Report of Foreign Issuer (6-k)
March 30 2020 - 6:37AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
Date: March 30, 2020
UBS Group AG
Commission File Number: 1-36764
UBS AG
Commission File Number: 1-15060
(Registrants' Names)
Bahnhofstrasse 45, Zurich, Switzerland, and
Aeschenvorstadt 1, Basel, Switzerland
(Address of principal executive offices)
Indicate by check mark whether the registrant files or
will file annual reports under cover of Form 20‑F or Form 40-F.
Form 20-F x Form
40-F o
This Form 6-K consists of the new release which appears immediately
following this page.
Investor
Relations
Tel. +41-44-234 41 00
Media Relations
Tel. +41-44-234 85 00
30 March 2020
|
News Release
|
UBS publishes agenda for
the Annual General Meeting of UBS Group AG on 29 April 2020
|
|
UBS asks its shareholders to exercise their
voting rights through the independent proxy. Due to the coronavirus and the
corresponding measures enacted by Swiss authorities, it will not be possible
to physically participate in the Annual General Meeting.
The Annual General Meeting will be broadcast
live online in both English and German.
Nathalie Rachou and Mark Hughes are nominated
for election to the Board of Directors of UBS Group AG at the Annual General
Meeting. David Sidwell, Isabelle Romy and Robert W. Scully will not stand for
re-election.
As previously communicated, the UBS Group AG
Board of Directors proposes an ordinary dividend of USD 0.73 (gross) in cash
per share for the financial year 2019.
|
|
Zurich, 30 March 2020 –
The UBS Group AG Annual General Meeting (AGM) will take place on 29 April 2020
and will begin at 10:30 am CEST. The AGM will be held in German and broadcast
live in both English and German at www.ubs.com/agm.
Developments around the coronavirus and measures
put in place by Swiss authorities impact the AGM 2020. Protecting the health of
our shareholders and employees is our number one priority and it will not be
possible to physically participate in the AGM. Voting rights can only be
exercised through the independent proxy.
The invitation to the AGM, including explanatory
information on individual agenda items, is available at www.ubs.com/agm. Due to current
developments, the firm reserves the right to take further measures at short
notice.
Agenda for the Annual General Meeting 2020 of
UBS Group AG
1. Approval of the UBS Group AG management report and consolidated and
standalone financial statements for the financial year 2019
2. Advisory vote on the UBS Group AG Compensation Report 2019
3. Appropriation of total profit and distribution of ordinary dividend
out of total profit and capital contribution reserve
4. Discharge of the members of the Board of Directors and the Group
Executive Board for the financial year 2019 (excluding all issues related to
the French cross-border matter)
UBS Group AG, News
Release, 30 March 2020 Page
1
Investor
Relations
Tel. +41-44-234 41 00
Media Relations
Tel. +41-44-234 85 00
5. Re-election of members of the Board of Directors
5.1.
Axel A. Weber as Chairman of the Board of
Directors
5.2.
Jeremy Anderson
5.3.
William C. Dudley
5.4.
Reto Francioni
5.5.
Fred Hu
5.6.
Julie G. Richardson
5.7.
Beatrice Weder di Mauro
5.8.
Dieter Wemmer
5.9.
Jeanette Wong
6. Election of new members to the Board of Directors
6.1.
Mark Hughes
6.2.
Nathalie Rachou
7. Election of the members of the Compensation Committee
7.1.
Julie G. Richardson
7.2.
Reto Francioni
7.3.
Dieter Wemmer
7.4.
Jeanette Wong
8. Approval of compensation for the members of the Board of Directors
and the Group Executive Board
8.1.
Approval of the maximum aggregate amount of
compensation for the members of the Board of Directors from the 2020 AGM to the
2021 AGM
8.2.
Approval of the aggregate amount of variable
compensation for the members of the Group Executive Board for the financial
year 2019
8.3.
Approval of the maximum aggregate amount of
fixed compensation for the members of the Group Executive Board for the
financial year 2021
9. Re-election of the independent proxy, ADB Altorfer Duss &
Beilstein AG, Zurich
10. Re-election of the auditors, Ernst & Young Ltd, Basel
Investor contact
Switzerland: +41-44-234 41 00
Media contact
Switzerland: +41-44-234 85 00
UK: +44-207-567 47 14
Americas: +1-212-882 58 58
APAC: +852-297-1 82 00
UBS Group AG, News
Release, 30 March 2020 Page
2
This Form 6-K is hereby incorporated by
reference into (1) each of the registration statements of UBS AG on Form F-3
(Registration Number 333-225551) and of UBS Group AG on Form S-8 (Registration
Numbers 333-200634; 333-200635; 333-200641; 333-200665; 333-215254; 333-215255;
333-228653; and 333-230312),
and into each prospectus outstanding under any of the foregoing registration
statements, (2) any outstanding offering circular or similar document issued or
authorized by UBS AG that incorporates by reference any Form 6-K’s of UBS AG
that are incorporated into its registration statements filed with the SEC, and
(3) the base prospectus of Corporate Asset Backed Corporation (“CABCO”) dated
June 23, 2004 (Registration Number 333-111572), the Form 8-K of CABCO filed and
dated June 23, 2004 (SEC File Number 001-13444), and the Prospectus Supplements
relating to the CABCO Series 2004-101 Trust dated May 10, 2004 and May 17, 2004
(Registration Number 033-91744 and 033-91744-05).
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrants have duly caused this report to be signed
on their behalf by the undersigned, thereunto duly authorized.
UBS Group AG
By: _/s/ David Kelly______________
Name: David Kelly
Title: Managing Director
By: _/s/ Ella Campi ______________
Name: Ella Campi
Title: Executive Director
UBS AG
By: _/s/ David Kelly______________
Name: David Kelly
Title: Managing Director
By: _/s/ Ella Campi ______________
Name: Ella Campi
Title: Executive Director
Date: March 30,
2020
E TRACS UBS Bloomberg CM... (AMEX:USV)
Historical Stock Chart
From Jun 2024 to Jul 2024
E TRACS UBS Bloomberg CM... (AMEX:USV)
Historical Stock Chart
From Jul 2023 to Jul 2024