Current Report Filing (8-k)
November 08 2019 - 5:07PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or
15(d)
of the Securities
Exchange Act of 1934
Date of Report: November 8, 2019
(Date of earliest event reported)
Firsthand Technology Value Fund,
Inc.
(Exact name of registrant as specified
in its charter)
Maryland
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814-00830
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27-3008946
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(State or other
jurisdiction of
incorporation)
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(Commission File
Number)
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(IRS Employer
Identification
Number)
|
|
|
|
150 Almaden Blvd.,
Suite 1250 San Jose, CA
|
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95113
(Zip
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(Address of principal executive offices)
|
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Code)
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(800) 976-8776
(Registrant's telephone number, including
area code)
Not Applicable
(Former Name or Former Address, if
changed since last report)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the
Act
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common stock, par value $0.001 per share
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SVVC
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The NASDAQ Global Select Market
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
[ ] Emerging growth company
[ ] If an emerging growth
company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any
new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 8.01. Other Events
On November 8, 2019, Firsthand Technology Value Fund,
Inc. (the “Company”) issued a press release announcing the filing with the SEC a quarterly report on Form 10-Q, which
is available on the Company’s website at www.firsthandtvf.com. The Company's press release issued August 9, 2019 is attached
as Exhibit 99.1.
Item 9.01. Financial Statements and Exhibits
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(a)
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Financial statements:
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None
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(b)
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Pro forma financial information:
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None
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(c)
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Shell company transactions:
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None
99.1 Press Release
dated November 8, 2019.
SIGNATURE
Pursuant to the requirements of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: November 8, 2019
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FIRSTHAND TECHNOLOGY VALUE FUND, INC.
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By:
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/s/ Kevin Landis
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Kevin Landis
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President
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Exhibit Index
Exhibit No.
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Description
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99.1
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Press release dated November 8, 2019
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