Statement of Changes in Beneficial Ownership (4)
January 31 2022 - 4:07PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
VERHEUL RUDOLF CORNELIS STEFANUS |
2. Issuer Name and Ticker or Trading Symbol
Diversey Holdings, Ltd.
[
DSEY
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Global Pres, Food & Beverage |
(Last)
(First)
(Middle)
1300 ALTURA ROAD, SUITE 125 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/27/2022 |
(Street)
FORT MILL, SC 29708
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Ordinary Shares, $0.0001 par value (1) | 1/27/2022 | | A | | 15708 | A | $0.00 | 377114 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee stock option (right to buy) | $10.73 | 1/27/2022 | | A | | 25237 | | (2) | 1/27/2032 | Ordinary Shares | 25237 | $0.00 | 25237 | D | |
Explanation of Responses: |
(1) | Represents restricted share units ("RSUs") granted under the Diversey Holdings, Ltd. 2021 Omnibus Incentive Plan. The RSUs vest in three equal annual installments beginning on January 1, 2023, in each case, subject to the reporting person remaining in continuous employment with the issuer on the vesting date. |
(2) | The option vests in three equal annual installments beginning January 1, 2023, in each case, subject to the reporting person remaining in continuous employment with the issuer on the vesting date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
VERHEUL RUDOLF CORNELIS STEFANUS 1300 ALTURA ROAD, SUITE 125 FORT MILL, SC 29708 |
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| Global Pres, Food & Beverage |
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Signatures
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/s/ Michael Chapman, by power of attorney | | 1/31/2022 |
**Signature of Reporting Person | Date |
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