- Current report filing (8-K)
November 18 2008 - 6:01AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
Form
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of
The
Securities Exchange Act of 1934
Date
of Report:
November
14, 2008
Frontier
Financial Corporation
(Exact
name of registrant as specified in its charter)
|
Washington
(State
of incorporation or organization)
|
000-15540
(Commission
File Number)
|
91-1223535
(I.R.S.
Employer Identification No.)
|
332
S.W. Everett Mall Way
P.O.
Box 2215
Everett,
Washington
(Address
of principal executive offices)
|
98213
(Zip
Code)
|
Registrant’s
telephone number, including area code:
(425)
514-0700
|
|
(Former
name or former address, if changed since last report)
|
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
[
] Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
[
] Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act
(17 CFR 240.14a-12)
[
] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[
] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
|
Item
8.01 Other Events.
On
November 14, 2008, Frontier Financial Corporation (Nasdaq: FTBK) announced that
the Company has filed a shelf registration statement on Form S-3 with the
Securities and Exchange Commission (“SEC”). The shelf registration statement,
which was automatically declared effective upon filing, will allow the Company
to raise an indeterminate amount of capital from time to time, through the sale
of common stock, preferred stock, senior debt securities, subordinated debt
securities, purchase contracts, units, warrants and rights.
The
information contained in this Item 8.01 disclosure included with this Current
Report, is being furnished pursuant to Item 7.01 and shall not be deemed “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended
(the “Exchange Act”), or otherwise subject to the liabilities of that Section,
nor shall such information be deemed to be incorporated by reference into any
filing under the Securities Act of 1933, as amended (the “Securities Act”), or
the Exchange Act, except as otherwise stated in such filing.
CAUTION
ABOUT FORWARD-LOOKING STATEMENTS
This
report contains “forward-looking statements” that are subject to risks and
uncertainties. These forward-looking statements describe management’s
expectations regarding future events and developments such as the fair market
value of Frontier’s investment portfolio. Readers should not place undue
reliance on forward-looking statements, which reflect management’s views only as
of the date hereof. The words “should,” “anticipate,” “expect,” “will,”
“believe,” and words of similar meaning are intended, in part, to help identify
forward-looking statements. Future events are difficult to predict, and the
expectations described above are subject to risks and uncertainties that may
cause actual results to differ materially. Should one or more of these risks or
uncertainties materialize, or should underlying assumptions prove incorrect,
actual results may vary materially from those anticipated, estimated or
expected. In addition to discussions about risks and uncertainties set forth
from time to time in the Company’s filings with the Securities and Exchange
Commission, factors that may cause actual results to differ materially from
those contemplated in these forward-looking statements include, among others:
(1) the extent and duration of continued economic and market disruptions and
governmental actions to address these disruptions; (2) the risk of new and
changing legislation, regulation and/or regulatory actions; (3) pending
litigation; (4) local and national general and economic conditions; (5) changes
in interest rates; (6) reductions in loan demand or deposit levels; and (7)
changes in loan collectibility, defaults and charge-off rates. Frontier
Financial Corporation does not undertake to update forward-looking statements to
reflect circumstances or events that occur after the date the forward-looking
statements were made. Any such statements are made in reliance on the safe
harbor protections provided under the Securities Exchange Act of 1934, as
amended.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, as amended, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
|
FRONTIER
FINANCIAL CORPORATION
|
|
(Registrant)
|
|
|
(Date)
|
John
J. Dickson
Chief
Executive Officer
|
Frontier Finl Corp Wash (MM) (NASDAQ:FTBK)
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