Item 7.01. Regulation FD Disclosure.
On June 27, 2019, CM Finance Inc (the Company) held a conference call to discuss the matters set forth in the press release entitled
Investcorp Credit Management US LLC to Acquire Majority Interest in CM Investment Partners LLC; CM Finance Inc Announces Entrance into Stock Purchase Agreement with Investcorp BDC Holdings Limited (the Press Release), a copy
of which was furnished as Exhibit 99.1 to the Companys Current Report on Form
8-K
filed with the Securities and Exchange Commission on June 26, 2019 and is incorporated by reference herein. A
transcript of the call may be found in the Analyst Call Transcripts page of the Investor Relations section of the Companys website at
http://cmfn-inc.com/analyst-call-transcripts/,
and is furnished herewith as Exhibit 99.1 (the Transcript).
On June 28, 2019, the Company made available on its website an investor presentation (the Investor Presentation) regarding the matters set
forth in the Press Release. The investor presentation may be found in the Reports and Presentations page of the Investor Relations section of the Companys website at
http://cmfn-inc.com/reports-presentations/.
A copy of the Investor Presentation is furnished herewith as Exhibit 99.2.
The information contained in this Current Report, including the Press Release and Exhibits 99.1 and 99.2 attached hereto, shall not be deemed
filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section, and shall not be incorporated by reference into any registration statement pursuant to the
Securities Act of 1933, as amended.
Cautionary Statement Regarding Forward-Looking Statements
The information contained in this Current Report, including the Press Release and Exhibits 99.1 and 99.2 attached hereto, contains forward-looking
statements that speak only as of the date thereof and are subject to risks and uncertainties. The Company does not undertake any obligation to update any forward-looking statements, whether as a result of new information or developments,
future events or otherwise, except as required by law. Readers are cautioned not to place undue reliance on any of these forward-looking statements.
Additional Information and Where to Find It
In
connection with the proposed transactions, the Company plans to file with the SEC and mail to its stockholders a proxy statement on Schedule 14A (the Proxy Statement). The Proxy Statement will contain important information about the
Company, CM Investment Partners LLC (CMIP), Investcorp Credit Management US LLC (Investcorp), the proposed transactions and related matters. INVESTORS AND SECURITY HOLDERS ARE URGED TO READ THE PROXY STATEMENT, AS WELL AS ANY
AMENDMENTS OR SUPPLEMENTS THERETO, CAREFULLY AND IN ITS ENTIRETY WHEN IT BECOMES AVAILABLE BECAUSE IT WILL CONTAIN IMPORTANT INFORMATION ABOUT THE COMPANY, CMIP, INVESTCORP, THE PROPOSED TRANSACTIONS AND RELATED MATTERS. Investors and security
holders will be able to obtain the Proxy Statement and other documents filed with the SEC by the Company, free of charge, from the SECs web site at www.sec.gov and from the Companys website at
www.cmfn-inc.com.
Investors and security holders may also obtain free copies of the Proxy Statement and other documents filed with the SEC from the Company by calling Investor Relations at (212)
257-5199.
Participants in the Solicitation
The Company and its directors, executive officers and other persons may be deemed to be participants in the solicitation of proxies from the stockholders of
the Companys common stock in respect of the approval of the new investment advisory agreement pursuant to which CMIP will continue to serve as the Companys investment adviser. Information regarding the Companys directors and
executive officers is available in its definitive proxy statement for the Companys 2018 annual meeting of stockholders filed with the SEC on September 20, 2018 (the 2018 Proxy Statement), as modified or supplemented by any
Form 3 or Form 4 filed with the SEC since the date of the 2018 Proxy Statement. Other information