Statement of Changes in Beneficial Ownership (4)
April 19 2021 - 3:35PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Harding Caroline |
2. Issuer Name and Ticker or Trading Symbol
Aurora Acquisition Corp.
[
AURCU
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Financial Officer |
(Last)
(First)
(Middle)
20 NORTH AUDLEY STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/15/2021 |
(Street)
LONDON, X0 W1K 6LX
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Aurora Acquisition Corp. Shares (AURC) | 4/15/2021 | | P | | 2500 | A | $10.278 | 2500 | D | |
Aurora Acquisition Corp. Units (AURCU) | 4/15/2021 | | P | | 2500 | A | (1) | 2500 | D | |
Aurora Acquisition Corp. Warrants (AURCW) | 4/15/2021 | | P | | 625 | A | (1) | 625 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Aurora Acquisition Corp. Warrants (AURCW) | (2) | 4/15/2021 | | J (1) | | 625 | | (2) | (2) | Class A Ordinary Shares | 625 | (2) | 625 | D | |
Explanation of Responses: |
(1) | The reporting person completed a transaction to purchase 2,500 Aurora Acquisition Corp Units on April 15, 2021 from an unaffiliated third party for a purchase price per unit equal to $10.278. Each such unit consists of one Class A ordinary share and one-quarter of one warrant. All securities disclosed herein were purchased as a unit, and pursuant to Instruction 4(c)(iv), the price per security is given on a per unit basis. |
(2) | Each whole warrant is exercisable to purchase one Class A ordinary share at a price of $11.50 per Class A ordinary share, subject to adjustment, as described under the heading "Description of Securities-Warrants" in the Registration Statement on Form S-1 (File No. 333-253106) of Aurora Acquisition Corp. (the "Issuer"). The warrants will expire at 5:00 p.m. New York City time, five years after the completion of Aurora Acquisition Corp.'s initial business combination. The warrants will become exercisable on the later of 30 days after the consummation of Issuer's initial business combination and 12 months from the closing of this offering, as described under the heading "Description of Securities-Warrants" in the Issuer's Registration Statement on Form S-1 (File No. 333-253106) |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Harding Caroline 20 NORTH AUDLEY STREET LONDON, X0 W1K 6LX | X |
| Chief Financial Officer |
|
Signatures
|
/s/ Caroline Harding | | 4/19/2021 |
**Signature of Reporting Person | Date |
Aurora Acquisition (NASDAQ:AURCU)
Historical Stock Chart
From Jun 2024 to Jul 2024
Aurora Acquisition (NASDAQ:AURCU)
Historical Stock Chart
From Jul 2023 to Jul 2024