Additional Proxy Soliciting Materials (definitive) (defa14a)
November 28 2018 - 4:36PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
14A
Proxy Statement Pursuant to Section 14(A) of the
Securities Exchange Act of 1934
Filed by the
Registrant ☒
Filed by a Party other than the Registrant ☐
Check the appropriate box:
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Preliminary Proxy Statement
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Confidential, for Use of the Commission Only (as permitted by Rule 14a 6(e)(2))
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Definitive Proxy Statement
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Definitive Additional Materials
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Soliciting Material Pursuant to §240.14a 12
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CM Finance Inc
(Name of Registrant as Specified
In Its Charter)
(Name of Person(s) Filing Proxy Statement, if other than the Registrant)
Payment of Filing Fee (Check the appropriate box):
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☒
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No fee required.
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Fee computed on table below per Exchange Act Rules
14a-6(i)(1)
and
0-11.
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(1)
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Title of each class of securities to which transaction applies:
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(2)
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Aggregate number of securities to which transaction applies:
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(3)
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Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule
0-11
(set forth the amount on which the filing fee is calculated and state how it was determined):
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(4)
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Proposed maximum aggregate value of transaction:
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(5)
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Total fee paid:
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☐
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Fee paid previously with preliminary materials.
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Check box if any part of the fee is offset as provided by Exchange Act Rule
0-11(a)(2)
and identify the filing for which the offsetting fee was paid previously. Identify the
previous filing by registration statement number, or the Form or Schedule and the date of its filing.
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(1)
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Amount Previously Paid:
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(2)
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Form, Schedule or Registration Statement No.:
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(3)
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Filing Party:
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(4)
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Date Filed:
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Shareholder Services
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November 28, 2018
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Shareholder Name
Address 1
Address 2
Address 3
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IMPORTANT NOTICE
Dear Shareholder:
We have tried
unsuccessfully to contact you regarding a very important matter concerning your investment in CM Finance Inc. This matter pertains to an important operating initiative for CM Finance Inc which requires your response.
It is very important that we speak to you regarding this matter. Please contact us toll-free at
1-877-732-3621
between 9:00 a.m. and 10:00 p.m. Eastern
Standard Time Monday through Friday. At the time of the call, please reference the number listed below.
The call will only take a
few moments of your time and there is no confidential information required.
Please contact us before December 18, 2018.
Thank you.
Sincerely yours,
Michael C. Mauer
Chairman of the Board
And Chief Executive
Officer
REFERENCE NUMBER: 123456789
CM Finance Inc
601 Lexington Avenue, 26
th
Floor New York, New York 10022
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