Statement of Changes in Beneficial Ownership (4)
August 09 2021 - 6:53PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Hubbard Jean A. |
2. Issuer Name and Ticker or Trading Symbol
PREMIER FINANCIAL CORP
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PFC
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
601 CLINTON STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/23/2014 |
(Street)
DEFIANCE, OH 43512
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Phantom Stock (3) | (1) | 5/23/2014 | 5/23/2014 | A | | 109.370 | | (2) | (2) | Common Shares | 109.370 | $0 | 3318.298 | D | |
Phantom Stock (3) | (1) | 6/20/2014 | 6/20/2014 | A | | 105.336 | | (2) | (2) | Common Shares | 105.336 | $0 | 3423.634 | D | |
Phantom Stock (3) | (1) | 7/18/2014 | 7/18/2014 | A | | 109.930 | | (2) | (2) | Common Shares | 109.930 | $0 | 3533.564 | D | |
Phantom Stock (3) | (1) | 8/29/2014 | 8/29/2014 | A | | 107.526 | | (2) | (2) | Common Shares | 107.526 | $0 | 3641.090 | D | |
Phantom Stock (3) | (1) | 9/26/2014 | 9/26/2014 | A | | 110.824 | | (2) | (2) | Common Shares | 110.824 | $0 | 3751.914 | D | |
Phantom Stock (3) | (1) | 10/24/2014 | 10/24/2014 | A | | 103.878 | | (2) | (2) | Common Shares | 103.878 | $0 | 3855.792 | D | |
Phantom Stock (3) | (1) | 11/21/2014 | 11/21/2014 | A | | 99.734 | | (2) | (2) | Common Shares | 99.734 | $0 | 3955.526 | D | |
Phantom Stock (3) | (1) | 12/19/2014 | 12/19/2014 | A | | 92.764 | | (2) | (2) | Common Shares | 92.764 | $0 | 4048.290 | D | |
Phantom Stock (3) | (1) | 1/30/2015 | 1/30/2015 | A | | 98.490 | | (2) | (2) | Common Shares | 98.490 | $0 | 4146.780 | D | |
Phantom Stock (3) | (1) | 2/27/2015 | 2/27/2015 | A | | 93.720 | | (2) | (2) | Common Shares | 93.720 | $0 | 4240.500 | D | |
Phantom Stock (3) | (1) | 3/27/2015 | 3/27/2015 | A | | 92.450 | | (2) | (2) | Common Shares | 92.450 | $0 | 4332.950 | D | |
Phantom Stock (3) | (1) | 4/24/2015 | 4/24/2015 | A | | 88.288 | | (2) | (2) | Common Shares | 88.288 | $0 | 4421.238 | D | |
Phantom Stock (3) | (1) | 5/22/2015 | 5/22/2015 | A | | 82.736 | | (2) | (2) | Common Shares | 82.736 | $0 | 4503.974 | D | |
Phantom Stock (3) | (1) | 6/19/2015 | 6/19/2015 | A | | 82.758 | | (2) | (2) | Common Shares | 82.758 | $0 | 4586.732 | D | |
Phantom Stock (3) | (1) | 7/31/2015 | 7/31/2015 | A | | 78.024 | | (2) | (2) | Common Shares | 78.024 | $0 | 4664.756 | D | |
Phantom Stock (3) | (1) | 8/28/2015 | 8/28/2015 | A | | 80.128 | | (2) | (2) | Common Shares | 80.128 | $0 | 4744.884 | D | |
Phantom Stock (3) | (1) | 9/25/2015 | 9/25/2015 | A | | 82.260 | | (2) | (2) | Common Shares | 82.260 | $0 | 4827.144 | D | |
Phantom Stock (3) | (1) | 10/23/2015 | 10/23/2015 | A | | 75.950 | | (2) | (2) | Common Shares | 75.950 | $0 | 4903.094 | D | |
Phantom Stock (3) | (1) | 11/20/2015 | 11/20/2015 | A | | 75.776 | | (2) | (2) | Common Shares | 75.776 | $0 | 4978.870 | D | |
Phantom Stock (3) | (1) | 12/18/2015 | 12/18/2015 | A | | 78.002 | | (2) | (2) | Common Shares | 78.002 | $0 | 5056.872 | D | |
Phantom Stock (3) | (1) | 1/29/2016 | 1/29/2016 | A | | 77.062 | | (2) | (2) | Common Shares | 77.062 | $0 | 5133.934 | D | |
Phantom Stock (3) | (1) | 2/26/2016 | 2/26/2016 | A | | 76.414 | | (2) | (2) | Common Shares | 76.414 | $0 | 5210.348 | D | |
Phantom Stock (3) | (1) | 3/25/2016 | 3/25/2016 | A | | 77.942 | | (2) | (2) | Common Shares | 77.942 | $0 | 5288.290 | D | |
Phantom Stock (3) | (1) | 4/22/2016 | 4/22/2016 | A | | 76.124 | | (2) | (2) | Common Shares | 76.124 | $0 | 5364.414 | D | |
Phantom Stock (3) | (1) | 5/20/2016 | 5/20/2016 | A | | 76.220 | | (2) | (2) | Common Shares | 76.220 | $0 | 5440.634 | D | |
Phantom Stock (3) | (1) | 6/17/2016 | 6/17/2016 | A | | 75.018 | | (2) | (2) | Common Shares | 75.018 | $0 | 5515.652 | D | |
Phantom Stock (3) | (1) | 7/29/2016 | 7/29/2016 | A | | 71.960 | | (2) | (2) | Common Shares | 71.960 | $0 | 5587.612 | D | |
Phantom Stock (3) | (1) | 8/26/2016 | 8/26/2016 | A | | 65.246 | | (2) | (2) | Common Shares | 65.246 | $0 | 5652.858 | D | |
Phantom Stock (3) | (1) | 9/23/2016 | 9/23/2016 | A | | 66.312 | | (2) | (2) | Common Shares | 66.312 | $0 | 5719.170 | D | |
Phantom Stock (3) | (1) | 10/21/2016 | 10/21/2016 | A | | 71.226 | | (2) | (2) | Common Shares | 71.226 | $0 | 5790.396 | D | |
Explanation of Responses: |
(1) | Each share of phantom stock is the economic equivalent of one share of PFC common stock. |
(2) | The shares of phantom stock become payable in PFC common shares in five equal annual tranches following the reporting person's termination of service as a director beginning one year after termination. |
(3) | On July 13, 2018, the issuer split its common shares 2-for-1 (the "Stock Split"). The numbers included in this Form 4 have been adjusted to account for the Stock Split. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Hubbard Jean A. 601 CLINTON STREET DEFIANCE, OH 43512 | X |
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Signatures
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/s/ Jean A. Hubbard by Shannon M. Kuhl, POA | | 8/9/2021 |
**Signature of Reporting Person | Date |
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