Current Report Filing (8-k)
September 21 2021 - 8:31AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
September 21, 2021
SPRINGWATER SPECIAL SITUATIONS CORP.
(Exact Name of Registrant as Specified in Charter)
Delaware
|
|
001-40757
|
|
85-3501488
|
(State or Other Jurisdiction
of Incorporation)
|
|
(Commission File Number)
|
|
(IRS Employer
Identification No.)
|
c/o Graubard Miller
405 Lexington Avenue, 11th Floor
New York, New York 10174
(Address of Principal Executive Offices) (Zip Code)
(212) 818-8800
(Registrant’s Telephone Number, Including
Area Code)
Not Applicable
(Former Name or Former Address, if Changed Since
Last Report)
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
|
☐
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
☐
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
☐
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
☐
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e 4(c))
|
Securities registered pursuant to Section 12(b)
of the Act:
Title of each class
|
|
Trading
Symbol(s)
|
|
Name of each exchange
on which registered
|
Units, each consisting of one share of common stock, $0.0001 par value, and one-half of one redeemable warrant
|
|
SWSSU
|
|
The Nasdaq Stock Market LLC
|
Common stock, par value $0.0001 per share
|
|
SWSS
|
|
The Nasdaq Stock Market LLC
|
Redeemable warrants, exercisable for common stock at an exercise price of $11.50 per share
|
|
SWSSW
|
|
The Nasdaq Stock Market LLC
|
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01. Other Events.
On September 21, 2021, Springwater Special Situations
Corp. (the “Company”) announced that holders of the Company’s units will be able to separately trade the shares of common
stock and warrants included in such units commencing on or about September 23, 2021. The common stock and warrants will be listed on the
Nasdaq Capital Market (“Nasdaq”) under the symbols “SWSS” and “SWSSW,” respectively. No fractional
warrants will be issued upon separation of the units and only whole warrants will trade. Units not separated will continue to be listed
on Nasdaq under the symbol “SWSSU.” A copy of the Company’s press release announcing the foregoing is included as Exhibit
99.1 to this Current Report on Form 8-K.
Item 9.01. Financial Statement and Exhibits.
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
Dated: September 21, 2021
|
SPRINGWATER SPECIAL SITUATIONS CORP.
|
|
|
|
|
By:
|
/s/ Martin Gruschka
|
|
|
Name: Martin Gruschka
|
|
|
Title: Chief Executive Officer
|
2
Clean Energy Special Sit... (NASDAQ:SWSSU)
Historical Stock Chart
From Jun 2024 to Jul 2024
Clean Energy Special Sit... (NASDAQ:SWSSU)
Historical Stock Chart
From Jul 2023 to Jul 2024