- Initial Statement of Beneficial Ownership (3)
November 22 2010 - 7:01PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Expires:
February 28, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Dhar Rajive
|
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/11/2010
|
3. Issuer Name
and
Ticker or Trading Symbol
BigBand Networks, Inc. [BBND]
|
(Last)
(First)
(Middle)
C/O BIGBAND NETWORKS, INC., 475 BROADWAY STREET
|
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
SVP Strat Planning & Corp Dev /
|
(Street)
REDWOOD CITY, CA 94063
(City)
(State)
(Zip)
|
5. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4)
|
2. Amount of Securities Beneficially Owned
(Instr. 4)
|
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
|
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Common Stock
|
7051
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4)
|
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
|
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Stock Option (right to buy)
|
(1)
|
12/9/2019
|
Common Stock
|
330000
|
$3.53
|
D
|
|
Restricted Stock Units
|
(2)
|
12/9/2020
|
Common Stock
|
30000
|
(3)
|
D
|
|
Restricted Stock Units
|
(4)
|
6/13/2020
|
Common Stock
|
68799
|
(3)
|
D
|
|
Explanation of Responses:
|
(
1)
|
The option vests at the rate of 25% of the shares subject to the option on the first anniversary of the date of grant (December 10, 2009), and 1/48th of the shares subject to the option each month thereafter, subject to the reporting person's continued service to the company.
|
(
2)
|
The restricted stock units vest in four (4) equal annual installments beginning on December 10, 2010. Vested shares will be delivered to the reporting person on or about each such vesting date.
|
(
3)
|
Each restricted stock unit represents a contingent right to receive one share of BBND common stock.
|
(
4)
|
The restricted stock units vest in six (6) equal semi-annual installments beginning on August 24, 2010. Vested shares will be delivered to the reporting person on or about each such vesting date.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Dhar Rajive
C/O BIGBAND NETWORKS, INC.
475 BROADWAY STREET
REDWOOD CITY, CA 94063
|
|
|
SVP Strat Planning & Corp Dev
|
|
Signatures
|
/s/ Rajive Dhar by Julia Dumperth, Attorney-in-Fact
|
|
11/22/2010
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Bigband Networks (MM) (NASDAQ:BBND)
Historical Stock Chart
From Jun 2024 to Jul 2024
Bigband Networks (MM) (NASDAQ:BBND)
Historical Stock Chart
From Jul 2023 to Jul 2024