- Report of proposed sale of securities (144)
July 20 2009 - 3:11PM
Edgar (US Regulatory)
|
|
UNITED
STATES
|
OMB
APPROVAL
|
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C.
20549
|
OMB
Number: 3235-0101
Expires:
December 31, 2006
Estimated
average burden
hours
per response . . .. 2.0
|
FORM 144
|
|
NOTICE OF PROPOSED SALE OF
SECURITIES
PURSUANT TO RULE 144 UNDER THE
SECURITIES ACT OF 1933
|
SEC
USE ONLY
|
|
DOCUMENT
SEQUENCE NO.
|
ATTENTION:
Transmit for filing 3 copies
of this form concurrently with either placing an
order with a broker to execute
sale or executing a sale directly with a market
maker.
|
CUSIP
NUMBER
|
1
(a) NAME OF ISSUER (please type or print)
First
South Bancorp, Inc.
|
(b)
IRS IDENT. NO
56-1999749
|
(C)
S.E.C. FILE NO.
0-22219
|
WORK
LOCATION
|
1
(d) ADDRESS OF ISSUER STREET
1311
Carolina Avenue
|
|
CITY
Washington
|
STATE
NC
|
ZIP
CODE
27889
|
(e)
TELEPHONE NO.
|
AREA
CODE
252
|
NUMBER
946-4178
|
2
(a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES
ARE
TO BE SOLD
Mary
R. Boyd
|
(b)
IRS IDENT.NO.
|
(c)
RELATIONSHIP TO
ISSUER
Executive
Vice President
|
(d)
ADDRESS STREET CITY STATE ZIP CODE
104
Dudley Place
Washington NC
27889
|
INSTRUCTION
:
The person filing this notice should
contact the issuer to obtain the I.R.S. Identification Number and the S.E.C.
File Number.
3
(a)
Title
of the
Class
of
Securities
To
be Sold
|
(b)
Name
and Address of Each Broker Through Whom the
Securities
are to be Offered or Each Market Maker
Who
is Acquiring the Securities
|
SEC USE
ONLY
Broker-Dealer
File
Number
|
(c)
Number
of Shares
Or
Other Units
To
be Sold
(See
instr. 3(c))
|
(d)
Aggregate
Market
Value
(See
instr. 3(d))
|
(e)
Number
of Shares
Or
Other Units
Outstanding
(See
instr. 3( e))
|
(f)
Approximate
Date
of Sale
(See
instr. 3(f))
(MO.
DAY YR.)
|
(f)
Name of Each
Securities Exchange (See instr. 3 (g))
|
Common
|
Edward
Jones Investments
106 E. 15th Street
Washington NC 27889
|
|
2,000
|
$24,000
|
9,738,096
|
7/31/09
to
10/21/09
|
|
INSTRUCTIONS:
|
|
|
1.
|
(a)
Name of issuer
|
3.
|
(a)
Title of the class of securities to be sold
|
|
(b)
Issuer’s I.R.S. Identification Number
|
|
(b)
Name and address of each broker through whom the securities are intended
to be sold
|
|
(c)
Issuer’s S.E.C. file number, if any
|
|
(c)
Number of shares or other units to be sold (if debt securities, give the
aggregate face amount)
|
|
(d)
Issuer’s address, including zip code
|
|
(d)
Aggregate market value of the securities to be sold as of a specified date
within 10 days prior to the filing of this notice
|
|
(e)
Issuer’s telephone number, including area code
|
|
(e)
Number of shares or other units of the class outstanding, or if debt
securities the face amount thereof outstanding, as shown by the most
recent report or statement published by the issuer
|
|
|
|
(f)
Approximate date on which the securities are to be sold
|
|
|
|
(g)
Name of each securities exchange, if any, on which the securities are
intended to be sold
|
2.
|
(a)
Name of person for whose account the securities are to be sold
|
|
|
|
(b)
Such person’s I.R.S. identification number, such person is an
entity
|
|
|
|
(c)
Such person’s relationship to the issuer (e.g., officer, director,
10%Stockholder, or member of immediate family of any of the
foregoing)
|
|
Potential persons who are to
respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control
number.
|
|
(d)
Such person’s address, including zip code
|
|
|
TABLE I - SECURITIES TO BE
SOLD
Furnish the following information
with respect to the acquisition of the securities to be sold
and with respect to the payment of
all or any part of the purchase price or other consideration
therefor:
Title
of
the
Class
|
Date
You
Acquired
|
Nature
of Acquisition Transaction
|
Name
of Person from Whom Acquired
(If
gift, also give date donor acquired)
|
Amount
of
Securities
Acquired
|
Date
of
Payment
|
Nature
of Payment
|
Common
|
Various
dates from 4/8/98 to 2/28/08
|
First
South Bancorp, Inc. Stock Options Exercised and Management Recognition
Plan
|
First
South Bancorp, Inc. Stock Plan and First South Bancorp, Inc. Management
Recognition Plan
|
|
Various
dates from 4/8/98 to 2/28/08
|
Cash
from personal funds, tender of shares and distribution from MRP
Plan.
|
INSTRUCTIONS:
|
If the securities
were purchased and full payment therefor was not made in cash at
the
time of purchase, explain in the table or in a note thereto the nature of
the
consideration
given. If the consideration consisted of any note or other obligation,
or
if payment was made in installments describe the arrangement and state
when
the
note or other obligation was discharged in full or the last installment
paid.
|
|
TABLE II - SECURITIES SOLD DURING THE
PAST 3 MONTHS
Furnish the following information as
to all securities of the issuer sold during the past 3 months by the person for
whose account the securities are to be sold.
Name
and Address of Seller
|
Title
of Securities Sold
|
Date
of Sale
|
Amount
of Securities Sold
|
Gross
Proceeds
|
|
None
|
|
|
|
REMARKS:
INSTRUCTIONS:
|
|
ATTENTION:
|
See
the definition of “person” in paragraph (a) of Rule 144. Information is to
be given not only as
to
the person for whose account the securities are to be sold but also as to
all other persons included
in
that definition. In addition, information shall be given as to sales by
all persons whose sales are
required
by paragraph (e) of Rule 144 to be aggregated with sales for the account
of the person filing
this
notice.
|
|
The person for whose account
the securities to which this notice relates are to be sold
hereby
represents by signing this
notice that he does not know any material adverse information in
regard
t
o the current and prospective
operations of the Issuer of the securities to be sold which has not
been
publicly
disclosed.
|
|
|
|
|
|
/s/
Mary R. Boyd
|
DATE
OF NOTICE
|
|
(SIGNATURE)
|
The notice shall be signed by the
person for whose account the securities are to be sold. At least one copy of the
notice shall be manually signed.
Any copies not manually signed shall
bear typed or printed signatures.
ATTENTION: Intentional
misstatements or omission of facts constitute Federal Criminal Violations
(See 18 U.S.C. 1001)
|
First South Bancorp (NASDAQ:FSBK)
Historical Stock Chart
From Jun 2024 to Jul 2024
First South Bancorp (NASDAQ:FSBK)
Historical Stock Chart
From Jul 2023 to Jul 2024