FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Neumaier Kevin S
2. Issuer Name and Ticker or Trading Symbol

ECOLOGY & ENVIRONMENT INC [ EEI ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
President
(Last)          (First)          (Middle)

368 PLEASANT VIEW DRIVE
3. Date of Earliest Transaction (MM/DD/YYYY)

12/27/2012
(Street)

LANCASTER, NY 14086
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class B Common Stock   (1)                114878   (2) D    
Class A Common Stock                  2   (3) (4) I   By general partnership   (5)
Class A Common Stock                  1120   I   By 401K Plan  
Class A Common Stock   12/27/2012     P    500   A $11.74   2500   D    
Class A Common Stock   12/27/2012     P    500   A $11.845   3000   D    
Class A Common Stock   (6)                2313   (6) D    
Class A Common Stock   (6)                1088   (6) D    
Class A Common Stock                  1423   I   By wife   (7)
Class A Common Stock                  316   (8) I   By wife   (7)
Class A Common Stock                  504   (8) I   By wife   (7)
Class A Common Stock                  588   (8) I   By wife   (7)
Class A Common Stock                  3400   I   As custondian for minor children   (9)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
( 1)  Class B Common Stock is convertible one-for-one into Class A Common Stock
( 2)  Certain of the reporting person's shares of Class B Common Stock are subject to an Agreement dated May 12, 1970 among Messrs. Gerhard J. Neumaier, Frank B. Silvestro, Gerald A. Strobel and Ronald L. Frank, whereby none of the shares subject to the Agreement may be sold without the seller first granting the others a right of first refusal. In addition, certain of the shares of Class B Common Stock owned by cerain members of the families of the four signatories to that agreement and a former spouse are subject to this right of first refusal. This is not an admission that the reporting person is the beneficial owner of the shares held in the name of others.
( 3)  Previously filed Form 4s by the Reporting Person in 2008 and 2009 incorrectly indicated the number of shares owned by the Reportying Person's wife.
( 4)  Total number of shares owned by the general partnership
( 5)  The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
( 6)  Award of Class A Common Stock pursuant to the 2003 Ecology and Environment Inc. Stock Award Plan.
( 7)  The reporting person disclaims beneficial ownership of these securities owned by his wife
( 8)  Award of Class A Common Stock pursuant to the 2007 Ecology and Environment Inc. Stock Award Plan.
( 9)  The Reporting Person disclaims beneficial ownership of the shares that he holds as custodian for the benefit of his minor children.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Neumaier Kevin S
368 PLEASANT VIEW DRIVE
LANCASTER, NY 14086


President

Signatures
Kevin S. Neumaier 12/28/2012
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Ecology and Environment (NASDAQ:EEI)
Historical Stock Chart
From Jun 2024 to Jul 2024 Click Here for more Ecology and Environment Charts.
Ecology and Environment (NASDAQ:EEI)
Historical Stock Chart
From Jul 2023 to Jul 2024 Click Here for more Ecology and Environment Charts.