Focus Enhancements Inc - Amended Statement of Ownership (SC 13G/A)
February 13 2008 - 3:02PM
Edgar (US Regulatory)
1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 5)
FOCUS ENHANCEMENTS, INC.
(Name of Issuer)
Common Stock, $.01 par value
(Title of Class of Securities)
344159108
(CUSIP NUMBER)
December 31, 2007
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
1) Names of Reporting Persons and I.R.S. Identification Nos. Of Above Persons
(entities only)
Carl E. Berg
2) Check the appropriate box if a member of a group
(See Instructions) (a) [ ]
(b) [X]
3) SEC Use Only
4) Citizenship or Place of Organization
United States
NUMBER OF 5) Sole Voting Power
SHARES 5,703,767*
BENEFICIALLY 6) Shared Voting Power
OWNED BY 0
EACH 7) Sole Dispositive Power
REPORTING 5,703,767*
PERSON 8) Shared Dispositive Power
WITH 0
9) Aggregate Amount Beneficially owned By Each Reporting Person
|
5,703,767*
10) Check Box if the Aggregate Amount in Row (9) excluded certain shares (See
Instructions)
[ ]
Not Applicable
11) Percent of Class Represented By Amount in Row (9)
6.5%
12) Type of Reporting Person (See Instructions)
IN
* Includes (a) 2,395,693 shares of Common Stock (b) 79,574 options to purchase
shares of Common Stock exercisable within 60 days of November 8, 2007 (c) 3,161
shares of Preferred Stock, each preferred share is convertible into 1,000 shares
of Common Stock and (d) 67,500 shares of restricted stock, which are not vested.
- 2 -
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired and are held in the ordinary
course of business and were not acquired and are not held for the purpose of or
with the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
Dated: February 13, 2008
/s/ Carl E. Berg
---------------------------------------
Carl E. Berg
|
Focus Enhancements (NASDAQ:FCSE)
Historical Stock Chart
From Jun 2024 to Jul 2024
Focus Enhancements (NASDAQ:FCSE)
Historical Stock Chart
From Jul 2023 to Jul 2024