Street)
CENTREVILLE, VA 20121
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 2/13/2023 | | M | | 15694 | A | $5.7344 | 141295 (1) | D | |
Common Stock | 2/13/2023 | | M | | 10985 | A | $5.7344 (2) | 152280 | D | |
Common Stock | 2/13/2023 | | F | | 5635 (2) | D | $13.79 (2) | 146645 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options | $5.7344 | 2/13/2023 | | M | | | 15694 | 3/1/2016 | 3/1/2023 | Common Stock | 15694 | $5.7344 | 10985 | D | |
Stock Options | $5.7344 | 2/13/2023 | | M | | | 10985 | 3/1/2016 | 3/1/2023 | Common Stock | 10985 | $5.7344 | 0 | D | |
Explanation of Responses: |
(1) | On January 31, 2023, the Issuer effected a five-for-four stock split in the form of a dividend (the "Stock Split") of all of its issued and outstanding shares of common stock ("Common Stock"), which resulted in the Reporting Person's ownership of issued and outstanding Common Stock being increased from 100,481 shares of Common Stock to 125,601 shares of Common Stock prior to the disclosed transaction. |
(2) | Reflects 5,635 shares withheld by Issuer at the market price of $13.79 per share less an exercise price of $5.7344 per share to fund cashless exercise of 5,350 options owned by the Reporting Person pursuant to the Issuer's Amended and Restate 2008 Option Plan (the "Plan") and the related Stock Option Award Agreement ("Award Agreement"). |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
FERRICK PATRICIA A 6811 HARTWOOD LANE CENTREVILLE, VA 20121 | X |
| President |
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Signatures
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Jennifer L. Deacon, Power of Attorney | | 2/15/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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