SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Jasper
Therapeutics, Inc.
(Name of Issuer)
Voting Common Stock, par value $0.0001 per share
(Title of Class of Securities)
471871103
(CUSIP Number)
Jeffrey Ferguson
The Carlyle Group
1001
Pennsylvania Avenue, NW
Suite 220 South
Washington, D.C. 20004
(202) 729-5626
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
August 1, 2022
(Date of Event Which Requires Filing of This Statement)
If the filing
person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule
13d-7(b) for other parties to whom copies are to be sent.
* |
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of
the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 471871103 |
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13D |
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Page 1 of 17 pages |
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1 |
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Names of Reporting Persons
The Carlyle Group Inc. |
2 |
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Check the Appropriate Box
if a Member of a Group (a) ☐ (b) ☐
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3 |
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SEC Use Only
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4 |
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Source of Funds (See
Instructions) OO |
5 |
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Check if disclosure of
legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ |
6 |
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Citizenship or Place of
Organization
Delaware |
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NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
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7 |
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Sole Voting Power
0 |
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8 |
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Shared Voting Power
5,628,558 |
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9 |
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Sole Dispositive Power
0 |
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10 |
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Shared Dispositive Power
5,628,558 |
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11 |
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Aggregate Amount Beneficially Owned by Each Reporting Person
5,628,558 |
12 |
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Check if the Aggregate
Amount in Row (11) Excludes Certain Shares ☐ |
13 |
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Percent of
Class Represented by Amount in Row (11) 15.4% |
14 |
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Type of Reporting
Person CO |
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CUSIP No. 471871103 |
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13D |
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Page 2 of 17 pages |
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1 |
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Names of Reporting Persons
Carlyle Holdings I GP Inc. |
2 |
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Check the Appropriate Box
if a Member of a Group (a) ☐ (b) ☐
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3 |
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SEC Use Only
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4 |
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Source of Funds (See
Instructions) OO |
5 |
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Check if disclosure of
legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ |
6 |
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Citizenship or Place of
Organization
Delaware |
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NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
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7 |
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Sole Voting Power
0 |
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8 |
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Shared Voting Power
5,628,558 |
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9 |
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Sole Dispositive Power
0 |
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10 |
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Shared Dispositive Power
5,628,558 |
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11 |
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Aggregate Amount Beneficially Owned by Each Reporting Person
5,628,558 |
12 |
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Check if the Aggregate
Amount in Row (11) Excludes Certain Shares ☐ |
13 |
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Percent of
Class Represented by Amount in Row (11) 15.4% |
14 |
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Type of Reporting
Person CO |
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CUSIP No. 471871103 |
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13D |
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Page 3 of 17 pages |
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1 |
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Names of Reporting Persons
Carlyle Holdings I GP Sub L.L.C. |
2 |
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Check the Appropriate Box
if a Member of a Group (a) ☐ (b) ☐
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3 |
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SEC Use Only
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4 |
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Source of Funds (See
Instructions) OO |
5 |
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Check if disclosure of
legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ |
6 |
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Citizenship or Place of
Organization
Delaware |
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NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
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7 |
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Sole Voting Power
0 |
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8 |
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Shared Voting Power
5,628,558 |
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9 |
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Sole Dispositive Power
0 |
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10 |
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Shared Dispositive Power
5,628,558 |
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11 |
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Aggregate Amount Beneficially Owned by Each Reporting Person
5,628,558 |
12 |
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Check if the Aggregate
Amount in Row (11) Excludes Certain Shares ☐ |
13 |
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Percent of
Class Represented by Amount in Row (11) 15.4% |
14 |
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Type of Reporting
Person OO (Limited Liability Company) |
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CUSIP No. 471871103 |
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13D |
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Page 4 of 17 pages |
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1 |
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Names of Reporting Persons
Carlyle Holdings I L.P. |
2 |
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Check the Appropriate Box
if a Member of a Group (a) ☐ (b) ☐
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3 |
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SEC Use Only
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4 |
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Source of Funds (See
Instructions) OO |
5 |
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Check if disclosure of
legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ |
6 |
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Citizenship or Place of
Organization
Delaware |
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NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
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7 |
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Sole Voting Power
0 |
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8 |
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Shared Voting Power
5,628,558 |
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9 |
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Sole Dispositive Power
0 |
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10 |
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Shared Dispositive Power
5,628,558 |
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11 |
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Aggregate Amount Beneficially Owned by Each Reporting Person
5,628,558 |
12 |
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Check if the Aggregate
Amount in Row (11) Excludes Certain Shares ☐ |
13 |
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Percent of
Class Represented by Amount in Row (11) 15.4% |
14 |
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Type of Reporting
Person PN |
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CUSIP No. 471871103 |
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13D |
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Page 5 of 17 pages |
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1 |
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Names of Reporting Persons
CG Subsidiary Holdings L.L.C. |
2 |
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Check the Appropriate Box
if a Member of a Group (a) ☐ (b) ☐
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3 |
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SEC Use Only
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4 |
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Source of Funds (See
Instructions) OO |
5 |
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Check if disclosure of
legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ |
6 |
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Citizenship or Place of
Organization
Delaware |
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NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
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7 |
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Sole Voting Power
0 |
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8 |
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Shared Voting Power
5,628,558 |
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9 |
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Sole Dispositive Power
0 |
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10 |
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Shared Dispositive Power
5,628,558 |
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11 |
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Aggregate Amount Beneficially Owned by Each Reporting Person
5,628,558 |
12 |
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Check if the Aggregate
Amount in Row (11) Excludes Certain Shares ☐ |
13 |
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Percent of
Class Represented by Amount in Row (11) 15.4% |
14 |
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Type of Reporting
Person OO (Limited Liability Company) |
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CUSIP No. 471871103 |
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13D |
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Page 6 of 17 pages |
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1 |
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Names of Reporting Persons
TC Group, L.L.C. |
2 |
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Check the Appropriate Box
if a Member of a Group (a) ☐ (b) ☐
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3 |
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SEC Use Only
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4 |
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Source of Funds (See
Instructions) OO |
5 |
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Check if disclosure of
legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ |
6 |
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Citizenship or Place of
Organization
Delaware |
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NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
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7 |
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Sole Voting Power
0 |
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8 |
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Shared Voting Power
5,628,558 |
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9 |
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Sole Dispositive Power
0 |
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10 |
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Shared Dispositive Power
5,628,558 |
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11 |
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Aggregate Amount Beneficially Owned by Each Reporting Person
5,628,558 |
12 |
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Check if the Aggregate
Amount in Row (11) Excludes Certain Shares ☐ |
13 |
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Percent of
Class Represented by Amount in Row (11) 15.4% |
14 |
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Type of Reporting
Person OO (Limited Liability Company) |
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CUSIP No. 471871103 |
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13D |
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Page 7 of 17 pages |
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1 |
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Names of Reporting Persons
Carlyle Investment Management L.L.C. |
2 |
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Check the Appropriate Box
if a Member of a Group (a) ☐ (b) ☐
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3 |
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SEC Use Only
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4 |
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Source of Funds (See
Instructions) OO |
5 |
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Check if disclosure of
legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ |
6 |
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Citizenship or Place of
Organization
Delaware |
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NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
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7 |
|
Sole Voting Power
0 |
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8 |
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Shared Voting Power
5,628,558 |
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9 |
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Sole Dispositive Power
0 |
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10 |
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Shared Dispositive Power
5,628,558 |
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11 |
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Aggregate Amount Beneficially Owned by Each Reporting Person
5,628,558 |
12 |
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Check if the Aggregate
Amount in Row (11) Excludes Certain Shares ☐ |
13 |
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Percent of
Class Represented by Amount in Row (11) 15.4% |
14 |
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Type of Reporting
Person OO (Limited Liability Company) |
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CUSIP No. 471871103 |
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13D |
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Page 8 of 17 pages |
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1 |
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Names of Reporting Persons
Carlyle Genesis UK LLC |
2 |
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Check the Appropriate Box
if a Member of a Group (a) ☐ (b) ☐
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3 |
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SEC Use Only
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4 |
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Source of Funds (See
Instructions) OO |
5 |
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Check if disclosure of
legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ |
6 |
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Citizenship or Place of
Organization
Delaware |
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NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
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7 |
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Sole Voting Power
0 |
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8 |
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Shared Voting Power
5,628,558 |
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9 |
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Sole Dispositive Power
0 |
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10 |
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Shared Dispositive Power
5,628,558 |
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11 |
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Aggregate Amount Beneficially Owned by Each Reporting Person
5,628,558 |
12 |
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Check if the Aggregate
Amount in Row (11) Excludes Certain Shares ☐ |
13 |
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Percent of
Class Represented by Amount in Row (11) 15.4% |
14 |
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Type of Reporting
Person OO (Limited Liability Company) |
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CUSIP No. 471871103 |
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13D |
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Page 9 of 17 pages |
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1 |
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Names of Reporting Persons
Abingworth LLP |
2 |
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Check the Appropriate Box
if a Member of a Group (a) ☐ (b) ☐
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3 |
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SEC Use Only
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4 |
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Source of Funds (See
Instructions) OO |
5 |
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Check if disclosure of
legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ |
6 |
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Citizenship or Place of
Organization England and
Wales |
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NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
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7 |
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Sole Voting Power
0 |
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8 |
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Shared Voting Power
5,628,558 |
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9 |
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Sole Dispositive Power
0 |
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10 |
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Shared Dispositive Power
5,628,558 |
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11 |
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Aggregate Amount Beneficially Owned by Each Reporting Person
5,628,558 |
12 |
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Check if the Aggregate
Amount in Row (11) Excludes Certain Shares ☐ |
13 |
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Percent of
Class Represented by Amount in Row (11) 15.4% |
14 |
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Type of Reporting
Person PN |
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CUSIP No. 471871103 |
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13D |
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Page 10 of 17 pages |
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1 |
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Names of Reporting Persons
Abingworth Bioventures VII LP |
2 |
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Check the Appropriate Box
if a Member of a Group (a) ☐ (b) ☐
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3 |
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SEC Use Only
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4 |
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Source of Funds (See
Instructions) OO |
5 |
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Check if disclosure of
legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ |
6 |
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Citizenship or Place of
Organization England and
Wales |
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NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
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7 |
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Sole Voting Power
0 |
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8 |
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Shared Voting Power
5,628,558 |
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9 |
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Sole Dispositive Power
0 |
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10 |
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Shared Dispositive Power
5,628,558 |
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|
11 |
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Aggregate Amount Beneficially Owned by Each Reporting Person
5,628,558 |
12 |
|
Check if the Aggregate
Amount in Row (11) Excludes Certain Shares ☐ |
13 |
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Percent of
Class Represented by Amount in Row (11) 15.4% |
14 |
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Type of Reporting
Person PN |
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CUSIP No. 471871103 |
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13D |
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Page 11 of 17 pages |
Explanatory Note
This Amendment No. 1 to Schedule 13D (Amendment No. 1) amends and supplements the Schedule 13D originally filed with the
United States Securities and Exchange Commission on October 4, 2021 (as amended to date, the Schedule 13D), relating to the shares of voting common stock, par value $0.0001 per share (the Common Stock), of Jasper
Therapeutics, Inc., a Delaware corporation (the Issuer). Capitalized terms used herein without definition shall have the meanings set forth in the Schedule 13D.
Prior to the Acquisition (as defined below), Schedule 13D reports were filed by Abingworth LLP. This Amendment No. 1 and future Schedule
13D reports will be filed by The Carlyle Group Inc.
Item 2. |
Identity and Background. |
Item 2 of the Schedule 13D is hereby amended and restated in its entirety as follows:
The Schedule 13D is being filed by the following persons (each a Reporting Person and, collectively, the Reporting
Persons):
The Carlyle Group Inc.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG
Subsidiary Holdings L.L.C.
TC Group, L.L.C.
Carlyle Investment Management L.L.C.
Carlyle Genesis UK LLC
Abingworth LLP
Abingworth
Bioventures VII LP
Each of Abingworth LLP and Abingworth Bioventures VII LP is organized under the laws of England and Wales. Each of the
other Reporting Persons is organized under the laws of the State of Delaware.
The address of each of Abingworth LLP and Abingworth
Bioventures VII LP is 38 Jermyn Street, London, SW1Y 6DN, England, United Kingdom. The address of each of the other Reporting Persons is c/o The Carlyle Group, 1001 Pennsylvania Ave. NW, Suite 220 South, Washington, DC 20004-2505. Each of the
Reporting Persons is principally engaged in the business of investing in securities.
The directors of The Carlyle Group Inc. are Peter J.
Clare, Daniel A. DAniello, David M. Rubenstein, William E. Conway, Jr., Linda H. Filler, Lawton W. Fitt, James H. Hance, Jr., Mark S. Ordan, Derica W. Rice, Dr. Thomas S. Robertson, William J. Shaw and Anthony Welters (collectively,
the Directors).
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CUSIP No. 471871103 |
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13D |
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Page 12 of 17 pages |
The executive officers of The Carlyle Group Inc. are William E. Conway, Jr., Interim Chief
Executive Officer, Curtis L. Buser, Chief Financial Officer, Peter J. Clare, Chief Investment Officer for Corporate Private Equity and Chairman of Americas Private Equity, Jeffrey W. Ferguson, General Counsel, Christopher Finn, Chief Operating
Officer and Bruce M. Larson, Chief Human Resources Officer (collectively, the Executive Officers, and, together with the Directors, the Related Persons).
Each of the Related Persons is a citizen of the United States. The business address of each of the Related Persons is c/o The Carlyle Group,
1001 Pennsylvania Ave. NW, Suite 220 South, Washington, DC 20004-2505.
The present principal occupation of each of the Directors is as
follows: Linda H. Filler is the retired President of Retail Products, Chief Marketing Officer, and Chief Merchandising Officer at Walgreen Co.; Lawton W. Fitt is an independent investment banking professional; James H. Hance, Jr. is an Operating
Executive of The Carlyle Group; Mark S. Ordan is Chief Executive Officer of Mednax; Derica W. Rice was the Executive Vice President of CVS Health and President of CVS Caremark, the pharmacy benefits management business of CVS Health, until February
2020; Dr. Thomas S. Robertson is the Joshua J. Harris Professor of Marketing at the Wharton School of the University of Pennsylvania; William J. Shaw was the Vice Chairman of Marriott International, Inc. until his retirement in March 2011;
Anthony Welters is Founder, Chairman and CEO of CINQ Care Inc. and Executive Chairman of the BlackIvy Group, LLC; Peter J. Clare is the Chief Investment Officer for Corporate Private Equity and Chairman of Americas Private Equity of The Carlyle
Group; Daniel A. DAniello is a Co-Founder and Non-Executive Chairman Emeritus of The Carlyle Group; David M. Rubenstein is a
Co-Founder and Non-Executive Co-Chairman of The Carlyle Group; and William E. Conway, Jr. is a
Co-Founder, Non-Executive Co-Chairman and Interim Chief Executive Officer of The Carlyle Group.
During the last five years, none of the Reporting Persons or Related Persons (i) has been convicted in any criminal proceeding (excluding
traffic violations or similar misdemeanors) or (ii) was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order
enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
Item 4. |
Purpose of Transaction. |
Item 4 of the Schedule 13D is hereby amended and supplemented as follows:
Acquisition of Abingworth
On
August 1, 2022, entities affiliated with The Carlyle Group Inc. acquired Abingworth LLP (the Acquisition). Following the Acquisition, Carlyle Genesis UK LLC became the principal member of Abingworth LLP, and as such, may be deemed
to beneficially own all securities beneficially owned by Abingworth LLP.
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CUSIP No. 471871103 |
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13D |
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Page 13 of 17 pages |
General
The Reporting Persons acquired the securities described in this Schedule 13D for investment purposes and intend to review their investments in
the Issuer on a continuing basis. Any actions the Reporting Persons might undertake may be made at any time and from time to time without prior notice and will be dependent upon the Reporting Persons review of numerous factors, including, but
not limited to: an ongoing evaluation of the Issuers business, financial condition, operations and prospects; price levels of the Issuers securities; general market, industry and economic conditions; the relative attractiveness of
alternative business and investment opportunities; and other future developments.
The Reporting Persons may acquire additional securities
of the Issuer, or retain or sell all or a portion of the securities then held, in the open market or in privately negotiated transactions. In addition, the Reporting Persons may engage in discussions with management, the board of directors of the
Issuer, and other securityholders of the Issuer and other relevant parties or encourage, cause or seek to cause the Issuer or such persons to consider or explore extraordinary corporate transactions, such as: a merger, reorganization or take-private
transaction that could result in the de-listing or de-registration of the Common Stock; sales or acquisitions of assets or businesses; changes to the capitalization or
dividend policy of the Issuer; or other material changes to the Issuers business or corporate structure, including changes in management or the composition of the board of directors. To facilitate their consideration of such matters, the
Reporting Persons may retain consultants and advisors and may enter into discussions with potential sources of capital and other third parties. The Reporting Persons may exchange information with any such persons pursuant to appropriate
confidentiality or similar agreements. The Reporting Persons will likely take some or all of the foregoing steps at preliminary stages in their consideration of various possible courses of action before forming any intention to pursue any particular
plan or direction.
Other than as described above, the Reporting Persons do not currently have any plans or proposals that relate to, or
would result in, any of the matters listed in Items 4(a)(j) of Schedule 13D, although, depending on the factors discussed herein, the Reporting Persons may change their purpose or formulate different plans or proposals with respect thereto at
any time.
Item 5. |
Interest in Securities of the Issuer. |
Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows:
(a) (b) The following sets forth, as of the date of this Schedule 13D, the aggregate number of shares of Common Stock and percentage of Common Stock
beneficially owned by each of the Reporting Persons, as well as the number of shares of Common Stock as to which each Reporting Person has the sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to
dispose or to direct the disposition of, or shared power to dispose or to direct the disposition of, as of the date hereof, based on 36,580,263 shares of Common Stock outstanding as of May 9, 2022, as disclosed in the Issuers quarterly
report on Form 10-Q filed on May 12, 2022.
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CUSIP No. 471871103 |
|
13D |
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Page 14 of 17 pages |
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Reporting Person |
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Amount beneficially owned |
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Percent of class |
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Sole power to vote or to direct the vote |
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Shared power to vote or to direct the vote |
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Sole power to dispose or to direct the disposition |
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Shared power to dispose or to direct the disposition |
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The Carlyle Group Inc. |
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5,628,558 |
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15.4 |
% |
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0 |
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5,628,558 |
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|
0 |
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|
5,628,558 |
|
Carlyle Holdings I GP Inc. |
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5,628,558 |
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15.4 |
% |
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0 |
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5,628,558 |
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0 |
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5,628,558 |
|
Carlyle Holdings I GP Sub L.L.C. |
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5,628,558 |
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15.4 |
% |
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0 |
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5,628,558 |
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|
0 |
|
|
|
5,628,558 |
|
Carlyle Holdings I L.P. |
|
|
5,628,558 |
|
|
|
15.4 |
% |
|
|
0 |
|
|
|
5,628,558 |
|
|
|
0 |
|
|
|
5,628,558 |
|
CG Subsidiary Holdings L.L.C. |
|
|
5,628,558 |
|
|
|
15.4 |
% |
|
|
0 |
|
|
|
5,628,558 |
|
|
|
0 |
|
|
|
5,628,558 |
|
TC Group, L.L.C. |
|
|
5,628,558 |
|
|
|
15.4 |
% |
|
|
0 |
|
|
|
5,628,558 |
|
|
|
0 |
|
|
|
5,628,558 |
|
Carlyle Investment Management L.L.C. |
|
|
5,628,558 |
|
|
|
15.4 |
% |
|
|
0 |
|
|
|
5,628,558 |
|
|
|
0 |
|
|
|
5,628,558 |
|
Carlyle Genesis UK LLC |
|
|
5,628,558 |
|
|
|
15.4 |
% |
|
|
0 |
|
|
|
5,628,558 |
|
|
|
0 |
|
|
|
5,628,558 |
|
Abingworth LLP |
|
|
5,628,558 |
|
|
|
15.4 |
% |
|
|
0 |
|
|
|
5,628,558 |
|
|
|
0 |
|
|
|
5,628,558 |
|
Abingworth Bioventures VII LP |
|
|
5,628,558 |
|
|
|
15.4 |
% |
|
|
0 |
|
|
|
5,628,558 |
|
|
|
0 |
|
|
|
5,628,558 |
|
The shares of Common Stock reported herein are held of record by Abingworth Bioventures VII LP.
The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is
the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing
member of TC Group, L.L.C., which is the managing member of Carlyle Investment Management, L.L.C., which is the sole member of Carlyle Genesis UK LLC, which is the principal member of Abingworth LLP. Abingworth Bioventures VII LP has delegated to
Abingworth LLP all investment and dispositive power over the securities held of record by Abingworth Bioventures VII LP. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by
Abingworth Bioventures VII LP, but each disclaims beneficial ownership of such securities.
(c) |
During the past 60 days, the Reporting Persons have not effected any transactions with respect to the Common
Stock. |
|
|
|
|
|
CUSIP No. 471871103 |
|
13D |
|
Page 15 of 17 pages |
Item 7. |
Materials to be Filed as Exhibits. |
Item 7 of the Schedule 13D is hereby amended and supplemented as follows:
|
|
|
Exhibit Number |
|
Description |
|
|
1 |
|
Joint Filing Agreement. |
|
|
4 |
|
Power of Attorney. |
|
|
|
|
|
CUSIP No. 471871103 |
|
13D |
|
Page 16 of 17 pages |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: August 11, 2022
|
|
|
The Carlyle Group Inc. |
|
|
By: |
|
/s/ Anne Frederick,
attorney-in-fact |
Name: |
|
Curtis L. Buser |
Title: |
|
Chief Financial Officer |
|
Carlyle Holdings I GP Inc. |
|
|
By: |
|
/s/ Anne Frederick,
attorney-in-fact |
Name: |
|
Curtis L. Buser |
Title: |
|
Managing Director and Chief Financial Officer |
|
Carlyle Holdings I GP Sub L.L.C. |
By: Carlyle Holdings I GP Inc., its sole member |
|
|
By: |
|
/s/ Anne Frederick,
attorney-in-fact |
Name: |
|
Curtis L. Buser |
Title: |
|
Managing Director and Chief Financial Officer |
|
Carlyle Holdings I L.P. |
|
|
By: |
|
/s/ Anne Frederick,
attorney-in-fact |
Name: |
|
Curtis L. Buser |
Title: |
|
Managing Director |
|
CG Subsidiary Holdings L.L.C. |
|
|
By: |
|
/s/ Anne Frederick,
attorney-in-fact |
Name: |
|
Curtis L. Buser |
Title: |
|
Managing Director |
|
TC Group, L.L.C. |
|
|
By: |
|
/s/ Anne Frederick,
attorney-in-fact |
Name: |
|
Curtis L. Buser |
Title: |
|
Managing Director |
|
|
|
|
|
CUSIP No. 471871103 |
|
13D |
|
Page 17 of 17 pages |
|
|
|
Carlyle Investment Management L.L.C. |
|
|
By: |
|
/s/ Anne Frederick,
attorney-in-fact |
Name: |
|
Curtis L. Buser |
Title: |
|
Chief Financial Officer |
|
Carlyle Genesis UK LLC |
By: Carlyle Investment Management L.L.C., its sole member |
|
|
By: |
|
/s/ Anne Frederick,
attorney-in-fact |
Name: |
|
Curtis L. Buser |
Title: |
|
Chief Financial Officer |
|
Abingworth LLP |
|
|
By: |
|
/s/ John Heard |
Name: |
|
John Heard |
Title: |
|
Authorized Signatory |
|
Abingworth Bioventures VII LP |
|
|
By: |
|
/s/ John Heard |
Name: |
|
John Heard |
Title: |
|
Authorized Signatory |
Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)
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