Current Report Filing (8-k)
August 25 2016 - 8:32AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
___________________________________
FORM 8-K
Current
Report Pursuant to Section 13 or 15(d) of
the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
August 23, 2016
CROSSROADS CAPITAL, INC.
(Exact name of registrant as specified in
its charter)
Maryland
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000-53504
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26-2582882
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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128 N. 13th Street, #1100
Lincoln, Nebraska 68508
(Address of principal
executive offices and zip code)
Registrant’s telephone number, including
area code:
(402) 261-5345
Check the appropriate box below if the Form 8-K is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
Item 7.01 Regulation FD Disclosure.
On August 23,
2016, Crossroads Capital, Inc. (the “Company”) completed the disposition of its entire position in Shunfeng
International Clean Energy Limited, a Hong Kong Stock Exchange-listed company ("SFCE"). The Company sold 820,686
shares of SFCE common stock in open market transactions for total net proceeds of approximately $111,000, resulting in a net
realized loss of approximately $1,198,000.
Item 8.01 Other Events.
On August 25, 2016,
the Company issued a press release announcing the engagement of Setter Capital, Inc., a Toronto-based secondary market advisory
firm, to assist the Company in identifying prospective buyers for the Company’s portfolio investments.
A copy of the Company’s
press release dated August 25, 2016, is attached as Exhibit 99.1, and is incorporated herein by this reference.
Item 9.01 Financial Statements and
Exhibits.
Exhibit No.
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Description
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99.1
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Press Release dated August 25, 2016
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SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: August 25, 2016
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CROSSROADS CAPITAL, INC.
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By:
/s/ Ben H. Harris, J.D.
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Ben H. Harris, J.D.
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President and Chief Executive Officer
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Crossroads Capital, Inc. (NASDAQ:XRDC)
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