UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number
811-22298
Starboard Investment Trust
(Exact name of registrant as specified in charter)
116 South Franklin Street, Post Office Box 69, Rocky Mount, North Carolina 27802
(Address of principal executive offices) (Zip code)
A. Vason Hamrick
116 South Franklin Street, Post Office Box 69, Rocky Mount, North Carolina 27802
(Name and address of agent for service)
Registrant's telephone number, including area code:
252-972-9922
Date of fiscal year end:
May 31
Date of reporting period:
July 1, 2012 - June 30, 2013
PROXY VOTING RECORDS
Rx High Income Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the registrant was entitled to vote.
Rx Traditional Equity Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the registrant was entitled to vote.
Rx Traditional Fixed Income Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the registrant was entitled to vote.
Rx Tactical Rotation Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the registrant was entitled to vote.
Rx Premier Managers Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the registrant was entitled to vote.
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Rx Dynamic Growth Fund
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Fund Description:
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JOHN HANCOCK LARGE CAP EQUITY FUND-CL I
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Ticker:
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JLVIX
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Security ID:
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S97362-010
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Meeting Type:
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SPECIAL JOINT MEETING OF SHAREHOLDERS
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Meeting Date:
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Thursday, November 15, 2012
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Record Date:
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Thursday, September 06, 2012
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Proposal:
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Mgt. Rec.:
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Vote Cast:
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Sponsor:
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1
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ELECTION OF TRUSTEES
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NOMINEES:
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1
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JAMES R BOYLE
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FOR
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FOR
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Directors
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2
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CRAIG BROMLEY
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FOR
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FOR
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Directors
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3
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WARREN A THOMSON
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FOR
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FOR
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Directors
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4
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CHARLES L BARDELIS
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FOR
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FOR
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Directors
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5
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PETER S BURGESS
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FOR
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FOR
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Directors
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6
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WILLIAM H CUNNINGHAM
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FOR
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FOR
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Directors
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7
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GRACE K FEY
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FOR
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FOR
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Directors
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8
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THERON S HOFFMAN
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FOR
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FOR
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Directors
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9
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DEBORAH C JACKSON
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FOR
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FOR
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Directors
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10
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HASSELL H MCCLELLAN
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FOR
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FOR
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Directors
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11
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JAMES M OATES
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FOR
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FOR
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Directors
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12
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STEVEN R PRUCHANSKY
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FOR
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FOR
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Directors
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13
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GREGORY A RUSSO
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FOR
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FOR
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Directors
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Fund Description:
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TCW Dividend Focused Func CL I
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Ticker:
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TGDFX
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Security ID:
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87234N344
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Meeting Type:
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SPECIAL JOINT MEETING OF SHAREHOLDERS
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Meeting Date:
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Wednesday, November 28, 2012
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Record Date:
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Friday, September 28, 2012
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Proposal:
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Mgt. Rec.:
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Vote Cast:
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Sponsor:
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1
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TO APPROVE A NEW INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT BETWEEN THE CORPORATION AND TCW INVESTMENT MANAGEMENT COMPANY, THE FUND'S CURRENT INVESTMENT ADVISOR
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FOR
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FOR
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DIRECTORS
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Rx Dynamic Total Return Fund
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Fund Description:
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TCW TOTAL RETURN BOND FUND - CL I
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Ticker:
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TGLMX
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Security ID:
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87234N880
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Meeting Type:
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SPECIAL JOINT MEETING OF SHAREHOLDERS
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Meeting Date:
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Wednesday, November 28, 2012
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Record Date:
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Friday, September 28, 2012
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Proposal:
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Mgt. Rec.:
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Vote Cast:
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Sponsor:
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1
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TO APPROVE A NEW INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT BETWEEN THE CORPORATION AND TCW INVESTMENT MANAGEMENT COMPANY, THE FUND'S CURRENT INVESTMENT ADVISOR
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FOR
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FOR
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DIRECTORS
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Fund Description:
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TCW HIGH-YIELD BOND FUND-CL I
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Ticker:
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TGHYX
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Security ID:
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87234N708
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Meeting Type:
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SPECIAL JOINT MEETING OF SHAREHOLDERS
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Meeting Date:
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Wednesday, November 28, 2012
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Record Date:
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Friday, September 28, 2012
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Proposal:
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Mgt. Rec.:
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Vote Cast:
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Sponsor:
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1
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TO APPROVE A NEW INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT BETWEEN THE CORPORATION AND TCW INVESTMENT MANAGEMENT COMPANY, THE FUND'S CURRENT INVESTMENT ADVISOR
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FOR
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FOR
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DIRECTORS
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Fund Description:
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INVESCO HIGH YIELD SECURITIES FD CL Y
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Ticker:
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HYLDX
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Security ID:
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001421700
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Meeting Type:
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SPECIAL MEETING
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Meeting Date:
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Wednesday, April 24, 2013
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Record Date:
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Thursday, January 24, 2013
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Proposal:
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Mgt. Rec.:
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Vote Cast:
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Sponsor:
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1
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TO APPROVE AN AGREEMENT AND PLAN OF REORGANIZATION BETWEEN THE TARGET FUND AND INVESCO HIGH YIELD FUND A SERIES OF THE TRUST, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT
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FOR
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FOR
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DIRECTORS
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Fund Description:
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SCOUT UNCONSTRAINED BD FD
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Ticker:
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SUBFX
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Security ID:
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81063U776
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Meeting Type:
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SPECIAL MEETING
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Meeting Date:
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Friday, April 05, 2013
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Record Date:
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Thursday, January 31, 2013
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Proposal:
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Mgt. Rec.:
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Vote Cast:
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Sponsor:
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1
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ELECTION OF DIRECTORS
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NOMINEES:
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1
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ANDREA F BIELSKER
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FOR
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FOR
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Directors
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2
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WILLIAM E HOFFMAN
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FOR
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FOR
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Directors
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3
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CHARLOTTE T PETERSEN
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FOR
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FOR
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Directors
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4
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STEPHEN F ROSE
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FOR
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FOR
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Directors
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5
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ALLEN R STRAIN
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FOR
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FOR
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Directors
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6
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ANDREW J ISEMAN
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FOR
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FOR
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Directors
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Fund Description:
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Touchstone Short Duration Fixed Income Y
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Ticker:
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TSDYX
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Security ID:
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89155H512
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Meeting Type:
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SPECIAL MEETING
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Meeting Date:
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Monday, May 13, 2013
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Record Date:
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Thursday, March 28, 2013
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Proposal:
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Mgt. Rec.:
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Vote Cast:
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Sponsor:
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1
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TO CONSIDER AND ACT UPON AN AGREEMENT AND PLAN OF REORGANIZATION (THE "PLAN") PROVIDING FOR THE ACQUISITION OF ALL OF THE ASSETS OF THE TOUCHSTONE SHORT DURATION FIXED INCOME FUND (THE "SHORT FUND") BY THE TOUCHSTONE ULTRA SHORT DURATION FIXED INCOME FUND (THE "ULTRA SHORT FUND"), A SERIES OF THE TOUCHSTONE FUNDS GROUP TRUST, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
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FOR
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FOR
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Directors
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Fund Description:
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Invesco High Yield S ecurities Fund
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Ticker:
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HYLDX
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Security ID:
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001421700
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Meeting Type:
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SPECIAL MEETING
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Meeting Date:
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Tuesday, July 02, 2013
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Record Date:
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Thursday, January 24, 2013
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Proposal:
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Mgt. Rec.:
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Vote Cast:
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Sponsor:
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1
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TO APPROVE AN AGREEMENT AND PLAN OF REORGANIZATION BETWEEN THE TARGET FUND AND INVESCO HIGH YIELD FUND (THE "ACQUIRING FUND"), A SERIES OF THE TRUST, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
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FOR
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FOR
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Directors
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Fund Description:
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Touchstone Ultra Shrt Dur Fixed Inc Y
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Ticker:
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TSYYX
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Security ID:
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89155T664
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Meeting Type:
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SPECIAL MEETING
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Meeting Date:
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Friday, August 02, 2013
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Record Date:
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Friday, May 24, 2013
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Proposal:
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Mgt. Rec.:
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Vote Cast:
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Sponsor:
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DIRECTOR
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1)
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JILL T. MCGRUDER
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FOR
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FOR
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Directors
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2)
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SUSAN J. HICKENLOOPER
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FOR
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FOR
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Directors
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3)
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PHILLIP R. COX
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FOR
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FOR
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Directors
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4)
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WILLIAM C. GALE
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FOR
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FOR
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Directors
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5)
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KEVIN A. ROBIE
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FOR
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FOR
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Directors
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6)
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EDWARD J. VONDERBRINK
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FOR
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FOR
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Directors
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Fund Description:
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Touchstone Ultra Shrt Dur Fixed Inc Y
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Ticker:
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TSDIX
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Security ID:
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89155T656
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Meeting Type:
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SPECIAL MEETING
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Meeting Date:
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Friday, August 02, 2013
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Record Date:
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Friday, May 24, 2013
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Proposal:
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Mgt. Rec.:
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Vote Cast:
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Sponsor:
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DIRECTOR
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1)
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JILL T. MCGRUDER
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FOR
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FOR
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Directors
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2)
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SUSAN J. HICKENLOOPER
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FOR
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FOR
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Directors
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3)
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PHILLIP R. COX
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FOR
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FOR
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Directors
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4)
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WILLIAM C. GALE
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FOR
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FOR
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Directors
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5)
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KEVIN A. ROBIE
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FOR
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FOR
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Directors
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6)
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EDWARD J. VONDERBRINK
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FOR
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FOR
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Directors
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Rx Non Traditional Fund
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Fund Description:
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Altegris Mgd Futures Strategy Fd Cl I
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Ticker:
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MFTIX
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Security ID:
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66537V336
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Meeting Type:
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Special Meeting of Shareholders
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Meeting Date:
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Friday, July 19, 2013
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Record Date:
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Friday, June 07, 2013
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Proposal:
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Mgt. Rec.:
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Vote Cast:
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Sponsor:
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1
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TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN THE TRUST, ON BEHALF THE FUND, AND ALTEGRIS ADVISORS, LLC, THE CURRENT INVESTMENT ADVISER TO THE FUND.
NO FEE INCREASE IS PROPOSED.
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For
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For
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Directors
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Fund Description:
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The Merger Fund
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Ticker:
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MERFX
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Security ID:
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589509108
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Meeting Type:
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Special Meeting of Shareholders
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Meeting Date:
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Tuesday, July 16, 2013
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Record Date:
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Friday, May 31, 2013
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Proposal:
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Mgt. Rec.:
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Vote Cast:
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Sponsor:
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1
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DIRECTOR
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1)
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ROY BEHREN
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For
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2)
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BARRY HAMERLING
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For
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3)
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MICHAEL T. SHANNON
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For
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4)
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RICHARD V. SILVER
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For
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5)
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CHRISTIANNA WOOD
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For
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Rx Tax Advantaged Fund
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Fund Description:
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Oppenheimer Rochester National Muni Y
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Ticker:
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ORNYX
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Security ID:
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683940852
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Meeting Type:
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2013 Special Meeting of Shareholders
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Meeting Date:
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Friday, June 21, 2013
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Record Date:
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Thursday, March 28, 2013
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Proposal:
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Mgt. Rec.:
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Vote Cast:
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Sponsor:
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A
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REVISE THE FUNDAMENTAL POLICY RELATING TO BORROWING.
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For
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For
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Directors
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2B1
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REVISE THE FUNDAMENTAL POLICY RELATING TO CONCENTRATION OF INVESTMENTS.
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For
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For
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Directors
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2C1
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REMOVE THE FUNDAMENTAL POLICY RELATING TO DIVERSIFICATION OF INVESTMENTS.
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For
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For
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Directors
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2D
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REVISE THE FUNDAMENTAL POLICY RELATING TO LENDING.
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For
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For
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Directors
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2E
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REVISE THE FUNDAMENTAL POLICY RELATING TO REAL ESTATE AND COMMODITIES.
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For
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For
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Directors
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2F
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REVISE THE FUNDAMENTAL POLICY RELATING TO SENIOR SECURITIES.
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For
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For
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Directors
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2G
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REVISE THE FUNDAMENTAL POLICY RELATING TO UNDERWRITING.
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For
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For
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Directors
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2H
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REMOVE THE FUNDAMENTAL POLICY RELATING TO TAX-FREE SECURITIES.
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For
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For
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Directors
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2R
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CONVERT THE FUND'S INVESTMENT OBJECTIVE FROM FUNDAMENTAL TO NON-FUNDAMENTAL.
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For
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For
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Directors
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2S
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APPROVE A CHANGE IN THE FUND'S INVESTMENT OBJECTIVE.
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For
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For
|
Directors
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3
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TO APPROVE AN AGREEMENT AND PLAN OF REORGANIZATION THAT PROVIDES FOR THE REORGANIZATION OF A FUND FROM A MARYLAND CORPORATION OR MASSACHUSETTS BUSINESS TRUST, AS APPLICABLE, INTO A DELAWARE STATUTORY TRUST.
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For
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For
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Directors
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Fund Description:
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Oppenheimer AMT-Free Municipals Y
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|
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Ticker:
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OMFYX
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Security ID:
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683977508
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Meeting Type:
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2013 Special Meeting of Shareholders
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|
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Meeting Date:
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Friday, June 21, 2013
|
|
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Record Date:
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Thursday, March 28, 2013
|
|
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Proposal:
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Mgt. Rec.:
|
Vote Cast:
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Sponsor:
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2A
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REVISE THE FUNDAMENTAL POLICY RELATING TO BORROWING.
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For
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For
|
Directors
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2B1
|
REVISE THE FUNDAMENTAL POLICY RELATING TO CONCENTRATION OF INVESTMENTS.
|
For
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For
|
Directors
|
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2C1
|
REMOVE THE FUNDAMENTAL POLICY RELATING TO DIVERSIFICATION OF INVESTMENTS.
|
For
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For
|
Directors
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2D
|
REVISE THE FUNDAMENTAL POLICY RELATING TO LENDING.
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For
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For
|
Directors
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2E
|
REVISE THE FUNDAMENTAL POLICY RELATING TO REAL ESTATE AND COMMODITIES.
|
For
|
For
|
Directors
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2F
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REVISE THE FUNDAMENTAL POLICY RELATING TO SENIOR SECURITIES.
|
For
|
For
|
Directors
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2G
|
REVISE THE FUNDAMENTAL POLICY RELATING TO UNDERWRITING.
|
For
|
For
|
Directors
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2H
|
REMOVE THE FUNDAMENTAL POLICY RELATING TO TAX-FREE SECURITIES.
|
For
|
For
|
Directors
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2R
|
CONVERT THE FUND'S INVESTMENT OBJECTIVE FROM FUNDAMENTAL TO NON-FUNDAMENTAL.
|
For
|
For
|
Directors
|
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2S
|
APPROVE A CHANGE IN THE FUND'S INVESTMENT OBJECTIVE.
|
For
|
For
|
Directors
|
|
3
|
TO APPROVE AN AGREEMENT AND PLAN OF REORGANIZATION THAT PROVIDES FOR THE REORGANIZATION OF A FUND FROM A MARYLAND CORPORATION OR MASSACHUSETTS BUSINESS TRUST, AS APPLICABLE, INTO A DELAWARE STATUTORY TRUST.
|
For
|
For
|
Directors
|
|
|
|
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|
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Fund Description:
|
Oppenheimer Rochester MN Municipal Y
|
|
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Ticker:
|
OPYMX
|
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Security ID:
|
683833404
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|
|
Meeting Type:
|
2013 Special Meeting of Shareholders
|
|
|
|
|
Meeting Date:
|
Friday, June 21, 2013
|
|
|
|
|
Record Date:
|
Thursday, March 28, 2013
|
|
|
|
|
|
|
|
|
|
|
Proposal:
|
|
Mgt. Rec.:
|
Vote Cast:
|
Sponsor:
|
|
2A
|
REVISE THE FUNDAMENTAL POLICY RELATING TO BORROWING.
|
For
|
For
|
Directors
|
|
2B1
|
REVISE THE FUNDAMENTAL POLICY RELATING TO CONCENTRATION OF INVESTMENTS.
|
For
|
For
|
Directors
|
|
2D
|
REVISE THE FUNDAMENTAL POLICY RELATING TO LENDING.
|
For
|
For
|
Directors
|
|
2E
|
REVISE THE FUNDAMENTAL POLICY RELATING TO REAL ESTATE AND COMMODITIES.
|
For
|
For
|
Directors
|
|
2F
|
REVISE THE FUNDAMENTAL POLICY RELATING TO SENIOR SECURITIES.
|
For
|
For
|
Directors
|
|
2G
|
REVISE THE FUNDAMENTAL POLICY RELATING TO UNDERWRITING.
|
For
|
For
|
Directors
|
|
2H
|
REMOVE THE FUNDAMENTAL POLICY RELATING TO TAX-FREE SECURITIES.
|
For
|
For
|
Directors
|
|
2R
|
CONVERT THE FUND'S INVESTMENT OBJECTIVE FROM FUNDAMENTAL TO NON-FUNDAMENTAL.
|
For
|
For
|
Directors
|
|
2S
|
APPROVE A CHANGE IN THE FUND'S INVESTMENT OBJECTIVE.
|
For
|
For
|
Directors
|
|
3
|
TO APPROVE AN AGREEMENT AND PLAN OF REORGANIZATION THAT PROVIDES FOR THE REORGANIZATION OF A FUND FROM A MARYLAND CORPORATION OR MASSACHUSETTS BUSINESS TRUST, AS APPLICABLE, INTO A DELAWARE STATUTORY TRUST.
|
For
|
For
|
Directors
|
|
|
|
|
|
|
|
Rx Dividend Income Fund
|
|
|
|
|
Fund Description:
|
AT&T
|
|
|
|
|
Ticker:
|
T
|
|
|
|
|
Security ID:
|
00206R102
|
|
|
|
|
Meeting Type:
|
2013 Annual Meeting of Shareholders
|
|
|
|
|
Meeting Date:
|
Friday, April 26, 2013
|
|
|
|
|
Record Date:
|
Wednesday, February 27, 2013
|
|
|
|
|
|
|
|
|
|
|
Proposal:
|
|
Mgt. Rec.:
|
Vote Cast:
|
Sponsor:
|
|
1A.
|
ELECTION OF DIRECTOR: RANDALL L. STEPHENSON
|
For
|
Abstain
|
|
|
1B.
|
ELECTION OF DIRECTOR: GILBERT F. AMELIO
|
For
|
Abstain
|
|
|
1C.
|
ELECTION OF DIRECTOR: REUBEN V. ANDERSON
|
For
|
Abstain
|
|
|
1D.
|
ELECTION OF DIRECTOR: JAMES H. BLANCHARD
|
For
|
Abstain
|
|
|
1E.
|
ELECTION OF DIRECTOR: JAIME CHICO PARDO
|
For
|
Abstain
|
|
|
1F.
|
ELECTION OF DIRECTOR: SCOTT T. FORD
|
For
|
Abstain
|
|
|
1G.
|
ELECTION OF DIRECTOR: JAMES P. KELLY
|
For
|
Abstain
|
|
|
1H.
|
ELECTION OF DIRECTOR: JON C. MADONNA
|
For
|
Abstain
|
|
|
1I.
|
ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER
|
For
|
Abstain
|
|
|
1J.
|
ELECTION OF DIRECTOR: JOHN B. MCCOY
|
For
|
Abstain
|
|
|
1K.
|
ELECTION OF DIRECTOR: JOYCE M. ROCHE
|
For
|
Abstain
|
|
|
1L.
|
ELECTION OF DIRECTOR: MATTHEW K. ROSE
|
For
|
Abstain
|
|
|
1M.
|
ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON
|
For
|
Abstain
|
|
|
2
|
RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS.
|
For
|
Abstain
|
|
|
3
|
ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.
|
For
|
Abstain
|
|
|
4
|
APPROVE STOCK PURCHASE AND DEFERRAL PLAN.
|
For
|
Abstain
|
|
|
5
|
POLITICAL CONTRIBUTIONS REPORT.
|
Against
|
Abstain
|
|
|
6
|
LEAD BATTERIES REPORT.
|
Against
|
Abstain
|
|
|
7
|
COMPENSATION PACKAGES.
|
Against
|
Abstain
|
|
|
8
|
INDEPENDENT BOARD CHAIRMAN.
|
Against
|
Abstain
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Fund Description:
|
Pfizer Inc
|
|
|
|
|
Ticker:
|
PFE
|
|
|
|
|
Security ID:
|
717081103
|
|
|
|
|
Meeting Type:
|
2013 Annual Meeting of Shareholders
|
|
|
|
|
Meeting Date:
|
Thursday, April 25, 2013
|
|
|
|
|
Record Date:
|
Wednesday, February 27, 2013
|
|
|
|
|
|
|
|
|
|
|
Proposal:
|
|
Mgt. Rec.:
|
Vote Cast:
|
Sponsor:
|
|
1A
|
ELECTION OF DIRECTOR: DENNIS A. AUSIELLO
|
For
|
Abstain
|
|
|
1B
|
ELECTION OF DIRECTOR: M. ANTHONY BURNS
|
For
|
Abstain
|
|
|
1C
|
ELECTION OF DIRECTOR: W. DON CORNWELL
|
For
|
Abstain
|
|
|
1D
|
ELECTION OF DIRECTOR: FRANCES D. FERGUSSON
|
For
|
Abstain
|
|
|
1E
|
ELECTION OF DIRECTOR: WILLIAM H. GRAY, III
|
For
|
Abstain
|
|
|
1F
|
ELECTION OF DIRECTOR: HELEN H. HOBBS
|
For
|
Abstain
|
|
|
1G
|
ELECTION OF DIRECTOR: CONSTANCE J. HORNER
|
For
|
Abstain
|
|
|
1H
|
ELECTION OF DIRECTOR: JAMES M. KILTS
|
For
|
Abstain
|
|
|
1I
|
ELECTION OF DIRECTOR: GEORGE A. LORCH
|
For
|
Abstain
|
|
|
1J
|
ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON
|
For
|
Abstain
|
|
|
1K
|
ELECTION OF DIRECTOR: IAN C. READ
|
For
|
Abstain
|
|
|
1L
|
ELECTION OF DIRECTOR: STEPHEN W. SANGER
|
For
|
Abstain
|
|
|
1M
|
ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE
|
For
|
Abstain
|
|
|
2
|
RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
|
For
|
Abstain
|
|
|
3
|
ADVISORY APPROVAL OF EXECUTIVE COMPENSATION
|
For
|
Abstain
|
|
|
4
|
SHAREHOLDER PROPOSAL REGARDING EXECUTIVE EQUITY RETENTION
|
Against
|
Abstain
|
|
|
5
|
SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT
|
Against
|
Abstain
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Fund Description:
|
Phillips 66
|
|
|
|
|
Ticker:
|
PSX
|
|
|
|
|
Security ID:
|
718546104
|
|
|
|
|
Meeting Type:
|
2013 Annual Meeting of Shareholders
|
|
|
|
|
Meeting Date:
|
Wednesday, May 08, 2013
|
|
|
|
|
Record Date:
|
Friday, March 15, 2013
|
|
|
|
|
|
|
|
|
|
|
Proposal:
|
|
Mgt. Rec.:
|
Vote Cast:
|
Sponsor:
|
|
1A.
|
ELECTION OF DIRECTOR: GREG C. GARLAND
|
For
|
For
|
Directors
|
|
1B.
|
ELECTION OF DIRECTOR: JOHN E. LOWE
|
For
|
For
|
Directors
|
|
2
|
PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR PHILLIPS 66 FOR 2013.
|
For
|
For
|
Directors
|
|
3
|
PROPOSAL TO APPROVE ADOPTION OF THE 2013 OMNIBUS STOCK AND PERFORMANCE INCENTIVE PLAN OF PHILLIPS 66.
|
For
|
For
|
Directors
|
|
4
|
SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION.
|
For
|
For
|
Directors
|
|
5
|
SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION.
|
1 Year
|
1 Year
|
Directors
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Fund Description:
|
NYSE EURONEXT
|
|
|
|
|
Ticker:
|
NYX
|
|
|
|
|
Security ID:
|
629491101
|
|
|
|
|
Meeting Type:
|
2013 Annual Meeting of Shareholders
|
|
|
|
|
Meeting Date:
|
Thursday, April 25, 2013
|
|
|
|
|
Record Date:
|
Thursday, February 28, 2013
|
|
|
|
|
|
|
|
|
|
|
Proposal:
|
|
Mgt. Rec.:
|
Vote Cast:
|
Sponsor:
|
|
|
|
|
|
|
|
1A.
|
ELECTION OF DIRECTOR: ANDRE BERGEN
|
For
|
Abstain
|
|
|
1B.
|
ELECTION OF DIRECTOR: ELLYN L. BROWN
|
For
|
Abstain
|
|
|
1C.
|
ELECTION OF DIRECTOR: MARSHALL N. CARTER
|
For
|
Abstain
|
|
|
1C.
|
ELECTION OF DIRECTOR: DOMINIQUE CERUTTI
|
For
|
Abstain
|
|
|
1C.
|
ELECTION OF DIRECTOR: SIR GEORGE COX
|
For
|
Abstain
|
|
|
1C.
|
ELECTION OF DIRECTOR: SYLVAIN HEFES
|
For
|
Abstain
|
|
|
1C.
|
ELECTION OF DIRECTOR: JAN-MICHIEL HESSELS
|
For
|
Abstain
|
|
|
1C.
|
ELECTION OF DIRECTOR: LAWRENCE E. LEIBOWITZ
|
For
|
Abstain
|
|
|
1I.
|
ELECTION OF DIRECTOR: DUNCAN M. MCFARLAND
|
For
|
Abstain
|
|
|
1J.
|
ELECTION OF DIRECTOR: JAMES J. MCNULTY
|
For
|
Abstain
|
|
|
1K.
|
ELECTION OF DIRECTOR: DUNCAN L. NIEDERAUER
|
For
|
Abstain
|
|
|
1L.
|
ELECTION OF DIRECTOR: LUIS MARIA VIANA PALHA DA SILVA
|
For
|
Abstain
|
|
|
1M.
|
ELECTION OF DIRECTOR: ROBERT G. SCOTT
|
For
|
Abstain
|
|
|
1N.
|
ELECTION OF DIRECTOR: JACKSON P. TAI
|
For
|
Abstain
|
|
|
1O.
|
ELECTION OF DIRECTOR: RIJNHARD VAN TETS
|
For
|
Abstain
|
|
|
1P.
|
ELECTION OF DIRECTOR: SIR BRIAN WILLIAMSON
|
For
|
Abstain
|
|
|
2
|
TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2013.
|
For
|
Abstain
|
|
|
3
|
ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION (THE "SAY-ON-PAY" PROPOSAL).
|
For
|
Abstain
|
|
|
4
|
TO APPROVE THE AMENDED AND RESTATED NYSE EURONEXT OMNIBUS INCENTIVE PLAN.
|
For
|
Abstain
|
|
|
5
|
TO REAPPROVE THE PERFORMANCE GOALS UNDER THE NYSE EURONEXT OMNIBUS INCENTIVE PLAN.
|
For
|
Abstain
|
|
|
6
|
TO AMEND CERTAIN PROVISIONS IN OUR CHARTER TO ALLOW STOCKHOLDERS TO CALL SPECIAL MEETINGS.
|
For
|
Abstain
|
|
|
7
|
TO AMEND CERTAIN PROVISIONS IN OUR CHARTER TO ALLOW STOCKHOLDERS TO ACT BY WRITTEN CONSENT.
|
For
|
Abstain
|
|
|
|
|
|
|
|
|
Fund Description:
|
CONOCO PHILLIPS
|
|
|
|
|
Ticker:
|
COP
|
|
|
|
|
Security ID:
|
20825C-104
|
|
|
|
|
Meeting Type:
|
2013 Annual Meeting of Shareholders
|
|
|
|
|
Meeting Date:
|
Tuesday, May 14, 2013
|
|
|
|
|
Record Date:
|
Friday, March 15, 2013
|
|
|
|
|
|
|
|
|
|
|
Proposal:
|
|
Mgt. Rec.:
|
Vote Cast:
|
Sponsor:
|
|
1A.
|
ELECTION OF DIRECTOR: RICHARD L. ARMITAGE
|
For
|
For
|
Directors
|
|
1B.
|
ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK
|
For
|
For
|
Directors
|
|
1C.
|
ELECTION OF DIRECTOR: JAMES E. COPELAND, JR.
|
For
|
For
|
Directors
|
|
1D.
|
ELECTION OF DIRECTOR: JODY L. FREEMAN
|
For
|
For
|
Directors
|
|
1E.
|
ELECTION OF DIRECTOR: GAY HUEY EVANS
|
For
|
For
|
Directors
|
|
1F.
|
ELECTION OF DIRECTOR: RYAN M. LANCE
|
For
|
For
|
Directors
|
|
1G.
|
ELECTION OF DIRECTOR: MOHD H. MARICAN
|
For
|
For
|
Directors
|
|
1H.
|
ELECTION OF DIRECTOR: ROBERT A. NIBLOCK
|
For
|
For
|
Directors
|
|
1I.
|
ELECTION OF DIRECTOR: HARALD J. NORVIK
|
For
|
For
|
Directors
|
|
1J.
|
ELECTION OF DIRECTOR: WILLIAM E. WADE, JR.
|
For
|
For
|
Directors
|
|
2
|
TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
|
For
|
For
|
Directors
|
|
3
|
ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.
|
For
|
For
|
Directors
|
|
4
|
REPORT ON GRASSROOTS LOBBYING EXPENDITURES.
|
Against
|
Against
|
Directors
|
|
5
|
GREENHOUSE GAS REDUCTION TARGETS.
|
Against
|
Against
|
Directors
|
|
6
|
GENDER IDENTITY NON-DISCRIMINATION.
|
Against
|
Against
|
Directors
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Fund Description:
|
Comcast
|
|
|
|
|
Ticker:
|
CMCSA
|
|
|
|
|
Security ID:
|
20030N101
|
|
|
|
|
Meeting Type:
|
2013 Annual Meeting of Shareholders
|
|
|
|
|
Meeting Date:
|
Wednesday, May 15, 2013
|
|
|
|
|
Record Date:
|
Wednesday, March 06, 2013
|
|
|
|
|
|
|
|
|
|
|
Proposal:
|
|
Mgt. Rec.:
|
Vote Cast:
|
Sponsor:
|
|
1
|
DIRECTOR
|
|
|
|
|
1)
|
KENNETH J. BACON
|
For
|
Withhold Vote for Nominee
|
|
2)
|
SHELDON M. BONOVITZ
|
For
|
Withhold Vote for Nominee
|
|
3)
|
JOSEPH J. COLLINS
|
For
|
Withhold Vote for Nominee
|
|
4)
|
J. MICHAEL COOK
|
For
|
Withhold Vote for Nominee
|
|
5)
|
GERALD L. HASSELL
|
For
|
Withhold Vote for Nominee
|
|
6)
|
JEFFREY A. HONICKMAN
|
For
|
Withhold Vote for Nominee
|
|
7)
|
EDUARDO G. MESTRE
|
For
|
Withhold Vote for Nominee
|
|
8)
|
BRIAN L. ROBERTS
|
For
|
Withhold Vote for Nominee
|
|
9)
|
RALPH J. ROBERTS
|
For
|
Withhold Vote for Nominee
|
|
10)
|
JOHNATHAN A. RODGERS
|
For
|
Withhold Vote for Nominee
|
|
11)
|
DR. JUDITH RODIN
|
For
|
Withhold Vote for Nominee
|
|
2
|
RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS
|
For
|
For
|
Directors
|
|
3
|
TO PROHIBIT ACCELERATED VESTING UPON A CHANGE IN CONTROL
|
Against
|
Against
|
Directors
|
|
4
|
TO ADOPT A RECAPITALIZATION PLAN
|
Against
|
Against
|
Directors
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Fund Description:
|
CME Group Inc/IL
|
|
|
|
|
Ticker:
|
CME
|
|
|
|
|
Security ID:
|
12572Q105
|
|
|
|
|
Meeting Type:
|
2013 Annual Meeting of Shareholders
|
|
|
|
|
Meeting Date:
|
Wednesday, May 22, 2013
|
|
|
|
|
Record Date:
|
Wednesday, March 27, 2013
|
|
|
|
|
|
|
|
|
|
|
Proposal:
|
|
Mgt. Rec.:
|
Vote Cast:
|
Sponsor:
|
|
1
|
DIRECTOR
|
|
|
|
|
1)
|
TERRENCE A. DUFFY
|
For
|
Withhold Vote for Nominee
|
|
2)
|
CHARLES P. CAREY
|
For
|
Withhold Vote for Nominee
|
|
3)
|
MARK E. CERMAK
|
For
|
Withhold Vote for Nominee
|
|
4)
|
MARTIN J. GEPSMAN
|
For
|
Withhold Vote for Nominee
|
|
5)
|
LEO MELAMED
|
For
|
Withhold Vote for Nominee
|
|
6)
|
JOSEPH NICIFORO
|
For
|
Withhold Vote for Nominee
|
|
7)
|
C.C. ODOM II
|
For
|
Withhold Vote for Nominee
|
|
8)
|
JOHN F. SANDNER
|
For
|
Withhold Vote for Nominee
|
|
9)
|
DENNIS A. SUSKIND
|
For
|
Withhold Vote for Nominee
|
|
|
|
|
|
|
|
2
|
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
|
For
|
For
|
Directors
|
|
3
|
ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
|
For
|
For
|
Directors
|
|
4
|
SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS.
|
Against
|
Against
|
Directors
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Fund Description:
|
McDonald's
|
|
|
|
|
Ticker:
|
MCD
|
|
|
|
|
Security ID:
|
580135-101
|
|
|
|
|
Meeting Type:
|
2013 Annual Meeting of Shareholders
|
|
|
|
|
Meeting Date:
|
Thursday, May 23, 2013
|
|
|
|
|
Record Date:
|
Monday, March 25, 2013
|
|
|
|
|
|
|
|
|
|
|
Proposal:
|
|
Mgt. Rec.:
|
Vote Cast:
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Sponsor:
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1A.
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ELECTION OF DIRECTOR: WALTER E. MASSEY
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For
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For
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Directors
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1B.
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ELECTION OF DIRECTOR: JOHN W. ROGERS, JR.
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For
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For
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Directors
|
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1C.
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ELECTION OF DIRECTOR: ROGER W. STONE
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For
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For
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Directors
|
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1D.
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ELECTION OF DIRECTOR: MILES D. WHITE
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For
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For
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Directors
|
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2
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ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.
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For
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For
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Directors
|
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3
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ADVISORY VOTE TO APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2013.
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For
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For
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Directors
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4
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ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT ON EXECUTIVE COMPENSATION, IF PRESENTED.
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Against
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Against
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Directors
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5
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ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING AN EXECUTIVE STOCK RETENTION POLICY, IF PRESENTED.
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Against
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Against
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Directors
|
|
6
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ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A HUMAN RIGHTS REPORT, IF PRESENTED.
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Against
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Against
|
Directors
|
|
7
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ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A NUTRITION REPORT, IF PRESENTED.
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Against
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Against
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Directors
|
|
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Fund Description:
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Chevron
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Ticker:
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CVX
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Security ID:
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166764100
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Meeting Type:
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2013 Annual Meeting of Shareholders
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Meeting Date:
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Wednesday, May 29, 2013
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|
|
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Record Date:
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Wednesday, April 03, 2013
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|
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Proposal:
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Mgt. Rec.:
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Vote Cast:
|
Sponsor:
|
|
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|
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1A.
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ELECTION OF DIRECTOR: L.F. DEILY
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For
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For
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Directors
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1B.
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ELECTION OF DIRECTOR: R.E. DENHAM
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For
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For
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Directors
|
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1C.
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ELECTION OF DIRECTOR: A.P. GAST
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For
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For
|
Directors
|
|
1D.
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ELECTION OF DIRECTOR: E. HERNANDEZ
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For
|
For
|
Directors
|
|
1E.
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ELECTION OF DIRECTOR: G.L. KIRKLAND
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For
|
For
|
Directors
|
|
1F.
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ELECTION OF DIRECTOR: C.W. MOORMAN
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For
|
For
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Directors
|
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1G.
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ELECTION OF DIRECTOR: K.W. SHARER
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For
|
For
|
Directors
|
|
1H.
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ELECTION OF DIRECTOR: J.G. STUMPF
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For
|
For
|
Directors
|
|
1I.
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ELECTION OF DIRECTOR: R.D. SUGAR
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For
|
For
|
Directors
|
|
1J.
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ELECTION OF DIRECTOR: C. WARE
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For
|
For
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Directors
|
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1K.
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ELECTION OF DIRECTOR: J.S. WATSON
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For
|
For
|
Directors
|
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2
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RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
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For
|
For
|
Directors
|
|
3
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ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION
|
For
|
For
|
Directors
|
|
4
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APPROVAL OF AMENDMENTS TO LONG-TERM INCENTIVE PLAN
|
For
|
For
|
Directors
|
|
5
|
SHALE ENERGY OPERATIONS
|
Against
|
Against
|
Directors
|
|
6
|
OFFSHORE OIL WELLS
|
Against
|
Against
|
Directors
|
|
7
|
CLIMATE RISK
|
Against
|
Against
|
Directors
|
|
8
|
LOBBYING DISCLOSURE
|
Against
|
Against
|
Directors
|
|
9
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CESSATION OF USE OF CORPORATE FUNDS FOR POLITICAL PURPOSES
|
Against
|
Against
|
Directors
|
|
10
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CUMULATIVE VOTING
|
Against
|
Against
|
Directors
|
|
11
|
SPECIAL MEETINGS
|
Against
|
Against
|
Directors
|
|
12
|
INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE
|
Against
|
Against
|
Directors
|
|
13
|
COUNTRY SELECTION GUIDELINES
|
Against
|
Against
|
Directors
|
|
|
|
|
|
|
|
Fund Description:
|
NYSE EURONEXT
|
|
|
|
|
Ticker:
|
NYX
|
|
|
|
|
Security ID:
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629491101
|
|
|
|
|
Meeting Type:
|
2013 Annual Meeting of Shareholders
|
|
|
|
|
Meeting Date:
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Monday, June 03, 2013
|
|
|
|
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Record Date:
|
Friday, April 26, 2013
|
|
|
|
|
|
|
|
|
|
|
Proposal:
|
|
Mgt. Rec.:
|
Vote Cast:
|
Sponsor:
|
|
1
|
TO ADOPT THE AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 19, 2013, BY AND AMONG INTERCONTINENTAL EXCHANGE, INC., INTERCONTINENTAL EXCHANGE GROUP, INC., NYSE EURONEXT, BRAVES MERGER SUB, INC. AND BASEBALL MERGER SUB, LLC. APPROVAL OF THIS PROPOSAL IS REQUIRED TO COMPLETE THE MERGER.
|
FOR
|
FOR
|
Directors
|
|
2
|
TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION TO BE PAID TO NYSE EURONEXT'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER.
|
FOR
|
FOR
|
Directors
|
|
3
|
TO APPROVE ONE OR MORE ADJOURNMENTS OF THE NYSE EURONEXT SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING ADJOURNMENTS TO PERMIT FURTHER SOLICITATION OF PROXIES IN FAVOR OF PROPOSAL NO. 1.
|
FOR
|
FOR
|
Directors
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Fund Description:
|
Blackrock, Inc.
|
|
|
|
|
Ticker:
|
BLK
|
|
|
|
|
Security ID:
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09247X-101
|
|
|
|
|
Meeting Type:
|
2013 Annual Meeting of Shareholders
|
|
|
|
|
Meeting Date:
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Thursday, May 30, 2013
|
|
|
|
|
Record Date:
|
Wednesday, April 03, 2013
|
|
|
|
|
|
|
|
|
|
|
Proposal:
|
|
Mgt. Rec.:
|
Vote Cast:
|
Sponsor:
|
|
1A.
|
ELECTION OF DIRECTOR: ABDLATIF YOUSEF AL-HAMAD
|
FOR
|
FOR
|
Directors
|
|
1B.
|
ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA
|
FOR
|
FOR
|
Directors
|
|
1C.
|
ELECTION OF DIRECTOR: DENNIS D. DAMMERMAN
|
FOR
|
FOR
|
Directors
|
|
1D.
|
ELECTION OF DIRECTOR: JESSICA P. EINHORN
|
FOR
|
FOR
|
Directors
|
|
1E.
|
ELECTION OF DIRECTOR: FABRIZIO FREDA
|
FOR
|
FOR
|
Directors
|
|
1F.
|
ELECTION OF DIRECTOR: DAVID H. KOMANSKY
|
FOR
|
FOR
|
Directors
|
|
1G.
|
ELECTION OF DIRECTOR: JAMES E. ROHR
|
FOR
|
FOR
|
Directors
|
|
1H.
|
ELECTION OF DIRECTOR: SUSAN L. WAGNER
|
FOR
|
FOR
|
Directors
|
|
2
|
APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED AND DISCUSSED IN THE PROXY STATEMENT.
|
FOR
|
FOR
|
Directors
|
|
3
|
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS BLACKROCK'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013.
|
FOR
|
FOR
|
Directors
|
|
|
|
|
|
|
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Starboard Investment Trust
|
By: (Signature and Title)
|
/s/ Dale J. Murphey
|
|
Date: August 22, 2013
|
Dale J. Murphey
President and Principal Executive Officer
RiskX Funds
|