Prospect Medical Holdings Inc - Amended Statement of Beneficial Ownership (SC 13D/A)
April 22 2008 - 4:43PM
Edgar (US Regulatory)
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UNITED STATES
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SECURITIES AND EXCHANGE COMMISSION
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Washington, D.C. 20549
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SCHEDULE 13D
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Under
the Securities Exchange Act of 1934
(Amendment No. 2)*
Prospect Medical Holdings, Inc.
(Name
of Issuer)
Common Stock, par value $.01 per share
(Title
of Class of Securities)
(CUSIP
Number)
Samuel S. Lee
c/o Alta Hospitals System, LLC
11500 W. Olympic Blvd., Suite 502
Los Angeles, CA
90064
(Name,
Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
(Date
of Event Which Requires Filing of this Statement)
If the filing person has previously filed a
statement on Schedule 13G to report the acquisition that is the subject of this
Schedule 13D, and is filing this schedule because of §§240.13d-1(e),
240.13d-1(f) or 240.13d-1(g), check the following box.
o
Note
:
Schedules filed in paper format shall include a signed original and five copies
of the schedule, including all exhibits. See Rule 13d-7 for other parties to
whom copies are to be sent.
*
The remainder of this cover page shall be
filled out for a reporting person's initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment containing
information which would alter disclosures provided in a prior cover page.
The information required on
the remainder of this cover page shall not be deemed to be "filed"
for the purpose of Section 18 of the Securities Exchange Act of 1934
("Act") or otherwise subject to the liabilities of that section of the
Act but shall be subject to all other provisions of the Act (however, see the
Notes).
The statement on Schedule
13D filed by Samuel S. Lee with the Securities and Exchange Commission on
August 20, 2007, as previously amended, is hereby further amended as set forth
below by this Amendment No. 2.
This filing is being made
solely to file as an exhibit to the Schedule 13D an amendment to the Executive
Employment Agreement, dated as of August 8, 2007, between Mr. Lee and Alta
Hospital Systems, LLC, a California limited liability company (Alta),
previously filed as Exhibit 4 to the Schedule 13D. The amendment to the Executive Employment
Agreement was fully executed on April 16, 2008, and made effective as of March
19, 2008. There have been no other
changes to the information previously reported in the Schedule 13D.
Item 7.
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Material to be Filed as
Exhibits
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7
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First Amendment to
Executive Employment Agreement, dated as of March 19, 2008, by and among
Prospect Medical Holdings, Inc., a Delaware corporation, Alta, and Mr. Lee
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2
Signature
After reasonable inquiry and
to the best of my knowledge and belief, I certify that the information set
forth in this statement is true, complete and correct.
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April 22, 2008
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Date
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/s/ Samuel S. Lee
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Signature
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Samuel S. Lee
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Name/Title
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3
EXHIBIT INDEX
7
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First
Amendment to Executive Employment Agreement, dated as of March 19, 2008, by
and among Prospect Medical Holdings, Inc., a Delaware corporation, Alta, and
Mr. Lee
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4
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