Amended Statement of Ownership (sc 13g/a)
August 06 2015 - 2:49PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
Amendment No. 9
Dover Saddlery, Inc.
(Name
of Issuer)
Common Stock
(Title of Class of Securities)
260412101
(CUSIP Number)
July 1, 2015
(Date of Event which Requires Filing of
this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
[ X ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be filed for the purpose of Section 18 of the
Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities
of that section of the Act but shall be subject to all other provisions of the
Act (however, see the Notes).
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NAMES OF REPORTING PERSONS |
1. |
North Star Investment Management Corporation |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(SEE INSTRUCTIONS) |
2. |
(a) [ ] |
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(b) [ ] |
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3. |
SEC USE ONLY |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
4. |
Delaware |
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NUMBER OF SHARES |
5. |
SOLE VOTING POWER
0 |
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BENEFICIALLY OWNED BY |
6. |
SHARED VOTING POWER
0 |
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EACH REPORTING |
7. |
SOLE DISPOSITIVE POWER
0 |
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PERSON WITH
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8. |
SHARED DISPOSITIVE POWER
0 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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9. |
0 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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10. |
(SEE INSTRUCTIONS) [ ] |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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11. |
0% (See Item 4 below) |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
12.
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IA |
Item 1 (a) |
Name of Issuer |
Dover Saddlery, Inc.
Item 1 (b) |
Address of Issuers Principal Executive
Offices |
525 Great Road, Littleton, Massachusetts, 01460
Item 2 (a) |
Name of Person Filing
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North Star Investment Management Corporation
Item 2 (b) |
Address of Principal Business Office or, if
None, Residence |
20 N. Wacker Drive, Suite 1416, Chicago, Illinois 60606.
Delaware
Item 2 (d) |
Title of Class of Securities
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Common Stock
260412101
Item 3 |
If This Statement is Filed Pursuant to Rule
13d-1(b), or 13d-2(b) or (c), |
Check Whether the Person Filing is a:
(a) |
[
] Broker or dealer registered under
section 15 of the Act (15 U.S.C. 78o); |
(b) |
[ ] Bank as
defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
(c) |
[ ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C.
78c); |
(d) |
[ ]
Investment company registered under Section 8 of the Investment Company
Act of 1940 (15 U.S.C. 80a-8); |
(e) |
[X] An investment
adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
(f) |
[ ] An
employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F); |
(g) |
[ ] A
parent holding company or control person in accordance with
§240.13d-1(b)(1)(ii)(G); |
(h) |
[ ] A savings
association as defined in Section 3(b) of the Federal Deposit Insurance
Act (12 U.S.C. 1813); |
(i) |
[ ] A church plan
that is excluded from the definition of an investment company under
section 3(c)(14) of the |
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Investment Company Act (15 U.S.C. 80a-3);
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(j) |
[ ] A non-U.S.
institution in accordance with §240.13d-1(b)(1)(ii)(J); |
(k) |
[ ] Group, in
accordance with §240.13d-1(b)(1)(ii)(K); |
On July 1, 2015, the Issuer, Dover Saddlery, Inc., announced
the completion of its merger on that date with an entity formed by Webster
Capital. Pursuant to the terms of the merger, each stockholder of the Issuer
will receive $8.50 in cash for each share of common stock of the Issuer held by
such stockholder. As a result of the merger, the reporting person, North Star
Investment Management Corporation, ceased to beneficially own any shares of the
Issuer.
(a) |
Amount beneficially owned: 0 shares |
(b) |
Percent of class: 0% |
(c) |
Number of shares as to which such person
has: |
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(i) |
Sole power to vote or to direct the vote: 0 |
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(ii) |
Shared power to vote or to direct the vote: 0 |
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(iii) |
Sole power to dispose or to direct the disposition:
0 |
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(iv) |
Shared power to dispose or to direct the disposition:
0 |
Item 5 |
Ownership of Five Percent or Less of a
Class |
If this statement is being filed to report the fact that as of
the date hereof of the reporting person has ceased to be the beneficial owner of
more than 5 percent of the class of securities, check the following: [X].
Item 6 |
Ownership of More than Five Percent on
Behalf of Another Person |
Not applicable.
Item 7 |
Identification and Classification of the
Subsidiary Which Acquired the Security Being Reported on by
the Parent Holding Company |
Not Applicable.
Item 8 |
Identification and Classification of Members
of the Group |
Not Applicable.
Item 9 |
Notice of Dissolution of Group
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Not Applicable.
By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were acquired and were held in the
ordinary course of business and were not acquired and were not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and were not held in connection
with or as a participant in any transaction having that purpose or effect, other
than activities solely in connection with a nomination under §240.14a -11.
Signature
After reasonable inquiry and to
the best of my knowledge and belief, I certify that the information set forth in
this statement is true, complete and correct.
Dated: August 6, 2015
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
By: |
/s/ Peter Gottlieb |
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Name: Peter Gottlieb |
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Title:
President |
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