FORM 4
[ X ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Solomon Ricky D
2. Issuer Name and Ticker or Trading Symbol

ASPEN GROUP, INC. [ ASPU ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
_____ Officer (give title below)      _____ Other (specify below)
(Last)          (First)          (Middle)

276 FIFTH AVENUE, SUITE 306
3. Date of Earliest Transaction (MM/DD/YYYY)

1/9/2019
(Street)

NEW YORK, NY 10001
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   1/10/2019     M    6771   A $1.86   116421   D    
Common Stock   1/10/2019     M    8334   A $2.40   124755   D    
Common Stock   1/10/2019     M    8334   A $2.4312   133089   D    
Common Stock   1/10/2019     F    10529   D $5.02   122560   D    
Common Stock   1/10/2019     S    2000   D $5.15   120560   D    
Common Stock   1/10/2019     M    87719   A $2.28   208279   D    
Common Stock   1/10/2019     M    21930   A $2.28   230209   D    
Common Stock   1/10/2019     F    48467   D $5.158   181742   D    
Common Stock   1/11/2019     S    2400   D $5.0126   179342   D    
Common Stock   1/9/2019     S    6000   D $5.053   9000   I   Held in IRA  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy)   (1) $1.86   1/10/2019     M         6771    9/4/2014   9/4/2019   Common Stock   6771   $0   0   D    
Stock Options (Right to Buy)   (1) $2.40   1/10/2019     M         8334    9/16/2014   9/16/2019   Common Stock   8334   $0   0   D    
Stock Options (Right to Buy)   (1) $2.4312   1/10/2019     M         8334    12/11/2014   12/11/2019   Common Stock   8334   $0   0   D    
Warrants   (2) $2.28   1/10/2019     M         87719    3/10/2014   3/10/2019   Common Stock   87719   $0   0   D    
Warrants   (2) $2.28   1/10/2019     M         21930    6/24/2014   6/24/2019   Common Stock   21930   $0   0   D    

Explanation of Responses:
(1)  The Reporting Person cashlessly exercised the stock options which were expiring in 2019. The exercise of the stock options was exempt under Rule 16b-6 and the disposition of shares to the Issuer was pre-approved in advance by the Issuer's Board of Directors as required by Rule 16b-3.
(2)  The Reporting Person cashlessly exercised warrants which were expiring in 2019. The exercise of the warrants was exempt under Rule 16b-6 and the disposition of shares to the Issuer was pre-approved in advance by the Issuer's Board of Directors as required by Rule 16b-3.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Solomon Ricky D
276 FIFTH AVENUE
SUITE 306
NEW YORK, NY 10001
X



Signatures
/s/ Rick D. Solomon 1/14/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Aspen (NASDAQ:ASPU)
Historical Stock Chart
From Jun 2024 to Jul 2024 Click Here for more Aspen Charts.
Aspen (NASDAQ:ASPU)
Historical Stock Chart
From Jul 2023 to Jul 2024 Click Here for more Aspen Charts.