- Statement of Changes in Beneficial Ownership (4)
August 27 2010 - 3:36PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
WASEKANES THOMAS J.
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2. Issuer Name
and
Ticker or Trading Symbol
ABINGTON BANCORP, INC./PA
[
ABBC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
SVP/Chief Lending Officer (8)
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(Last)
(First)
(Middle)
C/O ABINGTON BANCORP, INC./PA, 180 OLD YORK ROAD
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3. Date of Earliest Transaction
(MM/DD/YYYY)
8/25/2010
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(Street)
JENKINTOWN, PA 19046
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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8/25/2010
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F
(1)
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434
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D
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$10.00
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62269
(2)
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D
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Common Stock
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7648
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I
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By ESOP
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Common Stock
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27486
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I
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By 401(k) Plan
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Common Stock
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40000
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I
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By Spouse
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Stock Option (Right to Buy)
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$7.51
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(3)
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7/5/2015
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Common Stock
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6960
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6960
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D
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Employee Stock Option (Right to Buy)
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$10.18
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(4)
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11/17/2016
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Common Stock
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1600
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1600
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D
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Employee Stock Option (Right to Buy)
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$9.63
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(5)
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8/22/2017
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Common Stock
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2000
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2000
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D
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Employee Stock Option (Right to Buy)
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$9.11
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(6)
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1/30/2018
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Common Stock
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12000
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12000
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D
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Employee Stock Option (Right to Buy)
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$9.63
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(7)
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8/25/2018
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Common Stock
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25000
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25000
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D
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Explanation of Responses:
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(
1)
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Disposition solely to meet tax obligation for distribution from recognition and retention plan.
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(
2)
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Includes 4,200 shares held in the 2005 Recognition and Retention Plan Trust which reflect the unvested portion of a grant amount originally covering 7,000 shares that commenced vesting at a rate of 20% per year on August 25, 2009, 4,800 shares held in the 2007 Recognition and Retention Plan Trust ("2007 Trust") which reflect the unvested portion of a grant amount originally covering 8,000 shares that commenced vesting at a rate of 20% per year on January 30, 2009 and 5,000 shares held in the 2007 Trust that vest at 20% per year commencing on December 11, 2010.
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(
3)
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The options vested at a rate of 20% per year commencing on July 5, 2006.
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(
4)
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The options are vesting at a rate of 20% per year commencing on November 17, 2007.
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(
5)
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The options are vesting at a rate of 20% per year commencing on August 22, 2008.
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(
6)
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The options are vesting at a rate of 20% per year commencing on January 30, 2009.
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(
7)
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The options are vesting at a rate of 20% per year commencing on August 25, 2009.
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Remarks:
(8) - Senior Vice President and Chief Lending Officer of Abington Bank (Issuer subsidiary)
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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WASEKANES THOMAS J.
C/O ABINGTON BANCORP, INC./PA
180 OLD YORK ROAD
JENKINTOWN, PA 19046
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SVP/Chief Lending Officer (8)
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Signatures
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/s/ Frank Kovalcheck, P.O.A. Thomas J. Wasekanes
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8/27/2010
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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