Statement of Changes in Beneficial Ownership (4)
August 09 2021 - 5:43PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Strausbaugh Samuel S |
2. Issuer Name and Ticker or Trading Symbol
PREMIER FINANCIAL CORP
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PFC
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
601 CLINTON STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/30/2007 |
(Street)
DEFIANCE, OH 43512
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Shares | | | | | | | | 22055.785 (5) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Phantom Stock (4) | (1) | 11/30/2007 | 11/30/2007 | A | | 756.192 | | (2) | (2) | Common Shares | 756.192 | $0 | 756.192 | D | |
Phantom Stock (4) | (1) | 12/31/2007 | 12/31/2007 | A | | 83.333 | | (2) | (2) | Common Shares | 83.333 | $0 | 839.526 | D | |
Phantom Stock (4) | (1) | 12/31/2008 | 12/31/2008 | A | | 2207.250 | | (2) | (2) | Common Shares | 2207.250 | $0 | 3046.776 | D | |
Phantom Stock (4) | (1) | 12/31/2009 | 12/31/2009 | A | | 3453.494 | | (2) | (2) | Common Shares | 3453.494 | $0 | 6500.269 | D | |
Phantom Stock (4) | (1) | 12/31/2010 | 12/31/2010 | A | | 445.855 | | (2) | (2) | Common Shares | 445.855 | $0 | 6946.125 | D | |
Phantom Stock (4) | (1) | 12/31/2011 | 12/31/2011 | A | | 24.164 | | (2) | (2) | Common Shares | 24.164 | $0 | 6970.289 | D | |
Phantom Stock (4) | (1) | 1/20/2012 | 1/20/2012 | A | | 87.610 | | (2) | (2) | Common Shares | 87.610 | $0 | 7057.899 | D | |
Phantom Stock (4) | (1) | 2/17/2012 | 2/17/2012 | A | | 80.460 | | (2) | (2) | Common Shares | 80.460 | $0 | 7113.327 (3) | D | |
Phantom Stock (4) | (1) | 3/30/2012 | 3/30/2012 | A | | 59.312 | | (2) | (2) | Common Shares | 59.312 | $0 | 7149.651 (3) | D | |
Phantom Stock (4) | (1) | 4/27/2012 | 4/27/2012 | A | | 57.438 | | (2) | (2) | Common Shares | 57.438 | $0 | 7207.089 | D | |
Phantom Stock (4) | (1) | 5/25/2012 | 5/25/2012 | A | | 62.578 | | (2) | (2) | Common Shares | 62.578 | $0 | 7269.667 | D | |
Phantom Stock (4) | (1) | 6/22/2012 | 6/22/2012 | A | | 59.312 | | (2) | (2) | Common Shares | 59.312 | $0 | 7328.979 | D | |
Phantom Stock (4) | (1) | 7/20/2012 | 7/20/2012 | A | | 58.650 | | (2) | (2) | Common Shares | 58.650 | $0 | 7387.629 | D | |
Phantom Stock (4) | (1) | 8/31/2012 | 8/31/2012 | A | | 58.650 | | (2) | (2) | Common Shares | 58.650 | $0 | 7446.279 | D | |
Phantom Stock (4) | (1) | 9/28/2012 | 9/28/2012 | A | | 57.938 | | (2) | (2) | Common Shares | 57.938 | $0 | 7504.217 | D | |
Phantom Stock (4) | (1) | 10/26/2012 | 10/26/2012 | A | | 56.466 | | (2) | (2) | Common Shares | 56.466 | $0 | 7560.683 | D | |
Phantom Stock (4) | (1) | 11/23/2012 | 11/23/2012 | A | | 59.488 | | (2) | (2) | Common Shares | 59.488 | $0 | 7620.171 | D | |
Phantom Stock (4) | (1) | 12/21/2012 | 12/21/2012 | A | | 54.112 | | (2) | (2) | Common Shares | 54.112 | $0 | 8498.34 (3) | D | |
Explanation of Responses: |
(1) | Each share of phantom stock is the economic equivalent of one share of PFC common stock. |
(2) | The shares of phantom stock become payable in PFC common shares in two equal annual tranches following the reporting person's termination of service as a director beginning one year after termination. |
(3) | The ending balance differs from amounts previously reported because of an inadvertent administrative error. |
(4) | On July 13, 2018, the issuer split its common shares 2-for-1 (the "Stock Split"). The numbers included in this Form 4 have been adjusted to account for the Stock Split. |
(5) | Total differs from amounts previously reported due to shares acquired under a dividend reinvestment program. |
Remarks: Exhibit Index Exhibit 24 - Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Strausbaugh Samuel S 601 CLINTON STREET DEFIANCE, OH 43512 | X |
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Signatures
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/s/ Samuel S. Strausbaugh by Shannon M. Kuhl, POA | | 8/9/2021 |
**Signature of Reporting Person | Date |
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