Statement of Changes in Beneficial Ownership (4)
August 09 2021 - 6:55PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Hubbard Jean A. |
2. Issuer Name and Ticker or Trading Symbol
PREMIER FINANCIAL CORP
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PFC
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
601 CLINTON STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/18/2016 |
(Street)
DEFIANCE, OH 43512
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Phantom Stock (4) | (1) | 11/18/2016 | 11/18/2016 | A | | 65.502 | | (2) | (2) | Common Shares | 65.502 | $0 | 5855.898 | D | |
Phantom Stock (4) | (1) | 12/30/2016 | 12/30/2016 | A | | 59.124 | | (2) | (2) | Common Shares | 59.124 | $0 | 5915.022 | D | |
Phantom Stock (4) | (1) | 1/27/2017 | 1/27/2017 | A | | 60.386 | | (2) | (2) | Common Shares | 60.386 | $0 | 5975.408 | D | |
Phantom Stock (4) | (1) | 2/24/2017 | 2/24/2017 | A | | 60.472 | | (2) | (2) | Common Shares | 60.472 | $0 | 6035.880 | D | |
Phantom Stock (4) | (1) | 3/24/2017 | 3/24/2017 | A | | 61.588 | | (2) | (2) | Common Shares | 61.588 | $0 | 6097.468 | D | |
Phantom Stock (4) | (1) | 4/7/2017 | 4/7/2017 | A | | 61.590 | | (2) | (2) | Common Shares | 61.590 | $0 | 6159.058 | D | |
Phantom Stock (4) | (1) | 5/19/2017 | 5/19/2017 | A | | 57.514 | | (2) | (2) | Common Shares | 57.514 | $0 | 6216.572 | D | |
Phantom Stock (4) | (1) | 6/30/2017 | 6/30/2017 | A | | 56.948 | | (2) | (2) | Common Shares | 56.948 | $0 | 6273.520 | D | |
Phantom Stock (4) | (1) | 7/28/2017 | 7/28/2017 | A | | 58.344 | | (2) | (2) | Common Shares | 58.344 | $0 | 6331.864 | D | |
Phantom Stock (4) | (1) | 8/25/2017 | 8/25/2017 | A | | 60.864 | | (2) | (2) | Common Shares | 60.864 | $0 | 6392.728 | D | |
Phantom Stock (4) | (1) | 9/22/2017 | 9/22/2017 | A | | 59.844 | | (2) | (2) | Common Shares | 59.844 | $0 | 6452.572 | D | |
Phantom Stock (4) | (1) | 10/20/2017 | 10/20/2017 | A | | 53.696 | | (2) | (2) | Common Shares | 53.696 | $0 | 6506.268 | D | |
Phantom Stock (4) | (1) | 11/17/2017 | 11/17/2017 | A | | 56.476 | | (2) | (2) | Common Shares | 56.476 | $0 | 6562.744 | D | |
Phantom Stock (4) | (1) | 12/29/2017 | 12/29/2017 | A | | 57.726 | | (2) | (2) | Common Shares | 57.726 | $0 | 6620.470 | D | |
Phantom Stock (4) | (1) | 1/26/2018 | 1/26/2018 | A | | 53.792 | | (2) | (2) | Common Shares | 53.792 | $0 | 6674.262 | D | |
Phantom Stock (4) | (1) | 2/23/2018 | 2/23/2018 | A | | 54.506 | | (2) | (2) | Common Shares | 54.506 | $0 | 6728.768 | D | |
Phantom Stock (4) | (1) | 3/23/2018 | 3/23/2018 | A | | 53.782 | | (2) | (2) | Common Shares | 53.782 | $0 | 6782.550 | D | |
Phantom Stock (4) | (1) | 4/20/2018 | 4/20/2018 | A | | 49.188 | | (2) | (2) | Common Shares | 49.188 | $0 | 6831.738 | D | |
Phantom Stock (4) | (1) | 5/18/2018 | 5/18/2018 | A | | 48.418 | | (2) | (2) | Common Shares | 48.418 | $0 | 6880.156 | D | |
Phantom Stock (4) | (1) | 6/29/2018 | 6/29/2018 | A | | 44.736 | | (2) | (2) | Common Shares | 44.736 | $0 | 6924.892 | D | |
Phantom Stock (4) | (1) | 7/27/2018 | 7/27/2018 | A | | 45.984 | | (2) | (2) | Common Shares | 45.984 | $0 | 6970.876 | D | |
Phantom Stock (4) | (1) | 8/24/2018 | 8/24/2018 | A | | 84.992 | | (2) | (2) | Common Shares | 84.992 | $0 | 7055.868 | D | |
Phantom Stock (4) | (1) | 9/21/2018 | 9/21/2018 | A | | 47.878 | | (2) | (2) | Common Shares | 47.878 | $0 | 7103.746 | D | |
Phantom Stock (4) | (1) | 10/19/2018 | 10/19/2018 | A | | 55.908 | | (2) | (2) | Common Shares | 55.908 | $0 | 7159.654 | D | |
Phantom Stock (4) | (1) | 11/30/2018 | 11/30/2018 | A | | 53.229 | | (2) | (2) | Common Shares | 53.229 | $0 | 7212.883 | D | |
Phantom Stock (4) | (1) | 12/28/2018 | 12/28/2018 | A | | 61.299 | | (2) | (2) | Common Shares | 61.299 | $0 | 7274.182 | D | |
Phantom Stock (4) | (1) | 1/25/2019 | 1/25/2019 | A | | 52.706 | | (2) | (2) | Common Shares | 52.706 | $0 | 7326.888 | D | |
Phantom Stock (4) | (1) | 2/22/2019 | 2/22/2019 | A | | 48.403 | | (2) | (2) | Common Shares | 48.403 | $0 | 7375.291 | D | |
Phantom Stock (4) | (1) | 3/22/2019 | 3/22/2019 | A | | 53.918 | | (2) | (2) | Common Shares | 53.918 | $0 | 7477.295 (3) | D | |
Phantom Stock (4) | (1) | 4/19/2019 | 4/19/2019 | A | | 51.903 | | (2) | (2) | Common Shares | 51.903 | $0 | 7576.443 (3) | D | |
Explanation of Responses: |
(1) | Each share of phantom stock is the economic equivalent of one share of PFC common stock. |
(2) | The shares of phantom stock become payable in PFC common shares in five equal annual tranches following the reporting person's termination of service as a director beginning one year after termination. |
(3) | The ending balance differs from amounts previously reported because of shares acquired under a dividend reinvestment plan. |
(4) | On July 13, 2018, the issuer split its common shares 2-for-1 (the "Stock Split"). The numbers included in this Form 4 have been adjusted to account for the Stock Split. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Hubbard Jean A. 601 CLINTON STREET DEFIANCE, OH 43512 | X |
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Signatures
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/s/ Jean A. Hubbard by Shannon M. Kuhl, POA | | 8/9/2021 |
**Signature of Reporting Person | Date |
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