Statement of Changes in Beneficial Ownership (4)
August 09 2021 - 6:51PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Hubbard Jean A. |
2. Issuer Name and Ticker or Trading Symbol
PREMIER FINANCIAL CORP
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PFC
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
601 CLINTON STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/30/2011 |
(Street)
DEFIANCE, OH 43512
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Shares | | | | | | | | 15664.2640 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Phantom Stock (3) | (1) | 11/30/2011 | 11/30/2011 | A | | 596.240 | | (2) | (2) | Common Shares | 596.240 | $0 | 596.240 | D | |
Phantom Stock (3) | (1) | 12/31/2011 | 12/31/2011 | A | | 51.416 | | (2) | (2) | Common Shares | 51.416 | $0 | 647.656 | D | |
Phantom Stock (3) | (1) | 1/20/2012 | 1/20/2012 | A | | 109.512 | | (2) | (2) | Common Shares | 109.512 | $0 | 757.168 | D | |
Phantom Stock (3) | (1) | 2/17/2012 | 2/17/2012 | A | | 100.574 | | (2) | (2) | Common Shares | 100.574 | $0 | 857.742 | D | |
Phantom Stock (3) | (1) | 3/30/2012 | 3/30/2012 | A | | 103.796 | | (2) | (2) | Common Shares | 103.796 | $0 | 961.538 | D | |
Phantom Stock (3) | (1) | 4/27/2012 | 4/27/2012 | A | | 100.516 | | (2) | (2) | Common Shares | 100.516 | $0 | 1062.054 | D | |
Phantom Stock (3) | (1) | 5/25/2012 | 5/25/2012 | A | | 109.512 | | (2) | (2) | Common Shares | 109.512 | $0 | 1171.566 | D | |
Phantom Stock (3) | (1) | 6/22/2012 | 6/22/2012 | A | | 103.796 | | (2) | (2) | Common Shares | 103.796 | $0 | 1275.362 | D | |
Phantom Stock (3) | (1) | 7/20/2012 | 7/20/2012 | A | | 102.640 | | (2) | (2) | Common Shares | 102.640 | $0 | 1378.002 | D | |
Phantom Stock (3) | (1) | 8/31/2012 | 8/31/2012 | A | | 102.640 | | (2) | (2) | Common Shares | 102.640 | $0 | 1480.642 | D | |
Phantom Stock (3) | (1) | 9/28/2012 | 9/28/2012 | A | | 101.390 | | (2) | (2) | Common Shares | 101.390 | $0 | 1582.032 | D | |
Phantom Stock (3) | (1) | 10/26/2012 | 10/26/2012 | A | | 98.814 | | (2) | (2) | Common Shares | 98.814 | $0 | 1680.846 | D | |
Phantom Stock (3) | (1) | 11/23/2012 | 11/23/2012 | A | | 104.104 | | (2) | (2) | Common Shares | 104.104 | $0 | 1784.950 | D | |
Phantom Stock (3) | (1) | 12/21/2012 | 12/21/2012 | A | | 94.698 | | (2) | (2) | Common Shares | 94.698 | $0 | 1879.648 | D | |
Phantom Stock (3) | (1) | 1/18/2013 | 1/18/2013 | A | | 87.412 | | (2) | (2) | Common Shares | 87.412 | $0 | 1967.060 | D | |
Phantom Stock (3) | (1) | 2/15/2013 | 2/15/2013 | A | | 80.202 | | (2) | (2) | Common Shares | 80.202 | $0 | 2047.262 | D | |
Phantom Stock (3) | (1) | 3/29/2013 | 3/29/2013 | A | | 75.044 | | (2) | (2) | Common Shares | 75.044 | $0 | 2122.306 | D | |
Phantom Stock (3) | (1) | 4/26/2013 | 4/26/2013 | A | | 76.186 | | (2) | (2) | Common Shares | 76.186 | $0 | 2198.492 | D | |
Phantom Stock (3) | (1) | 5/24/2013 | 5/24/2013 | A | | 76.788 | | (2) | (2) | Common Shares | 76.788 | $0 | 2275.280 | D | |
Phantom Stock (3) | (1) | 6/21/2013 | 6/21/2013 | A | | 77.986 | | (2) | (2) | Common Shares | 77.986 | $0 | 2353.266 | D | |
Phantom Stock (3) | (1) | 7/19/2013 | 7/19/2013 | A | | 64.934 | | (2) | (2) | Common Shares | 64.934 | $0 | 2418.200 | D | |
Phantom Stock (3) | (1) | 8/30/2013 | 8/30/2013 | A | | 71.400 | | (2) | (2) | Common Shares | 71.400 | $0 | 2489.600 | D | |
Phantom Stock (3) | (1) | 9/27/2013 | 9/27/2013 | A | | 72.948 | | (2) | (2) | Common Shares | 72.948 | $0 | 2562.548 | D | |
Phantom Stock (3) | (1) | 10/25/2013 | 10/25/2013 | A | | 66.464 | | (2) | (2) | Common Shares | 66.464 | $0 | 2629.012 | D | |
Phantom Stock (3) | (1) | 11/22/2013 | 11/22/2013 | A | | 66.188 | | (2) | (2) | Common Shares | 66.188 | $0 | 2695.200 | D | |
Phantom Stock (3) | (1) | 12/20/2013 | 12/20/2013 | A | | 66.112 | | (2) | (2) | Common Shares | 66.112 | $0 | 2761.312 | D | |
Phantom Stock (3) | (1) | 1/31/2014 | 1/31/2014 | A | | 116.640 | | (2) | (2) | Common Shares | 116.640 | $0 | 2877.952 | D | |
Phantom Stock (3) | (1) | 2/28/2014 | 2/28/2014 | A | | 108.420 | | (2) | (2) | Common Shares | 108.420 | $0 | 2986.372 | D | |
Phantom Stock (3) | (1) | 3/28/2014 | 3/28/2014 | A | | 110.824 | | (2) | (2) | Common Shares | 110.824 | $0 | 3097.196 | D | |
Phantom Stock (3) | (1) | 4/25/2014 | 4/25/2014 | A | | 111.732 | | (2) | (2) | Common Shares | 111.732 | $0 | 3208.928 | D | |
Explanation of Responses: |
(1) | Each share of phantom stock is the economic equivalent of one share of PFC common stock. |
(2) | The shares of phantom stock become payable in PFC common shares in five equal annual tranches following the reporting person's termination of service as a director beginning one year after termination. |
(3) | On July 13, 2018, the issuer split its common shares 2-for-1 (the "Stock Split"). The numbers included in this Form 4 have been adjusted to account for the Stock Split. |
Remarks: Exhibit 24 - Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Hubbard Jean A. 601 CLINTON STREET DEFIANCE, OH 43512 | X |
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Signatures
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/s/ Jean A. Hubbard by Shannon M. Kuhl, POA | | 8/9/2021 |
**Signature of Reporting Person | Date |
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