UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-Q
QUARTERLY SCHEDULE OF
PORTFOLIO HOLDINGS OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21906
Claymore Exchange-Traded Fund Trust
(Exact name of registrant as specified in charter)
2455 Corporate West Drive, Lisle, IL 60532
(Address of principal executive offices) (Zip code)
Nicholas Dalmaso
2455 Corporate West Drive,
Lisle, IL 60532
(Name and address of agent for service)
Registrants telephone number, including area code: (630) 505-3700
Date of fiscal year end: August 31
Date of
reporting period: November 30, 2007
Form N-Q is to be used by management investment companies, other than small business investment
companies registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than 60 days after the close of the first and third fiscal quarters, pursuant to rule 30b1-5 under the Investment
Company Act of 1940 (17 CFR 270.30b1-5). The Commission may use the information provided on Form N-Q in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-Q, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-Q unless the Form displays a currently valid Office of Management and Budget (OMB) control number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance
requirements of 44 U.S.C. § 3507.
Item 1. Schedule of Investments.
Attached hereto.
BST / Claymore/BIR Leaders 50 ETF
Portfolio of Investments
November 30, 2007 (unaudited)
|
|
|
|
|
|
|
Number of Shares
|
|
Description
|
|
Value
|
|
|
|
Common Stocks - 100.0%
|
|
|
|
|
|
|
Consumer Discretionary - 12.6%
|
|
|
|
|
2,201
|
|
DIRECTV Group, Inc. (The) (a)
|
|
$
|
54,739
|
|
752
|
|
Harley-Davidson, Inc.
|
|
|
36,111
|
|
1,909
|
|
Mattel, Inc.
|
|
|
38,142
|
|
956
|
|
Omnicom Group, Inc.
|
|
|
46,605
|
|
744
|
|
Sherwin-Williams Co. (The)
|
|
|
46,746
|
|
893
|
|
Stanley Works (The)
|
|
|
46,570
|
|
1,465
|
|
Walt Disney Co. (The)
|
|
|
48,565
|
|
|
|
|
|
|
|
|
|
|
|
|
|
317,478
|
|
|
|
|
|
|
|
|
|
|
Consumer Staples - 4.8%
|
|
|
|
|
1,175
|
|
Molson Coors Brewing Co. - Class B
|
|
|
63,262
|
|
1,343
|
|
SUPERVALU, Inc.
|
|
|
56,231
|
|
|
|
|
|
|
|
|
|
|
|
|
|
119,493
|
|
|
|
|
|
|
|
|
|
|
Energy - 5.0%
|
|
|
|
|
724
|
|
Chevron Corp.
|
|
|
63,546
|
|
693
|
|
Exxon Mobil Corp.
|
|
|
61,788
|
|
|
|
|
|
|
|
|
|
|
|
|
|
125,334
|
|
|
|
|
|
|
|
|
|
|
Financials - 20.6%
|
|
|
|
|
977
|
|
Bank of America Corp.
|
|
|
45,069
|
|
325
|
|
Bear Stearns Cos., Inc. (The)
|
|
|
32,403
|
|
1,929
|
|
CapitalSource, Inc., REIT
|
|
|
32,330
|
|
984
|
|
Citigroup, Inc.
|
|
|
32,767
|
|
246
|
|
Goldman Sachs Group, Inc. (The)
|
|
|
55,753
|
|
1,006
|
|
JPMorgan Chase & Co.
|
|
|
45,894
|
|
103
|
|
Markel Corp. (a)
|
|
|
49,662
|
|
562
|
|
Merrill Lynch & Co., Inc.
|
|
|
33,686
|
|
799
|
|
Morgan Stanley
|
|
|
42,123
|
|
545
|
|
Prudential Financial, Inc.
|
|
|
51,306
|
|
744
|
|
Safeco Corp.
|
|
|
42,936
|
|
976
|
|
Travelers Cos., Inc. (The)
|
|
|
51,835
|
|
|
|
|
|
|
|
|
|
|
|
|
|
515,764
|
|
|
|
|
|
|
|
|
|
|
Health Care - 12.0%
|
|
|
|
|
773
|
|
Amgen, Inc. (a)
|
|
|
42,708
|
|
1,046
|
|
Cigna Corp.
|
|
|
56,076
|
|
789
|
|
Johnson & Johnson
|
|
|
53,447
|
|
622
|
|
Laboratory Corp. of America Holdings (a)
|
|
|
45,201
|
|
2,115
|
|
Schering-Plough Corp.
|
|
|
66,200
|
|
588
|
|
Zimmer Holdings, Inc. (a)
|
|
|
38,061
|
|
|
|
|
|
|
|
|
|
|
|
|
|
301,693
|
|
|
|
|
|
|
|
|
|
|
Industrials - 15.9%
|
|
|
|
|
542
|
|
Cooper Industries, Ltd. - Class A (Bermuda)
|
|
|
27,219
|
|
612
|
|
Eaton Corp.
|
|
|
54,658
|
|
691
|
|
Northrop Grumman Corp.
|
|
|
54,444
|
|
1,070
|
|
Paccar, Inc.
|
|
|
54,153
|
|
903
|
|
Parker Hannifin Corp.
|
|
|
71,725
|
|
545
|
|
Precision Castparts Corp.
|
|
|
80,300
|
|
755
|
|
United Technologies Corp.
|
|
|
56,451
|
|
|
|
|
|
|
|
|
|
|
|
|
|
398,950
|
|
|
|
|
|
|
|
|
|
|
Information Technology - 14.7%
|
|
|
|
|
1,913
|
|
Cisco Systems, Inc. (a)
|
|
|
53,602
|
|
1,262
|
|
Hewlett-Packard Co.
|
|
|
64,564
|
|
534
|
|
International Business Machines Corp.
|
|
|
56,166
|
|
820
|
|
Lexmark International, Inc. - Class A (a)
|
|
|
28,602
|
|
1,762
|
|
Microsoft Corp.
|
|
|
59,203
|
|
3,021
|
|
Oracle Corp. (a)
|
|
|
60,964
|
|
2,874
|
|
Xerox Corp.
|
|
|
48,513
|
|
|
|
|
|
|
|
|
|
|
|
|
|
371,614
|
|
|
|
|
|
|
|
|
|
|
Materials - 6.1%
|
|
|
|
|
1,486
|
|
Alcoa, Inc.
|
|
|
54,046
|
|
1,072
|
|
Ball Corp.
|
|
|
49,580
|
|
816
|
|
Nucor Corp.
|
|
|
48,315
|
|
|
|
|
|
|
|
|
|
|
|
|
|
151,941
|
|
|
|
|
|
|
|
|
|
|
Telecommunication Services - 4.3%
|
|
|
|
|
1,346
|
|
AT&T, Inc.
|
|
|
51,431
|
|
888
|
|
Telephone & Data Systems, Inc.
|
|
|
55,278
|
|
|
|
|
|
|
|
|
|
|
|
|
|
106,709
|
|
|
|
|
|
|
|
|
|
|
Utilities - 4.0%
|
|
|
|
|
2,784
|
|
Centerpoint Energy, Inc.
|
|
|
49,694
|
|
2,519
|
|
Duke Energy Corp.
|
|
|
49,851
|
|
|
|
|
|
|
|
|
|
|
|
|
|
99,545
|
|
|
|
|
|
|
|
|
|
|
Total Common Stocks - 100.0%
(Cost $2,554,221)
|
|
|
2,508,521
|
|
|
|
|
|
|
|
|
|
|
Exchange-Traded Funds - 0.3%
|
|
|
|
|
50
|
|
SPDR Trust Series 1
|
|
|
|
|
|
|
(Cost $7,349)
|
|
|
7,433
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments - 100.3%
|
|
|
|
|
|
|
(Cost $2,561,570)
|
|
|
2,515,954
|
|
|
|
Liabilities in excess of Other Assets - (0.3%)
|
|
|
(8,536
|
)
|
|
|
|
|
|
|
|
|
|
Net Assets - 100.0%
|
|
$
|
2,507,418
|
|
|
|
|
|
|
|
|
REIT - Real Estate Investment Trust
(a)
|
Non-income producing security.
|
Securities are classified by sectors that
represent broad groupings of related industries.
|
|
|
|
Country Allocation*
|
|
United States
|
|
98.9
|
%
|
Bermuda
|
|
1.1
|
%
|
*
|
Subject to change daily. Based on total investments.
|
See previously
submitted notes to financial statements for the period ended August 31, 2007.
BMV / Claymore/BIR Leaders Mid-Cap Value ETF
Portfolio of Investments
November 30, 2007 (Unaudited)
|
|
|
|
|
|
|
Number of Shares
|
|
Description
|
|
Value
|
|
|
|
Common Stocks - 101.0%
|
|
|
|
|
|
|
Consumer Discretionary - 10.9%
|
|
|
|
|
220
|
|
Autoliv, Inc.
|
|
$
|
12,848
|
|
589
|
|
Expedia, Inc. (a)
|
|
|
19,201
|
|
443
|
|
Hasbro, Inc.
|
|
|
12,302
|
|
342
|
|
Jarden Corp. (a)
|
|
|
9,015
|
|
279
|
|
Liz Claiborne, Inc.
|
|
|
7,000
|
|
481
|
|
Mattel, Inc.
|
|
|
9,610
|
|
188
|
|
Sherwin-Williams Co. (The)
|
|
|
11,812
|
|
250
|
|
Snap-On, Inc.
|
|
|
12,220
|
|
225
|
|
Stanley Works (The)
|
|
|
11,734
|
|
417
|
|
Tribune Co.
|
|
|
12,944
|
|
157
|
|
VF Corp.
|
|
|
11,742
|
|
|
|
|
|
|
|
|
|
|
|
|
|
130,428
|
|
|
|
|
|
|
|
|
|
|
Consumer Staples - 6.0%
|
|
|
|
|
343
|
|
Hormel Foods Corp.
|
|
|
13,634
|
|
253
|
|
JM Smucker Co. (The)
|
|
|
12,430
|
|
174
|
|
Loews Corp. (Tracking Stock)
|
|
|
15,477
|
|
296
|
|
Molson Coors Brewing Co. - Class B
|
|
|
15,937
|
|
339
|
|
SUPERVALU, Inc.
|
|
|
14,194
|
|
|
|
|
|
|
|
|
|
|
|
|
|
71,672
|
|
|
|
|
|
|
|
|
|
|
Energy - 3.3%
|
|
|
|
|
359
|
|
Cimarex Energy Co.
|
|
|
13,868
|
|
129
|
|
SEACOR Holdings, Inc. (a)
|
|
|
11,684
|
|
275
|
|
Tesoro Corp.
|
|
|
13,525
|
|
|
|
|
|
|
|
|
|
|
|
|
|
39,077
|
|
|
|
|
|
|
|
|
|
|
Financials - 18.8%
|
|
|
|
|
281
|
|
American Capital Strategies Ltd.
|
|
|
10,568
|
|
358
|
|
American Financial Group, Inc.
|
|
|
10,461
|
|
234
|
|
Assurant, Inc.
|
|
|
15,311
|
|
242
|
|
Bank of Hawaii Corp.
|
|
|
12,601
|
|
486
|
|
CapitalSource, Inc. - REIT
|
|
|
8,145
|
|
222
|
|
CIT Group, Inc.
|
|
|
5,905
|
|
305
|
|
CNA Financial Corp.
|
|
|
10,809
|
|
341
|
|
HCP, Inc. - REIT
|
|
|
11,406
|
|
332
|
|
KeyCorp
|
|
|
8,745
|
|
249
|
|
Kimco Realty Corp. - REIT
|
|
|
9,833
|
|
26
|
|
Markel Corp. (a)
|
|
|
12,536
|
|
233
|
|
Nationwide Financial Services - Class A
|
|
|
10,429
|
|
273
|
|
Philadelphia Consolidated Holding Co. (a)
|
|
|
11,624
|
|
267
|
|
PMI Group, Inc. (The)
|
|
|
3,532
|
|
189
|
|
Prologis - REIT
|
|
|
12,364
|
|
280
|
|
Rayonier, Inc. - REIT
|
|
|
12,986
|
|
146
|
|
Regency Centers Corp. - REIT
|
|
|
9,700
|
|
188
|
|
Safeco Corp.
|
|
|
10,849
|
|
260
|
|
StanCorp Financial Group, Inc.
|
|
|
13,543
|
|
273
|
|
Ventas, Inc. - REIT
|
|
|
11,903
|
|
384
|
|
WR Berkley Corp.
|
|
|
11,743
|
|
|
|
|
|
|
|
|
|
|
|
|
|
224,993
|
|
|
|
|
|
|
|
|
|
|
Health Care - 4.3%
|
|
|
|
|
263
|
|
Cigna Corp.
|
|
|
14,099
|
|
234
|
|
Health Net, Inc. (a)
|
|
|
11,368
|
|
342
|
|
LifePoint Hospitals, Inc. (a)
|
|
|
10,821
|
|
276
|
|
Thermo Fisher Scientific, Inc. (a)
|
|
|
15,909
|
|
|
|
|
|
|
|
|
|
|
|
|
|
52,197
|
|
|
|
|
|
|
|
|
|
|
Industrials - 18.7%
|
|
|
|
|
367
|
|
AMR Corp. (a)
|
|
|
7,773
|
|
287
|
|
Carlisle Cos., Inc.
|
|
|
11,425
|
|
186
|
|
Cummins, Inc.
|
|
|
21,743
|
|
262
|
|
Dover Corp.
|
|
|
12,125
|
|
236
|
|
DRS Technologies, Inc.
|
|
|
13,974
|
|
154
|
|
Eaton Corp.
|
|
|
13,754
|
|
324
|
|
Equifax, Inc.
|
|
|
12,063
|
|
255
|
|
Goodrich Corp.
|
|
|
18,179
|
|
144
|
|
L-3 Communications Holdings, Inc.
|
|
|
15,934
|
|
168
|
|
Manpower, Inc.
|
|
|
10,265
|
|
270
|
|
Paccar, Inc.
|
|
|
13,665
|
|
228
|
|
Parker Hannifin Corp.
|
|
|
18,110
|
|
262
|
|
Pitney Bowes, Inc.
|
|
|
10,087
|
|
346
|
|
R.R. Donnelley & Sons Co.
|
|
|
12,684
|
|
446
|
|
Republic Services, Inc.
|
|
|
14,794
|
|
644
|
|
Steelcase, Inc. - Class A
|
|
|
9,744
|
|
299
|
|
Trinity Industries, Inc.
|
|
|
7,568
|
|
|
|
|
|
|
|
|
|
|
|
|
|
223,887
|
|
|
|
|
|
|
|
|
|
|
Information Technology - 6.3%
|
|
|
|
|
327
|
|
Arrow Electronics, Inc. (a)
|
|
|
12,102
|
|
342
|
|
Avnet, Inc. (a)
|
|
|
11,799
|
|
486
|
|
Convergys Corp. (a)
|
|
|
7,927
|
|
321
|
|
Fair Isaac Corp.
|
|
|
11,864
|
|
207
|
|
Lexmark International, Inc. - Class A (a)
|
|
|
7,220
|
|
489
|
|
Synopsys, Inc. (a)
|
|
|
12,034
|
|
725
|
|
Xerox Corp.
|
|
|
12,238
|
|
|
|
|
|
|
|
|
|
|
|
|
|
75,184
|
|
|
|
|
|
|
|
|
|
|
Materials - 9.3%
|
|
|
|
|
167
|
|
Air Products & Chemicals, Inc.
|
|
|
16,540
|
|
305
|
|
Albemarle Corp.
|
|
|
13,463
|
|
191
|
|
Ashland, Inc.
|
|
|
9,405
|
|
280
|
|
Cabot Corp.
|
|
|
9,638
|
|
438
|
|
Celanese Corp. - Series A
|
|
|
17,380
|
|
241
|
|
Lubrizol Corp.
|
|
|
15,458
|
|
535
|
|
RPM International, Inc.
|
|
|
10,192
|
|
388
|
|
Sealed Air Corp.
|
|
|
9,068
|
|
338
|
|
Sonoco Products Co.
|
|
|
10,268
|
|
|
|
|
|
|
|
|
|
|
|
|
|
111,412
|
|
|
|
|
|
|
|
|
|
|
Telecommunication Services - 3.3%
|
|
|
|
|
280
|
|
CenturyTel, Inc.
|
|
|
11,936
|
|
224
|
|
Telephone & Data Systems, Inc.
|
|
|
13,944
|
|
174
|
|
U.S. Cellular Corp. (a)
|
|
|
14,268
|
|
|
|
|
|
|
|
|
|
|
|
|
|
40,148
|
|
|
|
|
|
|
|
|
|
|
Utilities - 20.1%
|
|
|
|
|
307
|
|
AGL Resources, Inc.
|
|
|
11,384
|
|
299
|
|
Alliant Energy Corp.
|
|
|
12,414
|
|
279
|
|
American Electric Power Co., Inc.
|
|
|
13,300
|
|
398
|
|
Atmos Energy Corp.
|
|
|
10,424
|
|
702
|
|
Centerpoint Energy, Inc.
|
|
|
12,531
|
|
258
|
|
Consolidated Edison, Inc.
|
|
|
12,500
|
|
270
|
|
DTE Energy Co.
|
|
|
13,244
|
|
258
|
|
Energen Corp.
|
|
|
16,445
|
|
127
|
|
Entergy Corp.
|
|
|
15,182
|
|
526
|
|
NiSource, Inc.
|
|
|
9,736
|
|
366
|
|
NSTAR
|
|
|
12,810
|
|
324
|
|
OGE Energy Corp.
|
|
|
11,534
|
|
300
|
|
Oneok, Inc.
|
|
|
13,950
|
|
270
|
|
PG&E Corp.
|
|
|
12,493
|
|
264
|
|
Pinnacle West Capital Corp.
|
|
|
11,315
|
|
507
|
|
Puget Energy, Inc.
|
|
|
14,231
|
|
208
|
|
Sempra Energy
|
|
|
13,025
|
|
261
|
|
Wisconsin Energy Corp.
|
|
|
12,486
|
|
530
|
|
Xcel Energy, Inc.
|
|
|
12,248
|
|
|
|
|
|
|
|
|
|
|
|
|
|
241,252
|
|
|
|
|
|
|
|
|
|
|
Total Common Stocks - 101.0%
|
|
|
|
|
|
|
(Cost $1,328,311)
|
|
|
1,210,250
|
|
|
|
|
|
|
|
|
|
|
Exchange-Traded Funds - 0.1%
|
|
|
|
|
10
|
|
iShares Russell Midcap Value Index Fund
|
|
|
|
|
|
|
(Cost $1,548)
|
|
|
1,437
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments - 101.1%
|
|
|
|
|
|
|
(Cost $1,329,859)
|
|
|
1,211,687
|
|
|
|
Liabilities in excess of Other Assets - (1.1%)
|
|
|
(12,789
|
)
|
|
|
|
|
|
|
|
|
|
Net Assets - 100.0%
|
|
$
|
1,198,898
|
|
|
|
|
|
|
|
|
REIT - Real Estate Investment Trust
(a)
|
Non-income producing security.
|
Securities are classified by sectors that
represent broad groupings of related industries.
|
|
|
|
Country Allocation*
|
|
United States
|
|
100.0
|
%
|
*
|
As a percentage of total investments. Subject to change daily.
|
See
previously submitted Notes to Financial Statements for the period ending August 31, 2007.
BES / Claymore/BIR Leaders Small-Cap Core ETF
Portfolio of Investments
November 30, 2007 (unaudited)
|
|
|
|
|
|
|
Number of Shares
|
|
Description
|
|
Value
|
|
|
|
Common Stocks - 100.3%
|
|
|
|
|
|
|
Consumer Discretionary - 13.1%
|
|
|
|
|
823
|
|
Aeropostale, Inc. (a)
|
|
$
|
21,028
|
|
618
|
|
Ameristar Casinos, Inc.
|
|
|
19,399
|
|
750
|
|
Asbury Automotive Group, Inc.
|
|
|
12,555
|
|
813
|
|
Big Lots, Inc. (a)
|
|
|
15,179
|
|
585
|
|
Brown Shoe Co., Inc.
|
|
|
9,927
|
|
471
|
|
CEC Entertainment, Inc. (a)
|
|
|
13,423
|
|
686
|
|
Charlotte Russe Holding, Inc. (a)
|
|
|
11,292
|
|
316
|
|
Columbia Sportswear Co.
|
|
|
15,171
|
|
312
|
|
Deckers Outdoor Corp. (a)
|
|
|
44,981
|
|
596
|
|
Jack in the Box, Inc. (a)
|
|
|
17,850
|
|
657
|
|
Perry Ellis International, Inc. (a)
|
|
|
10,591
|
|
388
|
|
priceline.com, Inc. (a)
|
|
|
44,154
|
|
1,403
|
|
Sinclair Broadcast Group, Inc. - Class A
|
|
|
14,521
|
|
683
|
|
Sonic Automotive, Inc. - Class A
|
|
|
15,784
|
|
679
|
|
Steven Madden Ltd. (a)
|
|
|
15,434
|
|
819
|
|
Tempur-Pedic International, Inc.
|
|
|
24,316
|
|
|
|
|
|
|
|
|
|
|
|
|
|
305,605
|
|
|
|
|
|
|
|
|
|
|
Consumer Staples - 2.3%
|
|
|
|
|
411
|
|
NBTY, Inc. (a)
|
|
|
12,276
|
|
346
|
|
Ralcorp Holdings, Inc. (a)
|
|
|
21,241
|
|
381
|
|
Universal Corp.
|
|
|
20,452
|
|
|
|
|
|
|
|
|
|
|
|
|
|
53,969
|
|
|
|
|
|
|
|
|
|
|
Energy - 10.2%
|
|
|
|
|
722
|
|
Alon USA Energy, Inc.
|
|
|
20,086
|
|
899
|
|
Basic Energy Services, Inc. (a)
|
|
|
17,530
|
|
3,047
|
|
Grey Wolf, Inc. (a)
|
|
|
15,479
|
|
513
|
|
Gulfmark Offshore, Inc. (a)
|
|
|
22,798
|
|
378
|
|
Lufkin Industries, Inc.
|
|
|
19,660
|
|
694
|
|
Oil States International, Inc. (a)
|
|
|
22,007
|
|
1,689
|
|
Pioneer Drilling Co. (a)
|
|
|
20,116
|
|
662
|
|
Stone Energy Corp. (a)
|
|
|
29,922
|
|
517
|
|
Swift Energy Co. (a)
|
|
|
20,943
|
|
703
|
|
Western Refining, Inc.
|
|
|
20,317
|
|
519
|
|
Whiting Petroleum Corp. (a)
|
|
|
27,362
|
|
|
|
|
|
|
|
|
|
|
|
|
|
236,220
|
|
|
|
|
|
|
|
|
|
|
Financials - 16.6%
|
|
|
|
|
651
|
|
Arbor Realty Trust, Inc., REIT
|
|
|
11,132
|
|
615
|
|
Asta Funding, Inc.
|
|
|
22,238
|
|
443
|
|
Capital Trust, Inc. - Class A, REIT
|
|
|
13,627
|
|
1,143
|
|
Corus Bankshares, Inc.
|
|
|
10,847
|
|
1,301
|
|
Deerfield Triarc Capital Corp., REIT
|
|
|
9,771
|
|
518
|
|
Delphi Financial Group - Class A
|
|
|
19,912
|
|
306
|
|
Entertainment Properties Trust, REIT
|
|
|
16,307
|
|
905
|
|
First Cash Financial Services, Inc. (a)
|
|
|
15,385
|
|
351
|
|
FirstFed Financial Corp. (a)
|
|
|
12,292
|
|
1,005
|
|
Horace Mann Educators Corp.
|
|
|
19,658
|
|
2,094
|
|
Luminent Mortgage Capital, Inc., REIT
|
|
|
2,157
|
|
840
|
|
National Retail Properties, Inc., REIT
|
|
|
20,572
|
|
607
|
|
Nationwide Health Properties, Inc., REIT
|
|
|
18,987
|
|
681
|
|
Newcastle Investment Corp., REIT
|
|
|
8,860
|
|
522
|
|
Odyssey Re Holdings Corp.
|
|
|
20,118
|
|
450
|
|
Potlatch Corp., REIT
|
|
|
20,659
|
|
600
|
|
RAIT Financial Trust, REIT
|
|
|
5,190
|
|
372
|
|
Redwood Trust, Inc., REIT
|
|
|
11,357
|
|
359
|
|
RLI Corp.
|
|
|
21,407
|
|
471
|
|
Safety Insurance Group, Inc.
|
|
|
17,196
|
|
821
|
|
Selective Insurance Group
|
|
|
19,367
|
|
850
|
|
Senior Housing Properties Trust, REIT
|
|
|
18,776
|
|
587
|
|
United Fire & Casualty, Co.
|
|
|
18,091
|
|
489
|
|
World Acceptance Corp. (a)
|
|
|
15,438
|
|
422
|
|
Zenith National Insurance Corp.
|
|
|
17,737
|
|
|
|
|
|
|
|
|
|
|
|
|
|
387,081
|
|
|
|
|
|
|
|
|
|
|
Health Care - 9.1%
|
|
|
|
|
636
|
|
Amedisys, Inc. (a)
|
|
|
27,132
|
|
608
|
|
AMERIGROUP Corp. (a)
|
|
|
20,897
|
|
883
|
|
Amsurg Corp. (a)
|
|
|
22,834
|
|
631
|
|
Apria Healthcare Group, Inc. (a)
|
|
|
13,674
|
|
287
|
|
Bio-Rad Laboratories, Inc. - Class A (a)
|
|
|
28,961
|
|
1,053
|
|
Cross Country Healthcare, Inc. (a)
|
|
|
15,332
|
|
701
|
|
Medcath Corp. (a)
|
|
|
17,819
|
|
490
|
|
Palomar Medical Technologies, Inc. (a)
|
|
|
8,595
|
|
1,501
|
|
Savient Pharmaceuticals, Inc. (a)
|
|
|
21,104
|
|
883
|
|
Sciele Pharma, Inc. (a)
|
|
|
19,709
|
|
443
|
|
West Pharmaceutical Services, Inc.
|
|
|
16,643
|
|
|
|
|
|
|
|
|
|
|
|
|
|
212,700
|
|
|
|
|
|
|
|
|
|
|
Industrials - 23.6%
|
|
|
|
|
436
|
|
Acuity Brands, Inc.
|
|
|
17,218
|
|
359
|
|
Cascade Corp.
|
|
|
21,659
|
|
282
|
|
Consolidated Graphics, Inc. (a)
|
|
|
14,588
|
|
659
|
|
Deluxe Corp.
|
|
|
20,818
|
|
498
|
|
Esterline Technologies Corp. (a)
|
|
|
26,006
|
|
405
|
|
FreightCar America, Inc.
|
|
|
13,758
|
|
409
|
|
General Cable Corp. (a)
|
|
|
30,421
|
|
293
|
|
Genlyte Group, Inc. (a)
|
|
|
27,615
|
|
870
|
|
Geo Group, Inc. (a)
|
|
|
22,150
|
|
521
|
|
Herman Miller, Inc.
|
|
|
14,301
|
|
642
|
|
HUB Group, Inc. - Class A (a)
|
|
|
16,743
|
|
469
|
|
Kaydon Corp.
|
|
|
23,736
|
|
867
|
|
Knoll, Inc.
|
|
|
15,155
|
|
870
|
|
Korn/Ferry International (a)
|
|
|
14,990
|
|
1,108
|
|
Labor Ready, Inc. (a)
|
|
|
16,675
|
|
369
|
|
Middleby Corp. (a)
|
|
|
28,003
|
|
534
|
|
Moog, Inc. - Class A (a)
|
|
|
24,073
|
|
359
|
|
NCI Building Systems, Inc. (a)
|
|
|
12,324
|
|
450
|
|
Regal-Beloit Corp.
|
|
|
21,186
|
|
1,026
|
|
Republic Airways Holdings, Inc. (a)
|
|
|
20,602
|
|
519
|
|
Robbins & Myers, Inc.
|
|
|
35,552
|
|
535
|
|
Teledyne Technologies, Inc. (a)
|
|
|
29,008
|
|
646
|
|
TeleTech Holdings, Inc. (a)
|
|
|
13,379
|
|
380
|
|
Triumph Group, Inc.
|
|
|
30,879
|
|
370
|
|
United Stationers, Inc. (a)
|
|
|
18,744
|
|
423
|
|
Watson Wyatt Worldwide, Inc. - Class A
|
|
|
19,479
|
|
|
|
|
|
|
|
|
|
|
|
|
|
549,062
|
|
|
|
|
|
|
|
|
|
|
Information Technology - 8.2%
|
|
|
|
|
328
|
|
Anixter International, Inc. (a)
|
|
|
21,156
|
|
529
|
|
CommScope, Inc. (a)
|
|
|
21,425
|
|
592
|
|
Comtech Telecommunications Corp. (a)
|
|
|
29,399
|
|
735
|
|
Intevac, Inc. (a)
|
|
|
11,540
|
|
844
|
|
MKS Instruments, Inc. (a)
|
|
|
15,335
|
|
2,070
|
|
ON Semiconductor Corp. (a)
|
|
|
19,023
|
|
1,268
|
|
SYKES Enterprises, Inc. (a)
|
|
|
23,407
|
|
1,547
|
|
United Online, Inc.
|
|
|
23,267
|
|
638
|
|
Varian Semiconductor Equipment Associates, Inc. (a)
|
|
|
26,483
|
|
|
|
|
|
|
|
|
|
|
|
|
|
191,035
|
|
|
|
|
|
|
|
|
|
|
Materials - 10.0%
|
|
|
|
|
361
|
|
Cleveland-Cliffs, Inc.
|
|
|
32,562
|
|
347
|
|
Greif, Inc. - Class A
|
|
|
20,497
|
|
815
|
|
HB Fuller Co.
|
|
|
20,611
|
|
1,009
|
|
Hercules, Inc.
|
|
|
19,585
|
|
774
|
|
Innospec, Inc.
|
|
|
13,592
|
|
507
|
|
Metal Management, Inc.
|
|
|
23,332
|
|
397
|
|
OM Group, Inc. (a)
|
|
|
22,347
|
|
618
|
|
Rock-Tenn Co. - Class A
|
|
|
16,303
|
|
830
|
|
Sensient Technologies Corp.
|
|
|
22,966
|
|
413
|
|
Silgan Holdings, Inc.
|
|
|
22,149
|
|
254
|
|
Texas Industries, Inc.
|
|
|
17,623
|
|
|
|
|
|
|
|
|
|
|
|
|
|
231,567
|
|
|
|
|
|
|
|
|
|
|
Telecommunication Services - 0.5%
|
|
|
|
|
1,351
|
|
General Communication, Inc. - Class A (a)
|
|
|
11,970
|
|
|
|
|
|
|
|
|
|
|
Utilities - 6.7%
|
|
|
|
|
565
|
|
Black Hills Corp.
|
|
|
23,538
|
|
853
|
|
El Paso Electric Co. (a)
|
|
|
21,931
|
|
432
|
|
Nicor, Inc.
|
|
|
18,205
|
|
459
|
|
Northwest Natural Gas Co.
|
|
|
22,018
|
|
809
|
|
Piedmont Natural Gas Co.
|
|
|
21,066
|
|
657
|
|
PNM Resources, Inc.
|
|
|
14,572
|
|
539
|
|
Southwest Gas Corp.
|
|
|
15,588
|
|
550
|
|
UIL Holdings Corp.
|
|
|
19,701
|
|
|
|
|
|
|
|
|
|
|
|
|
|
156,619
|
|
|
|
|
|
|
|
|
|
|
Total Common Stocks - 100.3%
|
|
|
|
|
|
|
(Cost $2,702,847)
|
|
|
2,335,828
|
|
|
|
|
|
|
|
|
|
|
Exchange Traded Funds - 0.2%
|
|
|
|
|
70
|
|
iShares Russell 2000 Index Fund
|
|
|
|
|
|
|
(Cost $5,879)
|
|
|
5,361
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments - 100.5%
|
|
|
|
|
|
|
(Cost $2,708,726)
|
|
|
2,341,189
|
|
|
|
Liabilities in excess of Other Assets - (0.5%)
|
|
|
(13,082
|
)
|
|
|
|
|
|
|
|
|
|
Net Assets - 100.0%
|
|
$
|
2,328,107
|
|
|
|
|
|
|
|
|
REIT - Real Estate Investment Trust
(a)
|
Non-income producing security.
|
Securities are classified by sectors that
represent broad groupings of related industries.
See previously submitted notes to financial statements for the period ended August 31, 2007.
|
|
|
|
Country Allocation*
|
|
United States
|
|
100.0
|
%
|
*
|
Subject to change daily. Based on total investments.
|
EEB / Claymore/BNY BRIC ETF
Portfolio of Investments
November 30, 2007 (unaudited)
|
|
|
|
|
|
Number of Shares
|
|
Description
|
|
Value
|
|
|
Long-Term Investments - 99.9%
|
|
|
|
|
|
Common Stocks - 70.4%
|
|
|
|
|
|
Consumer Discretionary - 2.2%
|
|
|
|
77,692
|
|
Ctrip.com International Ltd., ADR (China)
|
|
$
|
4,670,066
|
137,688
|
|
Focus Media Holding Ltd., ADR (China) (a)
|
|
|
7,771,111
|
61,282
|
|
Gafisa SA, ADR (Brazil) (a)
|
|
|
2,267,434
|
25,368
|
|
Home Inns & Hotels Management, Inc., ADR (China) (a)
|
|
|
1,019,286
|
82,769
|
|
Melco PBL Entertainment Macau Ltd., ADR (China) (a)
|
|
|
1,199,323
|
29,761
|
|
New Oriental Education & Technology Group, ADR (China) (a)
|
|
|
2,382,963
|
|
|
|
|
|
|
|
|
|
|
|
19,310,183
|
|
|
|
|
|
|
|
|
Consumer Staples - 0.7%
|
|
|
|
67,778
|
|
Perdigao SA, ADR (Brazil)
|
|
|
3,235,721
|
23,247
|
|
Wimm-Bill-Dann Foods OJSC, ADR (Russia)
|
|
|
2,663,409
|
|
|
|
|
|
|
|
|
|
|
|
5,899,130
|
|
|
|
|
|
|
|
|
Energy - 18.4%
|
|
|
|
159,625
|
|
CNOOC Ltd., ADR (China)
|
|
|
29,461,986
|
183,892
|
|
China Petroleum & Chemical Corp., ADR (China)
|
|
|
28,115,248
|
203,710
|
|
PetroChina Co. Ltd., ADR (China)
|
|
|
39,059,355
|
610,514
|
|
Petroleo Brasileiro SA, ADR (Brazil)
|
|
|
58,792,498
|
44,818
|
|
Yanzhou Coal Mining Co. Ltd., ADR (China)
|
|
|
4,620,288
|
|
|
|
|
|
|
|
|
|
|
|
160,049,375
|
|
|
|
|
|
|
|
|
Financials - 11.5%
|
|
|
|
512,958
|
|
China Life Insurance Co. Ltd., ADR (China)
|
|
|
42,365,201
|
18,579
|
|
E-House China Holdings Ltd., ADR (China) (a)
|
|
|
458,158
|
94,959
|
|
HDFC Bank Ltd., ADR (India)
|
|
|
12,771,036
|
439,750
|
|
ICICI Bank Ltd., ADR (India)
|
|
|
26,609,273
|
117,613
|
|
Unibanco - Uniao de Bancos Brasileiros SA, GDR (Brazil)
|
|
|
17,609,018
|
|
|
|
|
|
|
|
|
|
|
|
99,812,686
|
|
|
|
|
|
|
|
|
Health Care - 0.8%
|
|
|
|
24,768
|
|
China Medical Technologies, Inc., ADR (China)
|
|
|
1,041,990
|
142,792
|
|
Dr. Reddys Laboratories Ltd., ADR (India)
|
|
|
2,243,262
|
67,201
|
|
Mindray Medical International Ltd., ADR (China)
|
|
|
2,721,641
|
19,782
|
|
WuXi PharmaTech Cayman, Inc. ADR (China) (a)
|
|
|
559,039
|
|
|
|
|
|
|
|
|
|
|
|
6,565,932
|
|
|
|
|
|
|
|
|
Industrials - 3.1%
|
|
|
|
21,962
|
|
China Eastern Airlines Corp., Ltd., ADR (China) (a)
|
|
|
2,106,375
|
31,361
|
|
China Southern Airlines Co. Ltd., ADR (China) (a)
|
|
|
1,954,418
|
140,726
|
|
Empresa Brasileira de Aeronautica SA, ADR (Brazil)
|
|
|
6,132,839
|
35,632
|
|
Guangshen Railway Co. Ltd., ADR (China)
|
|
|
1,307,338
|
32,414
|
|
JA Solar Holdings Co. Ltd., ADR (China) (a)
|
|
|
1,923,447
|
106,739
|
|
Suntech Power Holdings Co. Ltd., ADR (China) (a)
|
|
|
8,450,527
|
242,878
|
|
Tata Motors Ltd., ADR (India)
|
|
|
4,534,532
|
33,802
|
|
Yingli Green Energy Holding Co. Ltd., ADR (China) (a)
|
|
|
899,471
|
|
|
|
|
|
|
|
|
|
|
|
27,308,947
|
|
|
|
|
|
|
|
|
Information Technology - 5.8%
|
|
|
|
91,383
|
|
Actions Semiconductor Co. Ltd., ADR (China) (a)
|
|
|
415,793
|
13,695
|
|
Baidu.com, ADR (China) (a)
|
|
|
5,230,942
|
486,604
|
|
Infosys Technologies Ltd., ADR (India)
|
|
|
20,510,359
|
33,945
|
|
LDK Solar Co. Ltd., ADR (China) (a)
|
|
|
1,003,075
|
70,047
|
|
Netease.com, ADR (China) (a)
|
|
|
1,419,853
|
53,510
|
|
O2Micro International Ltd., ADR (China) (a)
|
|
|
760,912
|
45,102
|
|
Patni Computer Systems Ltd., ADR (India)
|
|
|
730,201
|
108,082
|
|
Perfect World Co. Ltd., ADR (China) (a)
|
|
|
2,617,746
|
335,634
|
|
Satyam Computer Services Ltd., ADR (India)
|
|
|
8,780,185
|
348,204
|
|
Semiconductor Manufacturing International Corp., ADR (China) (a)
|
|
|
1,671,379
|
32,533
|
|
Shanda Interactive Entertainment Ltd., ADR (China) (a)
|
|
|
1,192,660
|
19,286
|
|
The9 Ltd., ADR (China) (a)
|
|
|
497,000
|
22,149
|
|
Trina Solar Ltd., ADR (China) (a)
|
|
|
949,085
|
302,356
|
|
Wipro Ltd., ADR (India)
|
|
|
4,384,162
|
|
|
|
|
|
|
|
|
|
|
|
50,163,352
|
|
|
|
|
|
|
|
|
Materials - 8.6%
|
|
|
|
132,179
|
|
Aluminum Corp. of China Ltd., ADR (China)
|
|
|
7,478,688
|
138,135
|
|
Cia Siderurgica Nacional SA, ADR (Brazil)
|
|
|
10,623,963
|
1,311,187
|
|
Cia Vale do Rio Doce, ADR (Brazil)
|
|
|
45,340,847
|
52,279
|
|
Mechel, ADR (Russia)
|
|
|
4,756,343
|
26,840
|
|
Sinopec Shanghai Petrochemical Co. Ltd., ADR (China)
|
|
|
1,689,846
|
170,037
|
|
Sterlite Industries India Ltd., ADR (India) (a)
|
|
|
4,471,973
|
|
|
|
|
|
|
|
|
|
|
|
74,361,660
|
|
|
|
|
|
|
|
|
Telecommunication Services - 18.3%
|
|
|
|
905,970
|
|
China Mobile Ltd., ADR (China)
|
|
|
83,041,210
|
109,585
|
|
China Netcom Group Corp. Hong Kong Ltd., ADR (China)
|
|
|
7,021,111
|
153,307
|
|
China Telecom Corp. Ltd., ADR (China)
|
|
|
12,381,073
|
672,998
|
|
China Unicom Ltd., ADR (China)
|
|
|
15,552,984
|
106,799
|
|
Hutchison Telecommunications International Ltd., ADR (China)
|
|
|
2,281,227
|
115,566
|
|
Mahanagar Telephone Nigam, ADR (India)
|
|
|
1,032,004
|
208,437
|
|
Mobile Telesystems OJSC, ADR (Russia)
|
|
|
18,905,236
|
69,857
|
|
Rostelecom, ADR (Russia)
|
|
|
4,523,241
|
58,760
|
|
Videsh Sanchar Nigam Ltd., ADR (India)
|
|
|
1,945,544
|
354,245
|
|
Vimpel-Communications, ADR (Russia)
|
|
|
11,902,632
|
|
|
|
|
|
|
|
|
|
|
|
158,586,262
|
|
|
|
|
|
|
|
|
Utilities - 1.0%
|
|
|
|
31,474
|
|
CPFL Energia SA, ADR (Brazil)
|
|
|
1,876,165
|
61,997
|
|
Cia de Saneamento Basico do Estado de Sao Paulo, ADR (Brazil) (a)
|
|
|
3,068,231
|
86,394
|
|
Huaneng Power International, Inc., ADR (China)
|
|
|
3,706,303
|
|
|
|
|
|
|
|
|
|
|
|
8,650,699
|
|
|
|
|
|
|
|
|
Total Common Stocks - 70.4%
(Cost $523,915,347)
|
|
|
610,708,226
|
|
|
|
|
|
|
|
|
Preferred Stocks - 29.5%
Consumer Discretionary - 0.4%
|
|
|
|
239,866
|
|
NET Servicos de Comunicacao SA, Preference Shares, ADR (Brazil) (a)
|
|
|
3,540,422
|
|
|
|
|
|
|
|
|
Consumer Staples - 2.1%
|
|
|
|
61,064
|
|
Cia Brasileira de Distribuicao Grupo Pao de Acucar, Preference Shares, ADR (Brazil)
|
|
|
2,016,333
|
178,176
|
|
Cia de Bebidas das Americas, Preference Shares, ADR (Brazil)
|
|
|
13,377,454
|
48,708
|
|
Sadia SA, Preference Shares, ADR (Brazil)
|
|
|
2,980,930
|
|
|
|
|
|
|
|
|
|
|
|
18,374,717
|
|
|
|
|
|
|
|
|
Energy - 8.0%
|
|
|
|
841,317
|
|
Petroleo Brasileiro SA, Preference Shares, ADR (Brazil)
|
|
|
68,289,701
|
39,796
|
|
Ultrapar Participacoes SA, Preference Shares, ADR (Brazil)
|
|
|
1,413,554
|
|
|
|
|
|
|
|
|
|
|
|
69,703,255
|
|
|
|
|
|
|
|
|
Financials - 7.1%
|
|
|
|
1,088,454
|
|
Banco Bradesco SA, Preference Shares, ADR (Brazil)
|
|
|
34,993,796
|
978,247
|
|
Banco Itau Holding Financeira SA, Preference Shares, ADR (Brazil)
|
|
|
26,940,922
|
|
|
|
|
|
|
|
|
|
|
|
61,934,718
|
|
|
|
|
|
|
|
|
Industrials - 0.5%
|
|
|
|
74,945
|
|
Gol Linhas Aereas Inteligentes SA, Preference Shares, ADR (Brazil)
|
|
|
1,906,601
|
77,515
|
|
Tam SA, Preference Shares, ADR (Brazil)
|
|
|
2,195,225
|
|
|
|
|
|
|
|
|
|
|
|
4,101,826
|
|
|
|
|
|
|
|
|
Materials - 9.0%
|
|
|
|
50,936
|
|
Aracruz Celulose SA, Preference Shares, ADR (Brazil)
|
|
|
3,902,716
|
93,145
|
|
Braskem SA, Preference Shares, ADR (Brazil)
|
|
|
1,662,638
|
2,052,722
|
|
Cia Vale do Rio Doce, Preference Shares, ADR (Brazil)
|
|
|
59,385,248
|
340,401
|
|
Gerdau SA, Preference Shares, ADR (Brazil)
|
|
|
9,568,672
|
104,666
|
|
Votorantim Celulose e Papel SA, Preference Shares, ADR (Brazil)
|
|
|
3,477,005
|
|
|
|
|
|
|
|
|
|
|
|
77,996,279
|
|
|
|
|
|
|
|
|
Telecommunication Services - 1.4%
|
|
|
|
52,397
|
|
Brasil Telecom Participacoes SA, Preference Shares, ADR (Brazil)
|
|
|
3,596,006
|
64,986
|
|
Brasil Telecom SA, Preference Shares, ADR (Brazil)
|
|
|
1,891,093
|
13,220
|
|
Telemig Celular Participacoes SA, Preference Shares, ADR (Brazil)
|
|
|
731,066
|
65,308
|
|
Tim Participacoes SA, Preference Shares, ADR (Brazil)
|
|
|
2,533,297
|
565,115
|
|
Vivo Participacoes SA, Preference Shares, ADR (Brazil)
|
|
|
3,266,365
|
|
|
|
|
|
|
|
|
|
|
|
12,017,827
|
|
|
|
|
|
|
|
|
Utilities - 1.0%
|
|
|
|
303,442
|
|
Cia Energetica de Minas Gerais, Preference Shares, ADR (Brazil)
|
|
|
6,357,110
|
117,311
|
|
Cia Paranaense de Energia, Preference Shares, ADR (Brazil)
|
|
|
1,821,840
|
|
|
|
|
|
|
|
|
|
|
|
8,178,950
|
|
|
|
|
|
|
|
|
Total Preferred Stocks - 29.5%
|
|
|
|
|
|
(Cost $219,529,934)
|
|
|
255,847,994
|
|
|
|
|
|
|
|
|
|
|
|
Total Long-Term Investments - 99.9%
|
|
|
|
|
|
(Cost $743,445,281)
|
|
|
866,556,220
|
|
|
Other Assets in excess of Liabilities - 0.1%
|
|
|
1,044,534
|
|
|
|
|
|
|
|
|
Net Assets - 100.0%
|
|
$
|
867,600,754
|
|
|
|
|
|
|
ADR - American Depositary Receipt
GDR - Global Depositary Receipt
OJSC - Open Joint Stock Company
SA - Corporation
(a)
|
Non-income producing security.
|
Securities are classified by sectors that
represent broad groupings of related industries.
See previously submitted notes to financial statements for the period ended August 31, 2007.
|
|
|
|
Country Allocation*
|
|
Brazil
|
|
46.7
|
%
|
China
|
|
38.2
|
%
|
India
|
|
10.2
|
%
|
Russia
|
|
4.9
|
%
|
*
|
Subject to change daily. Based on total investments.
|
MCG / Claymore/Clear Mid-Cap Growth Index ETF
Portfolio of Investments
November 30, 2007 (unaudited)
|
|
|
|
|
|
|
Number of Shares
|
|
Description
|
|
Value
|
|
|
|
Common Stocks - 98.4%
|
|
|
|
|
|
|
Consumer Discretionary - 20.2%
|
|
|
|
|
2,419
|
|
Big Lots, Inc. (a)
|
|
$
|
45,163
|
|
3,662
|
|
Carmax, Inc. (a)
|
|
|
83,750
|
|
1,984
|
|
Choice Hotels International, Inc.
|
|
|
68,746
|
|
2,038
|
|
DeVry, Inc.
|
|
|
112,049
|
|
2,277
|
|
Dicks Sporting Goods, Inc. (a)
|
|
|
71,179
|
|
2,002
|
|
Fossil, Inc. (a)
|
|
|
86,767
|
|
928
|
|
Harman International Industries, Inc.
|
|
|
68,301
|
|
2,677
|
|
Interactive Data Corp.
|
|
|
83,603
|
|
992
|
|
Polo Ralph Lauren Corp.
|
|
|
68,428
|
|
1,438
|
|
Weight Watchers International, Inc.
|
|
|
68,665
|
|
|
|
|
|
|
|
|
|
|
|
|
|
756,651
|
|
|
|
|
|
|
|
|
|
|
Consumer Staples - 6.0%
|
|
|
|
|
1,608
|
|
Corn Products International, Inc.
|
|
|
63,243
|
|
1,532
|
|
Molson Coors Brewing, Co. - Class B
|
|
|
82,483
|
|
694
|
|
Wimm-Bill-Dann Foods OJSC, ADR (Russia) (a)
|
|
|
79,512
|
|
|
|
|
|
|
|
|
|
|
|
|
|
225,238
|
|
|
|
|
|
|
|
|
|
|
Energy - 8.1%
|
|
|
|
|
977
|
|
Atwood Oceanics, Inc. (a)
|
|
|
85,243
|
|
823
|
|
Cameron International Corp. (a)
|
|
|
76,728
|
|
1,329
|
|
FMC Technologies, Inc. (a)
|
|
|
73,866
|
|
1,048
|
|
Oceaneering International, Inc. (a)
|
|
|
66,873
|
|
|
|
|
|
|
|
|
|
|
|
|
|
302,710
|
|
|
|
|
|
|
|
|
|
|
Financials - 11.0%
|
|
|
|
|
2,614
|
|
Arthur J Gallagher & Co.
|
|
|
68,696
|
|
2,895
|
|
Brown & Brown, Inc.
|
|
|
71,217
|
|
899
|
|
GFI Group, Inc. (a)
|
|
|
87,545
|
|
2,765
|
|
Janus Capital Group, Inc.
|
|
|
92,821
|
|
2,921
|
|
SEI Investments Co.
|
|
|
90,609
|
|
|
|
|
|
|
|
|
|
|
|
|
|
410,888
|
|
|
|
|
|
|
|
|
|
|
Health Care - 2.7%
|
|
|
|
|
1,168
|
|
Pediatrix Medical Group, Inc. (a)
|
|
|
75,523
|
|
697
|
|
WellCare Health Plans, Inc. (a)
|
|
|
27,120
|
|
|
|
|
|
|
|
|
|
|
|
|
|
102,643
|
|
|
|
|
|
|
|
|
|
|
Industrials - 20.6%
|
|
|
|
|
1,386
|
|
CH Robinson Worldwide, Inc.
|
|
|
71,448
|
|
1,875
|
|
Chicago Bridge & Iron Co. NV (Netherlands)
|
|
|
99,656
|
|
771
|
|
Dun & Bradstreet Corp.
|
|
|
68,796
|
|
1,956
|
|
IDEX Corp.
|
|
|
69,829
|
|
1,002
|
|
Jacobs Engineering Group, Inc. (a)
|
|
|
83,938
|
|
1,766
|
|
Manitowoc Co., Inc. (The)
|
|
|
77,439
|
|
2,596
|
|
Robert Half International, Inc.
|
|
|
69,988
|
|
1,328
|
|
Thomas & Betts Corp. (a)
|
|
|
72,190
|
|
1,205
|
|
Woodward Governor Co.
|
|
|
82,591
|
|
838
|
|
WW Grainger, Inc.
|
|
|
73,995
|
|
|
|
|
|
|
|
|
|
|
|
|
|
769,870
|
|
|
|
|
|
|
|
|
|
|
Information Technology - 13.2%
|
|
|
|
|
2,419
|
|
BMC Software, Inc. (a)
|
|
|
80,021
|
|
1,651
|
|
Formfactor, Inc. (a)
|
|
|
62,639
|
|
2,075
|
|
Microchip Technology, Inc.
|
|
|
59,739
|
|
2,280
|
|
National Instruments Corp.
|
|
|
76,084
|
|
2,726
|
|
Total System Services, Inc.
|
|
|
76,437
|
|
3,307
|
|
Valueclick, Inc. (a)
|
|
|
78,177
|
|
1,433
|
|
Varian Semiconductor Equipment Associates, Inc. (a)
|
|
|
59,484
|
|
|
|
|
|
|
|
|
|
|
|
|
|
492,581
|
|
|
|
|
|
|
|
|
|
|
Materials - 10.7%
|
|
|
|
|
1,627
|
|
Agnico-Eagle Mines Ltd. (Canada)
|
|
|
78,291
|
|
2,048
|
|
Aptargroup, Inc.
|
|
|
86,446
|
|
1,563
|
|
Sigma-Aldrich Corp.
|
|
|
82,292
|
|
5,760
|
|
Silver Wheaton Corp. (Canada) (a)
|
|
|
86,227
|
|
2,236
|
|
Titanium Metals Corp.
|
|
|
66,342
|
|
|
|
|
|
|
|
|
|
|
|
|
|
399,598
|
|
|
|
|
|
|
|
|
|
|
Telecommunication Services - 1.7%
|
|
|
|
|
778
|
|
US Cellular Corp. (a)
|
|
|
63,796
|
|
|
|
|
|
|
|
|
|
|
Utilities - 4.2%
|
|
|
|
|
1,667
|
|
National Fuel Gas Co.
|
|
|
79,433
|
|
1,481
|
|
Questar Corp.
|
|
|
79,159
|
|
|
|
|
|
|
|
|
|
|
|
|
|
158,592
|
|
|
|
|
|
|
|
|
|
|
Total Common Stocks - 98.4%
|
|
|
|
|
|
|
(Cost $3,618,717)
|
|
|
3,682,567
|
|
|
|
|
|
|
|
|
|
|
Investment Companies - 0.1%
|
|
|
|
|
30
|
|
iShares Russell Midcap Growth Index Fund
|
|
|
3,412
|
|
|
|
|
|
|
|
|
|
|
(Cost $3,524)
|
|
|
|
|
|
|
Master Limited Partnerships - 1.9%
Financials - 1.9%
|
|
|
|
|
891
|
|
AllianceBernstein Holding L.P.
|
|
|
73,017
|
|
|
|
|
|
|
|
|
|
|
(Cost $80,022)
|
|
|
|
|
|
|
|
|
|
Total Investments - 100.4%
|
|
|
|
|
|
|
(Cost $3,702,263)
|
|
|
3,758,996
|
|
|
|
Liabilities in Excess of Other Assets - (0.4%)
|
|
|
(15,668
|
)
|
|
|
|
|
|
|
|
|
|
Net Assets - 100.0%
|
|
$
|
3,743,328
|
|
|
|
|
|
|
|
|
L.P. - Limited Partnership
ADR - American Depositary Receipt
NV - Publicly-Traded Company
(a)
|
Non-income producing security.
|
Securities are classified by sectors that
represent broad groupings of related industries.
|
|
|
|
Country Allocation*
|
|
United States
|
|
90.9
|
%
|
Canada
|
|
4.4
|
%
|
Netherlands
|
|
2.6
|
%
|
Russia
|
|
2.1
|
%
|
*
|
Subject to change daily. Based on total investments.
|
See previously
submitted notes to financial statements for the period ending August 31, 2007.
CSD / Claymore/Clear Spin-Off ETF
Portfolio of Investments
November 30, 2007 (unaudited)
|
|
|
|
|
|
Number of Shares
|
|
Description
|
|
Value
|
|
|
Common Stock - 95.0%
|
|
|
|
|
|
Consumer Discretionary - 49.5%
|
|
|
|
52,796
|
|
Burger King Holdings, Inc.
|
|
$
|
1,388,535
|
67,388
|
|
CBS Corp. - Class B
|
|
|
1,848,453
|
15,684
|
|
Clear Channel Outdoor Holdings, Inc. - Class A (a)
|
|
|
427,546
|
92,373
|
|
Discovery Holding Co. - Class A (a)
|
|
|
2,259,444
|
5,959
|
|
DSW, Inc. - Class A (a)
|
|
|
134,018
|
91,419
|
|
Expedia, Inc. (a)
|
|
|
2,980,259
|
37,739
|
|
Hanesbrands, Inc. (a)
|
|
|
1,065,372
|
57,474
|
|
Idearc, Inc.
|
|
|
1,087,408
|
25,644
|
|
Live Nation, Inc. (a)
|
|
|
344,142
|
4,003
|
|
Proliance International, Inc. (a)
|
|
|
11,088
|
70,578
|
|
Sally Beauty Holdings, Inc. (a)
|
|
|
642,966
|
71,252
|
|
Tim Hortons, Inc.
|
|
|
2,738,214
|
2,131
|
|
Triple Crown Media, Inc. (a)
|
|
|
9,675
|
52,563
|
|
Viacom, Inc. - Class B (a)
|
|
|
2,208,697
|
61,164
|
|
Wyndham Worldwide Corp.
|
|
|
1,784,154
|
|
|
|
|
|
|
|
|
|
|
|
18,929,971
|
|
|
|
|
|
|
|
|
Consumer Staples - 0.8%
|
|
|
|
12,219
|
|
TreeHouse Foods, Inc.
|
|
|
288,002
|
|
|
|
|
|
|
|
|
Energy - 10.4%
|
|
|
|
18,322
|
|
Alon USA Energy, Inc.
|
|
|
509,718
|
59,050
|
|
CNX Gas Corp. (a)
|
|
|
1,818,740
|
20,018
|
|
Delek US Holdings, Inc.
|
|
|
369,132
|
11,753
|
|
Double Hull Tankers, Inc. (Marshall Islands)
|
|
|
155,845
|
34,105
|
|
Mariner Energy, Inc. (a)
|
|
|
739,396
|
19,873
|
|
Rosetta Resources, Inc. (a)
|
|
|
363,676
|
|
|
|
|
|
|
|
|
|
|
|
3,956,507
|
|
|
|
|
|
|
|
|
Financials - 9.3%
|
|
|
|
35,250
|
|
Ameriprise Financial, Inc.
|
|
|
2,068,822
|
77,853
|
|
Fidelity National Financial, Inc. - Class A
|
|
|
1,216,064
|
7,524
|
|
National Interstate Corp.
|
|
|
247,765
|
|
|
|
|
|
|
|
|
|
|
|
3,532,651
|
|
|
|
|
|
|
|
|
Health Care - 3.9%
|
|
|
|
25,108
|
|
Inverness Medical Innovations, Inc. (a)
|
|
|
1,473,337
|
|
|
|
|
|
|
|
|
Industrials - 2.8%
|
|
|
|
39,892
|
|
Avis Budget Group, Inc. (a)
|
|
|
599,577
|
43,254
|
|
Mueller Water Products, Inc. - Class A
|
|
|
452,869
|
|
|
|
|
|
|
|
|
|
|
|
1,052,446
|
|
|
|
|
|
|
|
|
Information Technology - 13.5%
|
|
|
|
133,862
|
|
Qimonda AG ADR (Germany) (a)
|
|
|
982,547
|
28,807
|
|
Spansion, Inc. - Class A (a)
|
|
|
153,829
|
42,526
|
|
Verigy Ltd. (Singapore) (a)
|
|
|
1,077,184
|
3,509
|
|
WebMD Health Corp. - Class A (a)
|
|
|
149,694
|
98,678
|
|
Western Union Co. (The)
|
|
|
2,230,123
|
15,629
|
|
Wright Express Corp. (a)
|
|
|
593,121
|
|
|
|
|
|
|
|
|
|
|
|
5,186,498
|
|
|
|
|
|
|
|
|
Telecommunication Services - 4.8%
|
|
|
|
35,938
|
|
Embarq Corp.
|
|
|
1,831,041
|
|
|
|
|
|
|
|
|
Total Common Stock - 95.0%
(Cost - $41,041,473)
|
|
|
36,250,453
|
|
|
|
|
|
|
|
|
Master Limited Partnerships - 4.5%
|
|
|
|
|
|
Energy - 4.5%
|
|
|
|
32,547
|
|
Boardwalk Pipeline Partners LP
|
|
|
1,039,877
|
8,826
|
|
Teekay LNG Partners LP (Marshall Islands)
|
|
|
261,691
|
10,004
|
|
Williams Partners LP
|
|
|
411,464
|
|
|
|
|
|
|
|
|
Total Master Limited Partnerships
|
|
|
1,713,032
|
|
|
|
|
|
|
|
|
(Cost - $1,883,374)
|
|
|
|
|
|
Exchange-Traded Funds - 0.4%
|
|
|
|
2,045
|
|
Vanguard Mid-Cap ETF
|
|
|
|
|
|
(Cost - $164,786)
|
|
|
157,179
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments - 99.9%
|
|
|
|
|
|
(Cost - $43,089,633)
|
|
|
38,120,664
|
|
|
Other Assets in excess of Liabilities - 0.1%
|
|
|
31,337
|
|
|
|
|
|
|
|
|
Net Assets - 100.0%
|
|
$
|
38,152,001
|
|
|
|
|
|
|
ADR - American Depositary Receipt
LP - Limited Partnership
(a)
|
Non-income producing security.
|
Securities are classified by sectors that
represent broad groupings of related industries.
|
|
|
|
|
|
Country Allocation*
|
|
United States
|
|
|
|
93.5
|
%
|
Singapore
|
|
|
|
2.8
|
%
|
Germany
|
|
|
|
2.6
|
%
|
Marshall Islands
|
|
|
|
1.1
|
%
|
*
|
Subject to change daily. Based on total investments.
|
See previously
submitted notes to financial statements for the period ended August 31, 2007.
XGC / Claymore/Great Companies Large-Cap Growth Index ETF
Portfolio of Investments
November 30, 2007
(unaudited)
|
|
|
|
|
|
|
Number of Shares
|
|
Description
|
|
Value
|
|
|
|
Common Stocks - 100.2%
|
|
|
|
|
|
|
Consumer Discretionary - 22.2%
|
|
|
|
|
1,695
|
|
Bed Bath & Beyond, Inc. (a)
|
|
$
|
53,308
|
|
2,366
|
|
Best Buy Co., Inc.
|
|
|
120,784
|
|
1,379
|
|
Clear Channel Communications, Inc.
|
|
|
49,506
|
|
2,837
|
|
Coach, Inc. (a)
|
|
|
105,366
|
|
3,034
|
|
H&R Block, Inc.
|
|
|
59,709
|
|
1,496
|
|
Harley-Davidson, Inc.
|
|
|
71,838
|
|
1,595
|
|
Home Depot, Inc.
|
|
|
45,553
|
|
1,191
|
|
Kohls Corp. (a)
|
|
|
58,692
|
|
2,701
|
|
Lowes Cos., Inc.
|
|
|
65,931
|
|
5,433
|
|
Staples, Inc.
|
|
|
128,762
|
|
5,482
|
|
Starbucks Corp. (a)
|
|
|
128,224
|
|
5,696
|
|
Time Warner, Inc.
|
|
|
98,313
|
|
3,372
|
|
TJX Cos., Inc.
|
|
|
98,935
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,084,921
|
|
|
|
|
|
|
|
|
|
|
Consumer Staples - 3.0%
|
|
|
|
|
2,070
|
|
Reynolds American, Inc.
|
|
|
144,941
|
|
|
|
|
|
|
|
|
|
|
Energy - 8.0%
|
|
|
|
|
2,646
|
|
Anadarko Petroleum Corp.
|
|
|
149,764
|
|
1,691
|
|
Imperial Oil Ltd. (Canada)
|
|
|
82,910
|
|
3,278
|
|
Petro-Canada (Canada)
|
|
|
158,557
|
|
|
|
|
|
|
|
|
|
|
|
|
|
391,231
|
|
|
|
|
|
|
|
|
|
|
Financials - 28.1%
|
|
|
|
|
2,703
|
|
Aflac, Inc.
|
|
|
169,316
|
|
2,611
|
|
Bank of America Corp.
|
|
|
120,445
|
|
764
|
|
Bear Stearns Cos., Inc. (The)
|
|
|
76,171
|
|
896
|
|
Boston Properties, Inc. - REIT
|
|
|
88,184
|
|
1,109
|
|
Capital One Financial Corp.
|
|
|
59,121
|
|
1,581
|
|
Citigroup, Inc.
|
|
|
52,647
|
|
2,094
|
|
Countrywide Financial Corp.
|
|
|
22,657
|
|
3,380
|
|
E*Trade Financial Corp. (a)
|
|
|
15,548
|
|
434
|
|
Goldman Sachs Group, Inc. (The)
|
|
|
98,362
|
|
2,616
|
|
Lehman Brothers Holdings, Inc.
|
|
|
163,840
|
|
680
|
|
MBIA, Inc.
|
|
|
24,827
|
|
1,166
|
|
Merrill Lynch & Co., Inc.
|
|
|
69,890
|
|
2,094
|
|
Morgan Stanley
|
|
|
110,396
|
|
4,218
|
|
Progressive Corp. (The)
|
|
|
77,611
|
|
2,346
|
|
Sun Life Financial, Inc. (Canada)
|
|
|
124,760
|
|
3,097
|
|
US Bancorp
|
|
|
102,480
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,376,255
|
|
|
|
|
|
|
|
|
|
|
Health Care - 5.5%
|
|
|
|
|
1,750
|
|
Coventry Health Care, Inc. (a)
|
|
|
101,290
|
|
842
|
|
Forest Laboratories, Inc. (a)
|
|
|
32,459
|
|
2,477
|
|
UnitedHealth Group, Inc.
|
|
|
136,235
|
|
|
|
|
|
|
|
|
|
|
|
|
|
269,984
|
|
|
|
|
|
|
|
|
|
|
Industrials - 6.1%
|
|
|
|
|
2,197
|
|
Danaher Corp.
|
|
|
190,744
|
|
1,450
|
|
United Technologies Corp.
|
|
|
108,417
|
|
|
|
|
|
|
|
|
|
|
|
|
|
299,161
|
|
|
|
|
|
|
|
|
|
|
Information Technology - 20.2%
|
|
|
|
|
3,928
|
|
Cisco Systems, Inc. (a)
|
|
|
110,063
|
|
2,372
|
|
Cognizant Technology Solutions Corp. - Class A (a)
|
|
|
73,769
|
|
3,110
|
|
Dell, Inc. (a)
|
|
|
76,319
|
|
3,625
|
|
eBay, Inc. (a)
|
|
|
121,546
|
|
1,660
|
|
Fiserv, Inc. (a)
|
|
|
85,208
|
|
2,215
|
|
Microsoft Corp.
|
|
|
74,424
|
|
5,515
|
|
Oracle Corp. (a)
|
|
|
111,293
|
|
1,947
|
|
Paychex, Inc.
|
|
|
75,933
|
|
2,298
|
|
Research In Motion Ltd. (Canada) (a)
|
|
|
261,558
|
|
|
|
|
|
|
|
|
|
|
|
|
|
990,113
|
|
|
|
|
|
|
|
|
|
|
Materials - 7.1%
|
|
|
|
|
1,190
|
|
BHP Billiton Ltd. - ADR (Australia)
|
|
|
90,238
|
|
871
|
|
Freeport-McMoRan Copper & Gold, Inc.
|
|
|
86,168
|
|
2,883
|
|
Nucor Corp.
|
|
|
170,702
|
|
|
|
|
|
|
|
|
|
|
|
|
|
347,108
|
|
|
|
|
|
|
|
|
|
|
Total Common Stocks - 100.2%
(Cost $5,177,362)
|
|
|
4,903,714
|
|
|
|
|
|
|
|
|
|
|
Investment Companies - 0.1%
|
|
|
|
|
45
|
|
SPDR Trust Series 1
|
|
|
6,690
|
|
|
|
|
|
|
|
|
|
|
(Cost $6,551)
|
|
|
|
|
|
|
Total Investments - 100.3%
|
|
|
|
|
|
|
(Cost $5,183,913)
|
|
|
4,910,404
|
|
|
|
Liabilities in excess of Other Assets - (0.3%)
|
|
|
(16,830
|
)
|
|
|
|
|
|
|
|
|
|
Net Assets - 100.0%
|
|
$
|
4,893,574
|
|
|
|
|
|
|
|
|
ADR - American Depositary Receipt
REIT - Real Estate Investment Trust
(a)
|
Non-income producing security.
|
Securities are classified by sectors that
represent broad groupings of related industries.
|
|
|
|
Country Allocation*
|
|
United States
|
|
90.7
|
%
|
Canada
|
|
7.5
|
%
|
Australia
|
|
1.8
|
%
|
*
|
Subject to change daily. Based on total investments.
|
See previously
submitted notes to financial statements for the period ending August 31, 2007.
SCV / Claymore/IndexIQ Small-Cap Value ETF
Portfolio of Investments
November 30, 2007 (unaudited)
|
|
|
|
|
|
|
Number of Shares
|
|
Description
|
|
Value
|
|
|
|
Common Stocks - 100.4%
|
|
|
|
|
|
|
Consumer Discretionary - 9.5%
|
|
|
|
|
1,041
|
|
Aftermarket Technology Corp. (a)
|
|
$
|
29,065
|
|
3,677
|
|
Citadel Broadcasting Corp.
|
|
|
8,457
|
|
1,975
|
|
Cox Radio, Inc. - Class A (a)
|
|
|
23,266
|
|
937
|
|
Entercom Communications Corp. - Class A
|
|
|
15,264
|
|
1,347
|
|
FTD Group, Inc.
|
|
|
18,050
|
|
994
|
|
Helen of Troy Ltd. (Bermuda) (a)
|
|
|
18,021
|
|
857
|
|
Kenneth Cole Productions, Inc. - Class A
|
|
|
16,163
|
|
816
|
|
K-Swiss, Inc. - Class A
|
|
|
14,810
|
|
4,436
|
|
Radio One, Inc. - Class D (a)
|
|
|
9,049
|
|
530
|
|
RC2 Corp. (a)
|
|
|
15,412
|
|
2,795
|
|
Stewart Enterprises, Inc. - Class A
|
|
|
22,919
|
|
6,874
|
|
Westwood One, Inc. (a)
|
|
|
13,129
|
|
|
|
|
|
|
|
|
|
|
|
|
|
203,605
|
|
|
|
|
|
|
|
|
|
|
Consumer Staples - 0.8%
|
|
|
|
|
2,029
|
|
Prestige Brands Holdings, Inc. (a)
|
|
|
17,023
|
|
|
|
|
|
|
|
|
|
|
Energy - 2.9%
|
|
|
|
|
1,184
|
|
Energy Partners Ltd. (a)
|
|
|
14,658
|
|
1,152
|
|
General Maritime Corp. (Marshall Island)
|
|
|
30,758
|
|
2,353
|
|
Parker Drilling Co. (a)
|
|
|
16,824
|
|
|
|
|
|
|
|
|
|
|
|
|
|
62,240
|
|
|
|
|
|
|
|
|
|
|
Financials - 34.1%
|
|
|
|
|
1,026
|
|
1st Source Corp.
|
|
|
20,664
|
|
1,823
|
|
American Equity Investment Life Holding Co.
|
|
|
16,425
|
|
585
|
|
American Physicians Capital, Inc.
|
|
|
24,547
|
|
752
|
|
Anchor Bancorp Wisconsin, Inc.
|
|
|
19,116
|
|
1,649
|
|
Asset Acceptance Capital Corp.
|
|
|
18,634
|
|
1,822
|
|
BankAtlantic Bancorp, Inc. - Class A
|
|
|
7,015
|
|
797
|
|
Boston Private Financial Holdings, Inc.
|
|
|
21,949
|
|
1,051
|
|
Calamos Asset Management, Inc. - Class A
|
|
|
31,120
|
|
641
|
|
Central Pacific Financial Corp.
|
|
|
12,955
|
|
711
|
|
Chemical Financial Corp.
|
|
|
17,846
|
|
759
|
|
Chittenden Corp.
|
|
|
26,588
|
|
1,451
|
|
CNA Surety Corp. (a)
|
|
|
29,934
|
|
1,308
|
|
Community Bank System, Inc.
|
|
|
26,382
|
|
1,845
|
|
CVB Financial Corp.
|
|
|
20,516
|
|
1,690
|
|
Dime Community Bancshares
|
|
|
22,933
|
|
1,984
|
|
Donegal Group, Inc. - Class A
|
|
|
33,510
|
|
2,105
|
|
First Commonwealth Financial Corp.
|
|
|
24,502
|
|
883
|
|
First Merchants Corp.
|
|
|
19,152
|
|
997
|
|
First State Bancorporation
|
|
|
14,576
|
|
1,352
|
|
FNB Corp.
|
|
|
20,970
|
|
525
|
|
FPIC Insurance Group, Inc. (a)
|
|
|
22,433
|
|
1,227
|
|
Hanmi Financial Corp.
|
|
|
11,767
|
|
1,185
|
|
Harleysville National Corp.
|
|
|
18,190
|
|
3,054
|
|
LaBranche & Co., Inc. (a)
|
|
|
16,217
|
|
663
|
|
MB Financial, Inc.
|
|
|
21,017
|
|
1,418
|
|
National Penn Bancshares, Inc.
|
|
|
22,277
|
|
2,127
|
|
Presidential Life Corp.
|
|
|
36,669
|
|
672
|
|
Provident Bankshares Corp.
|
|
|
15,758
|
|
1,350
|
|
Provident Financial Services, Inc.
|
|
|
20,061
|
|
451
|
|
RLI Corp.
|
|
|
26,893
|
|
2,169
|
|
Sterling Bancshares, Inc.
|
|
|
26,765
|
|
1,049
|
|
Sterling Financial Corp. (a)
|
|
|
17,990
|
|
1,114
|
|
Susquehanna Bancshares, Inc.
|
|
|
22,157
|
|
1,098
|
|
SWS Group, Inc.
|
|
|
14,889
|
|
501
|
|
Triad Guaranty, Inc. (a)
|
|
|
4,314
|
|
|
|
|
|
|
|
|
|
|
|
|
|
726,731
|
|
|
|
|
|
|
|
|
|
|
Health Care - 4.9%
|
|
|
|
|
1,326
|
|
Alpharma, Inc. - Class A (a)
|
|
|
27,846
|
|
605
|
|
Datascope Corp.
|
|
|
22,137
|
|
1,614
|
|
Odyssey HealthCare, Inc. (a)
|
|
|
16,140
|
|
1,062
|
|
Sciele Pharma, Inc. (a)
|
|
|
23,704
|
|
1,528
|
|
Viropharma, Inc. (a)
|
|
|
13,660
|
|
|
|
|
|
|
|
|
|
|
|
|
|
103,487
|
|
|
|
|
|
|
|
|
|
|
Industrials - 4.5%
|
|
|
|
|
3,590
|
|
CBIZ, Inc. (a)
|
|
|
33,172
|
|
628
|
|
CIRCOR International, Inc.
|
|
|
27,249
|
|
931
|
|
Ennis, Inc.
|
|
|
17,093
|
|
1,036
|
|
Korn/Ferry International (a)
|
|
|
17,850
|
|
|
|
|
|
|
|
|
|
|
|
|
|
95,364
|
|
|
|
|
|
|
|
|
|
|
Information Technology - 39.1%
|
|
|
|
|
1,297
|
|
Actel Corp. (a)
|
|
|
14,215
|
|
1,575
|
|
Advanced Energy Industries, Inc. (a)
|
|
|
22,853
|
|
668
|
|
Cabot Microelectronics Corp. (a)
|
|
|
24,983
|
|
4,544
|
|
Cirrus Logic, Inc. (a)
|
|
|
25,901
|
|
974
|
|
Coherent, Inc. (a)
|
|
|
28,022
|
|
1,161
|
|
Cohu, Inc.
|
|
|
18,170
|
|
1,855
|
|
Cree, Inc. (a)
|
|
|
45,689
|
|
1,196
|
|
DSP Group, Inc. (a)
|
|
|
16,182
|
|
887
|
|
Electronics for Imaging (a)
|
|
|
20,348
|
|
1,949
|
|
Entegris, Inc. (a)
|
|
|
16,878
|
|
1,570
|
|
Epicor Software Corp. (a)
|
|
|
16,987
|
|
5,323
|
|
Extreme Networks (a)
|
|
|
19,376
|
|
1,464
|
|
Infospace, Inc.
|
|
|
26,074
|
|
3,120
|
|
infoUSA, Inc.
|
|
|
26,926
|
|
2,608
|
|
Ixia (a)
|
|
|
26,941
|
|
1,403
|
|
JDA Software Group, Inc. (a)
|
|
|
29,379
|
|
3,258
|
|
Lawson Software, Inc. (a)
|
|
|
31,668
|
|
945
|
|
MKS Instruments, Inc. (a)
|
|
|
17,171
|
|
1,845
|
|
MSC.Software Corp. (a)
|
|
|
24,372
|
|
2,682
|
|
Mattson Technology, Inc. (a)
|
|
|
22,100
|
|
1,520
|
|
Methode Electronics, Inc.
|
|
|
18,316
|
|
1,235
|
|
Multi-Fineline Electronix, Inc. (a)
|
|
|
22,563
|
|
3,433
|
|
Omnivision Technologies, Inc. (a)
|
|
|
63,922
|
|
1,687
|
|
Packeteer, Inc. (a)
|
|
|
11,404
|
|
1,650
|
|
Photronics, Inc. (a)
|
|
|
16,979
|
|
3,221
|
|
Secure Computing Corp. (a)
|
|
|
29,215
|
|
1,655
|
|
Semtech Corp. (a)
|
|
|
25,255
|
|
3,396
|
|
Silicon Image, Inc. (a)
|
|
|
15,961
|
|
2,637
|
|
SonicWALL, Inc. (a)
|
|
|
26,686
|
|
2,965
|
|
TTM Technologies, Inc. (a)
|
|
|
35,847
|
|
2,667
|
|
United Online, Inc.
|
|
|
40,112
|
|
2,241
|
|
Wind River Systems, Inc. (a)
|
|
|
22,881
|
|
1,446
|
|
Zoran Corp. (a)
|
|
|
31,552
|
|
|
|
|
|
|
|
|
|
|
|
|
|
834,928
|
|
|
|
|
|
|
|
|
|
|
Materials - 1.0%
|
|
|
|
|
1,464
|
|
Glatfelter
|
|
|
22,004
|
|
|
|
|
|
|
|
|
|
|
Telecommunication Service - 2.6%
|
|
|
|
|
1,071
|
|
Iowa Telecommunications Services, Inc.
|
|
|
18,250
|
|
2,759
|
|
Premiere Global Services, Inc. (a)
|
|
|
38,019
|
|
|
|
|
|
|
|
|
|
|
|
|
|
56,269
|
|
|
|
|
|
|
|
|
|
|
Utilities - 1.0%
|
|
|
|
|
888
|
|
Empire District Electric Co. (The)
|
|
|
20,460
|
|
|
|
|
|
|
|
|
|
|
Total Common Stock - 100.4%
(Cost $2,521,184)
|
|
|
2,142,111
|
|
|
|
|
|
|
|
|
|
|
Investment Companies - 0.1%
|
|
|
|
|
30
|
|
iShares Russell 2000 Value Index Fund
|
|
|
2,154
|
|
|
|
|
|
|
|
|
|
|
(Cost - $2,252)
|
|
|
|
|
|
|
|
|
|
Total Investments - 100.5%
|
|
|
|
|
|
|
(Cost - $2,523,436)
|
|
|
2,144,265
|
|
|
|
Liabilities in excess of Other Assets - (0.5%)
|
|
|
(11,483
|
)
|
|
|
|
|
|
|
|
|
|
Net Assets - 100.0%
|
|
$
|
2,132,782
|
|
|
|
|
|
|
|
|
(a)
|
Non-income producing security.
|
Securities are classified by sectors that
represent broad groupings of related industries.
|
|
|
|
Country Allocation*
|
|
United States
|
|
97.7
|
%
|
Marshall Island
|
|
1.4
|
%
|
Bermuda
|
|
0.9
|
%
|
*
|
Subject to change daily. Based on total investments.
|
See previously
submitted notes to financial statements for the period ending August 31, 2007.
GRN / Claymore/LGA Green ETF
Portfolio of Investments
November 30, 2007 (unaudited)
|
|
|
|
|
|
|
Number of Shares
|
|
Description
|
|
Value
|
|
|
|
Common Stocks - 99.9%
|
|
|
|
|
|
|
Consumer Discretionary - 8.9%
|
|
|
|
|
170
|
|
Bed Bath & Beyond, Inc. (a)
|
|
$
|
5,346
|
|
234
|
|
Best Buy Co., Inc.
|
|
|
11,946
|
|
464
|
|
Clear Channel Communications, Inc.
|
|
|
16,658
|
|
119
|
|
Coach, Inc. (a)
|
|
|
4,420
|
|
815
|
|
Comcast Corp. - Class A (a)
|
|
|
16,740
|
|
596
|
|
DIRECTV Group, Inc. (The) (a)
|
|
|
14,822
|
|
77
|
|
DR Horton, Inc.
|
|
|
922
|
|
122
|
|
Eastman Kodak Co.
|
|
|
2,865
|
|
363
|
|
EW Scripps Co. - Class A
|
|
|
15,772
|
|
2,763
|
|
Ford Motor Co. (a)
|
|
|
20,750
|
|
812
|
|
Gap, Inc. (The)
|
|
|
16,565
|
|
121
|
|
Harman International Industries, Inc.
|
|
|
8,906
|
|
250
|
|
Hasbro, Inc.
|
|
|
6,942
|
|
1,668
|
|
Home Depot, Inc.
|
|
|
47,638
|
|
357
|
|
Johnson Controls, Inc.
|
|
|
13,787
|
|
189
|
|
Jones Apparel Group, Inc.
|
|
|
3,523
|
|
101
|
|
Lennar Corp. - Class A
|
|
|
1,600
|
|
733
|
|
Marriott International, Inc. - Class A
|
|
|
27,488
|
|
153
|
|
McDonalds Corp.
|
|
|
8,946
|
|
343
|
|
Newell Rubbermaid, Inc.
|
|
|
9,185
|
|
2,470
|
|
News Corp. - Class A
|
|
|
52,043
|
|
224
|
|
Nike, Inc. - Class B
|
|
|
14,706
|
|
125
|
|
Polo Ralph Lauren Corp.
|
|
|
8,622
|
|
354
|
|
Pulte Homes, Inc.
|
|
|
3,618
|
|
151
|
|
Snap-On, Inc.
|
|
|
7,381
|
|
524
|
|
Staples, Inc.
|
|
|
12,419
|
|
1,950
|
|
Starbucks Corp. (a)
|
|
|
45,610
|
|
104
|
|
Starwood Hotels & Resorts Worldwide, Inc.
|
|
|
5,583
|
|
48
|
|
Tiffany & Co.
|
|
|
2,229
|
|
110
|
|
TJX Cos, Inc.
|
|
|
3,227
|
|
1,582
|
|
Walt Disney Co. (The)
|
|
|
52,443
|
|
20
|
|
Whirlpool Corp.
|
|
|
1,619
|
|
|
|
|
|
|
|
|
|
|
|
|
|
464,321
|
|
|
|
|
|
|
|
|
|
|
Consumer Staples - 12.1%
|
|
|
|
|
68
|
|
Brown-Forman Corp. - Class B
|
|
|
4,803
|
|
545
|
|
Campbell Soup Co.
|
|
|
20,012
|
|
1,752
|
|
Coca-Cola Co. (The)
|
|
|
108,799
|
|
999
|
|
Constellation Brands, Inc. - Class A (a)
|
|
|
23,526
|
|
304
|
|
Costco Wholesale Corp.
|
|
|
20,490
|
|
1,105
|
|
CVS Caremark Corp.
|
|
|
44,299
|
|
533
|
|
Dean Foods Co. (a)
|
|
|
13,293
|
|
285
|
|
Estee Lauder Cos., Inc. (The) - Class A
|
|
|
12,791
|
|
472
|
|
General Mills, Inc.
|
|
|
28,391
|
|
132
|
|
Hershey Co. (The)
|
|
|
5,268
|
|
369
|
|
Kimberly-Clark Corp.
|
|
|
25,760
|
|
296
|
|
McCormick & Co., Inc.
|
|
|
11,310
|
|
292
|
|
PepsiCo, Inc.
|
|
|
22,537
|
|
1,738
|
|
Procter & Gamble Co.
|
|
|
128,612
|
|
101
|
|
SUPERVALU, Inc.
|
|
|
4,229
|
|
588
|
|
SYSCO Corp.
|
|
|
19,116
|
|
2,330
|
|
Wal-Mart Stores, Inc.
|
|
|
111,607
|
|
407
|
|
Whole Foods Market, Inc.
|
|
|
17,505
|
|
121
|
|
WM Wrigley Jr. Co.
|
|
|
7,744
|
|
|
|
|
|
|
|
|
|
|
|
|
|
630,092
|
|
|
|
|
|
|
|
|
|
|
Energy - 13.2%
|
|
|
|
|
97
|
|
Apache Corp.
|
|
|
9,389
|
|
565
|
|
Devon Energy Corp.
|
|
|
46,788
|
|
258
|
|
EOG Resources, Inc.
|
|
|
21,357
|
|
3,734
|
|
Hess Corp.
|
|
|
265,935
|
|
877
|
|
Marathon Oil Corp.
|
|
|
49,024
|
|
1,602
|
|
Murphy Oil Corp.
|
|
|
114,575
|
|
190
|
|
Nabors Industries, Ltd. (Bermuda) (a)
|
|
|
5,111
|
|
268
|
|
National Oilwell Varco, Inc. (a)
|
|
|
18,264
|
|
499
|
|
Noble Corp. (Cayman Islands)
|
|
|
26,013
|
|
515
|
|
Smith International, Inc.
|
|
|
32,301
|
|
926
|
|
Spectra Energy Corp.
|
|
|
22,817
|
|
307
|
|
Sunoco, Inc.
|
|
|
20,600
|
|
897
|
|
Weatherford International, Ltd. (Bermuda) (a)
|
|
|
56,170
|
|
|
|
|
|
|
|
|
|
|
|
|
|
688,344
|
|
|
|
|
|
|
|
|
|
|
Financials - 6.8%
|
|
|
|
|
1,178
|
|
ACE Ltd. (Cayman Islands)
|
|
|
70,480
|
|
1,529
|
|
American International Group, Inc.
|
|
|
88,881
|
|
103
|
|
AvalonBay Communities, Inc.
|
|
|
10,242
|
|
104
|
|
CB Richard Ellis Group, Inc. - Class A (a)
|
|
|
2,470
|
|
110
|
|
Developers Diversified Realty Corp.
|
|
|
4,885
|
|
185
|
|
Hartford Financial Services Group, Inc.
|
|
|
17,634
|
|
240
|
|
Host Hotels & Resorts, Inc.
|
|
|
4,606
|
|
73
|
|
IntercontinentalExchange, Inc. (a)
|
|
|
12,188
|
|
522
|
|
Marsh & McLennan Cos., Inc.
|
|
|
13,113
|
|
344
|
|
Prologis, REIT
|
|
|
22,504
|
|
266
|
|
Simon Property Group, Inc., REIT
|
|
|
26,188
|
|
3,285
|
|
Unum Group
|
|
|
81,599
|
|
|
|
|
|
|
|
|
|
|
|
|
|
354,790
|
|
|
|
|
|
|
|
|
|
|
Health Care - 11.6%
|
|
|
|
|
878
|
|
Abbott Laboratories
|
|
|
50,494
|
|
234
|
|
Amgen, Inc. (a)
|
|
|
12,928
|
|
438
|
|
Barr Pharmaceuticals, Inc. (a)
|
|
|
23,521
|
|
400
|
|
Becton Dickinson & Co.
|
|
|
33,092
|
|
1,025
|
|
Celgene Corp. (a)
|
|
|
63,089
|
|
794
|
|
Forest Laboratories, Inc. (a)
|
|
|
30,609
|
|
261
|
|
IMS Health, Inc.
|
|
|
6,094
|
|
1,460
|
|
Johnson & Johnson
|
|
|
98,900
|
|
1,481
|
|
Mylan, Inc.
|
|
|
21,297
|
|
125
|
|
PerkinElmer, Inc.
|
|
|
3,410
|
|
1,260
|
|
Schering-Plough Corp.
|
|
|
39,438
|
|
229
|
|
St Jude Medical, Inc. (a)
|
|
|
9,103
|
|
248
|
|
Stryker Corp.
|
|
|
18,012
|
|
476
|
|
Varian Medical Systems, Inc. (a)
|
|
|
23,781
|
|
233
|
|
Waters Corp. (a)
|
|
|
18,183
|
|
2,599
|
|
Watson Pharmaceuticals, Inc. (a)
|
|
|
76,177
|
|
1,303
|
|
Wyeth
|
|
|
63,977
|
|
185
|
|
Zimmer Holdings, Inc. (a)
|
|
|
11,975
|
|
|
|
|
|
|
|
|
|
|
|
|
|
604,080
|
|
|
|
|
|
|
|
|
|
|
Industrials - 13.5%
|
|
|
|
|
856
|
|
Allied Waste Industries, Inc. (a)
|
|
|
9,767
|
|
679
|
|
Boeing Co.
|
|
|
62,835
|
|
453
|
|
Burlington Northern Santa Fe Corp.
|
|
|
37,834
|
|
167
|
|
CH Robinson Worldwide, Inc.
|
|
|
8,609
|
|
66
|
|
Danaher Corp.
|
|
|
5,730
|
|
76
|
|
Deere & Co.
|
|
|
13,057
|
|
174
|
|
Eaton Corp.
|
|
|
15,540
|
|
81
|
|
Fluor Corp.
|
|
|
11,921
|
|
6,216
|
|
General Electric Co.
|
|
|
238,011
|
|
550
|
|
Ingersoll-Rand Co. Ltd. - Class A (Bermuda)
|
|
|
28,402
|
|
172
|
|
L-3 Communications Holding, Inc.
|
|
|
19,032
|
|
153
|
|
Norfolk Southern Corp.
|
|
|
7,835
|
|
1,165
|
|
Paccar, Inc.
|
|
|
58,961
|
|
108
|
|
Parker Hannifin Corp.
|
|
|
8,578
|
|
174
|
|
Pitney Bowes, Inc.
|
|
|
6,699
|
|
208
|
|
Raytheon Co.
|
|
|
12,865
|
|
58
|
|
Rockwell Automation, Inc.
|
|
|
3,938
|
|
395
|
|
Rockwell Collins, Inc.
|
|
|
28,487
|
|
1,341
|
|
Southwest Airlines Co.
|
|
|
18,975
|
|
192
|
|
Trane, Inc.
|
|
|
7,048
|
|
554
|
|
United Parcel Service, Inc. - Class B
|
|
|
40,819
|
|
585
|
|
United Technologies Corp.
|
|
|
43,740
|
|
81
|
|
WW Grainger, Inc.
|
|
|
7,152
|
|
|
|
|
|
|
|
|
|
|
|
|
|
695,835
|
|
|
|
|
|
|
|
|
|
|
Information Technology - 21.6%
|
|
|
|
|
2,875
|
|
Adobe Systems, Inc. (a)
|
|
|
121,152
|
|
3,316
|
|
Advanced Micro Devices, Inc. (a)
|
|
|
32,364
|
|
109
|
|
Affiliated Computer Services, Inc. - Class A (a)
|
|
|
4,574
|
|
775
|
|
Analog Devices, Inc.
|
|
|
23,854
|
|
284
|
|
Apple, Inc. (a)
|
|
|
51,750
|
|
104
|
|
Automatic Data Processing, Inc.
|
|
|
4,686
|
|
465
|
|
Ciena Corp. (a)
|
|
|
20,451
|
|
1,544
|
|
Cisco Systems, Inc. (a)
|
|
|
43,263
|
|
92
|
|
Computer Sciences Corp. (a)
|
|
|
4,859
|
|
278
|
|
Convergys Corp. (a)
|
|
|
4,534
|
|
3,116
|
|
Corning, Inc.
|
|
|
75,688
|
|
661
|
|
Dell, Inc. (a)
|
|
|
16,221
|
|
1,478
|
|
eBay, Inc. (a)
|
|
|
49,557
|
|
502
|
|
Electronic Data Systems Corp.
|
|
|
10,171
|
|
1,260
|
|
EMC Corp. (a)
|
|
|
24,280
|
|
119
|
|
Fidelity National Information Services, Inc.
|
|
|
5,143
|
|
96
|
|
Fiserv, Inc. (a)
|
|
|
4,928
|
|
154
|
|
Google, Inc. - Class A (a)
|
|
|
106,722
|
|
1,376
|
|
Hewlett-Packard Co.
|
|
|
70,396
|
|
894
|
|
International Business Machines Corp.
|
|
|
94,031
|
|
1,068
|
|
Jabil Circuit, Inc.
|
|
|
18,103
|
|
655
|
|
Juniper Networks, Inc. (a)
|
|
|
19,467
|
|
189
|
|
Kla-Tencor Corp.
|
|
|
9,087
|
|
531
|
|
Linear Technology Corp.
|
|
|
16,174
|
|
146
|
|
MEMC Electronic Materials, Inc. (a)
|
|
|
11,327
|
|
3,726
|
|
Microsoft Corp.
|
|
|
125,194
|
|
2,375
|
|
National Semiconductor Corp.
|
|
|
54,292
|
|
359
|
|
Novellus Systems, Inc. (a)
|
|
|
9,338
|
|
124
|
|
Paychex, Inc.
|
|
|
4,836
|
|
540
|
|
Qualcomm, Inc.
|
|
|
22,021
|
|
1,739
|
|
Sun Microsystems, Inc. (a)
|
|
|
36,136
|
|
1,037
|
|
Unisys Corp. (a)
|
|
|
5,144
|
|
796
|
|
Yahoo!, Inc. (a)
|
|
|
21,341
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,121,084
|
|
|
|
|
|
|
|
|
|
|
Materials - 3.9%
|
|
|
|
|
220
|
|
Air Products & Chemicals, Inc.
|
|
|
21,789
|
|
1,214
|
|
Alcoa, Inc.
|
|
|
44,153
|
|
325
|
|
Ecolab, Inc.
|
|
|
15,568
|
|
985
|
|
EI Du Pont de Nemours & Co.
|
|
|
45,458
|
|
1,105
|
|
Hercules, Inc.
|
|
|
21,448
|
|
158
|
|
MeadWestvaco Corp.
|
|
|
5,193
|
|
408
|
|
Nucor Corp.
|
|
|
24,158
|
|
150
|
|
Pactiv Corp. (a)
|
|
|
3,810
|
|
229
|
|
Sealed Air Corp.
|
|
|
5,352
|
|
47
|
|
United States Steel Corp.
|
|
|
4,592
|
|
132
|
|
Vulcan Materials Co.
|
|
|
11,722
|
|
|
|
|
|
|
|
|
|
|
|
|
|
203,243
|
|
|
|
|
|
|
|
|
|
|
Telecommunication Services - 4.1%
|
|
|
|
|
973
|
|
AT&T, Inc.
|
|
|
37,178
|
|
484
|
|
CenturyTel, Inc.
|
|
|
20,633
|
|
1,122
|
|
Embarq Corp.
|
|
|
57,166
|
|
5,172
|
|
Sprint Nextel Corp.
|
|
|
80,269
|
|
1,541
|
|
Windstream Corp.
|
|
|
19,956
|
|
|
|
|
|
|
|
|
|
|
|
|
|
215,202
|
|
|
|
|
|
|
|
|
|
|
Utilities - 4.2%
|
|
|
|
|
827
|
|
AES Corp. (a)
|
|
|
18,070
|
|
792
|
|
CMS Energy Corp.
|
|
|
13,805
|
|
540
|
|
Dominion Resources, Inc.
|
|
|
25,504
|
|
265
|
|
Edison International
|
|
|
14,835
|
|
82
|
|
Exelon Corp.
|
|
|
6,648
|
|
506
|
|
FPL Group, Inc.
|
|
|
35,299
|
|
641
|
|
PG&E Corp.
|
|
|
29,659
|
|
219
|
|
PPL Corp.
|
|
|
11,160
|
|
195
|
|
Public Service Enterprise Group, Inc.
|
|
|
18,669
|
|
96
|
|
Questar Corp.
|
|
|
5,131
|
|
343
|
|
Sempra Energy
|
|
|
21,479
|
|
464
|
|
TECO Energy, Inc.
|
|
|
8,036
|
|
426
|
|
Xcel Energy, Inc.
|
|
|
9,845
|
|
|
|
|
|
|
|
|
|
|
|
|
|
218,140
|
|
|
|
|
|
|
|
|
|
|
Total Common Stock - 99.9%
|
|
|
|
|
|
|
(Cost $5,104,745)
|
|
|
5,195,131
|
|
|
|
|
|
|
|
|
|
|
Exchange-Traded Funds - 0.2%
|
|
|
|
|
80
|
|
SPDR Trust Series 1
|
|
|
11,893
|
|
|
|
|
|
|
|
|
|
|
(Cost $11,928)
|
|
|
|
|
|
|
|
|
|
Total Investments - 100.1%
|
|
|
|
|
|
|
(Cost $5,116,673)
|
|
|
5,207,024
|
|
|
|
Liabilities in excess of Other Assets - (0.1%)
|
|
|
(549
|
)
|
|
|
|
|
|
|
|
|
|
Net Assets - 100.0%
|
|
$
|
5,206,475
|
|
|
|
|
|
|
|
|
REIT - Real Estate Investment Trust
(a)
|
Non-income producing security.
|
Securities are classified by sectors that
represent broad groupings of related industries.
|
|
|
|
Country Allocation*
|
|
United States
|
|
96.4
|
%
|
Cayman Islands
|
|
1.9
|
%
|
Bermuda
|
|
1.7
|
%
|
*
|
Subject to change daily. Based on total investments.
|
See previously
submitted notes to financial statements for the period ended August 31, 2007.
OTR / Claymore/Ocean Tomo Growth Index ETF
Portfolio of Investments
November 30, 2007 (unaudited)
|
|
|
|
|
|
|
Number of Shares
|
|
Description
|
|
Value
|
|
|
|
Common Stock - 100.3%
|
|
|
|
|
|
|
Consumer Discretionary - 5.0%
|
|
|
|
|
725
|
|
Amazon.com, Inc. (a)
|
|
$
|
65,656
|
|
378
|
|
Garmin, Ltd. (Cayman Islands)
|
|
|
40,578
|
|
568
|
|
International Game Technology
|
|
|
24,799
|
|
66
|
|
priceline.com, Inc. (a)
|
|
|
7,511
|
|
138
|
|
Tempur-Pedic International, Inc.
|
|
|
4,097
|
|
|
|
|
|
|
|
|
|
|
|
|
|
142,641
|
|
|
|
|
|
|
|
|
|
|
Consumer Staples - 2.4%
|
|
|
|
|
756
|
|
Avon Products, Inc.
|
|
|
31,034
|
|
671
|
|
Campbell Soup, Co.
|
|
|
24,639
|
|
99
|
|
Energizer Holdings, Inc. (a)
|
|
|
11,249
|
|
46
|
|
Jones Soda Co. (a)
|
|
|
304
|
|
|
|
|
|
|
|
|
|
|
|
|
|
67,226
|
|
|
|
|
|
|
|
|
|
|
Energy - 8.6%
|
|
|
|
|
2,089
|
|
Schlumberger Ltd. (Netherlands Antilles)
|
|
|
195,217
|
|
1,031
|
|
Tenaris SA, ADR (Luxembourg)
|
|
|
48,643
|
|
|
|
|
|
|
|
|
|
|
|
|
|
243,860
|
|
|
|
|
|
|
|
|
|
|
Health Care - 25.6%
|
|
|
|
|
521
|
|
Alcon, Inc. (Switzerland)
|
|
|
72,492
|
|
29
|
|
AMAG Pharmaceuticals, Inc. (a)
|
|
|
1,671
|
|
231
|
|
Amylin Pharmaceuticals, Inc. (a)
|
|
|
8,822
|
|
3,456
|
|
Bristol-Myers Squibb Co.
|
|
|
102,401
|
|
668
|
|
Celgene Corp. (a)
|
|
|
41,115
|
|
868
|
|
Covidien Ltd. (Bermuda)
|
|
|
34,815
|
|
819
|
|
Elan Corp PLC, ADR (Ireland) (a)
|
|
|
18,862
|
|
1,839
|
|
Genentech, Inc. (a)
|
|
|
140,224
|
|
1,618
|
|
Gilead Sciences, Inc. (a)
|
|
|
75,302
|
|
67
|
|
Intuitive Surgical, Inc. (a)
|
|
|
21,955
|
|
125
|
|
Kinetic Concepts, Inc. (a)
|
|
|
7,330
|
|
101
|
|
OSI Pharmaceuticals, Inc. (a)
|
|
|
4,710
|
|
2,829
|
|
Schering-Plough Corp.
|
|
|
88,548
|
|
187
|
|
Sepracor, Inc. (a)
|
|
|
4,961
|
|
323
|
|
Shire PLC, ADR (United Kingdom)
|
|
|
22,917
|
|
716
|
|
Stryker Corp.
|
|
|
52,003
|
|
220
|
|
Varian Medical Systems, Inc. (a)
|
|
|
10,991
|
|
230
|
|
Vertex Pharmaceuticals, Inc. (a)
|
|
|
5,840
|
|
174
|
|
Waters Corp. (a)
|
|
|
13,579
|
|
|
|
|
|
|
|
|
|
|
|
|
|
728,538
|
|
|
|
|
|
|
|
|
|
|
Industrials - 15.9%
|
|
|
|
|
1,250
|
|
3M Co.
|
|
|
104,075
|
|
162
|
|
BE Aerospace, Inc. (a)
|
|
|
7,614
|
|
1,354
|
|
Boeing Co.
|
|
|
125,299
|
|
1,116
|
|
Caterpillar, Inc.
|
|
|
80,240
|
|
135
|
|
First Solar, Inc. (a)
|
|
|
32,015
|
|
125
|
|
Foster Wheeler Ltd. (Bermuda)
|
|
|
18,625
|
|
392
|
|
McDermott International, Inc. (Panama) (a)
|
|
|
20,502
|
|
382
|
|
Pitney Bowes, Inc.
|
|
|
14,707
|
|
241
|
|
Precision Castparts Corp.
|
|
|
35,509
|
|
110
|
|
Taser International, Inc. (a)
|
|
|
1,541
|
|
353
|
|
Trane, Inc.
|
|
|
12,959
|
|
|
|
|
|
|
|
|
|
|
|
|
|
453,086
|
|
|
|
|
|
|
|
|
|
|
Information Technology - 42.0%
|
|
|
|
|
1,383
|
|
Accenture Ltd. (Bermuda)
|
|
|
47,796
|
|
289
|
|
Akamai Technologies, Inc. (a)
|
|
|
10,999
|
|
317
|
|
Amkor Technology, Inc. (a)
|
|
|
2,612
|
|
1,519
|
|
Apple, Inc. (a)
|
|
|
276,792
|
|
405
|
|
Autodesk, Inc. (a)
|
|
|
19,071
|
|
10,653
|
|
Cisco Systems, Inc. (a)
|
|
|
298,497
|
|
147
|
|
F5 Networks, Inc. (a)
|
|
|
3,884
|
|
118
|
|
Flir Systems, Inc. (a)
|
|
|
8,110
|
|
393
|
|
MEMC Electronic Materials, Inc. (a)
|
|
|
30,489
|
|
12,907
|
|
Microsoft Corp.
|
|
|
433,675
|
|
171
|
|
NAVTEQ Corp. (a)
|
|
|
12,806
|
|
763
|
|
Nortel Networks Corp. (Canada) (a)
|
|
|
12,849
|
|
959
|
|
Nvidia Corp. (a)
|
|
|
30,247
|
|
123
|
|
Riverbed Technology, Inc. (a)
|
|
|
3,478
|
|
454
|
|
Sonus Networks, Inc. (a)
|
|
|
2,987
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,194,292
|
|
|
|
|
|
|
|
|
|
|
Materials - 0.5%
|
|
|
|
|
264
|
|
Celanese Corp. - Series A
|
|
|
10,476
|
|
204
|
|
Hercules, Inc.
|
|
|
3,960
|
|
|
|
|
|
|
|
|
|
|
|
|
|
14,436
|
|
|
|
|
|
|
|
|
|
|
Telecommunications - 0.3%
|
|
|
|
|
2,680
|
|
Level 3 Communications, Inc. (a)
|
|
|
9,005
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments - 100.3%
|
|
|
|
|
|
|
(Cost - $2,730,804)
|
|
|
2,853,084
|
|
|
|
Liabilities in excess of Other Assets - (0.3%)
|
|
|
(8,757
|
)
|
|
|
|
|
|
|
|
|
|
Net Assets - 100.0%
|
|
$
|
2,844,327
|
|
|
|
|
|
|
|
|
ADR - American Depositary Receipt
SA - Corporation
(a)
|
Non-income producing security.
|
Securities are classified by sectors that
represent broad groupings of related industries.
|
|
|
|
Country Allocation*
|
|
United States
|
|
81.3
|
%
|
Netherlands
|
|
6.8
|
%
|
Bermuda
|
|
3.6
|
%
|
Switzerland
|
|
2.5
|
%
|
Luxembourg
|
|
1.7
|
%
|
Cayman Islands
|
|
1.4
|
%
|
United Kingdom
|
|
0.8
|
%
|
Panama
|
|
0.7
|
%
|
Ireland
|
|
0.7
|
%
|
Canada
|
|
0.5
|
%
|
*
|
Subject to change daily. Based on total investments.
|
See previously
submitted notes to financial statements for the period ending August 31, 2007.
OTP / Claymore/Ocean Tomo Patent ETF
Portfolio of Investments
November 30, 2007 (unaudited)
|
|
|
|
|
|
|
Number of Shares
|
|
Description
|
|
Value
|
|
|
|
Common Stocks - 99.6%
|
|
|
|
|
|
|
Consumer Discretionary - 8.0%
|
|
|
|
|
573
|
|
Amazon.com, Inc. (a)
|
|
$
|
51,891
|
|
105
|
|
Autoliv, Inc.
|
|
|
6,132
|
|
91
|
|
Black & Decker Corp.
|
|
|
7,521
|
|
1,642
|
|
DIRECTV Group, Inc. (The) (a)
|
|
|
40,837
|
|
387
|
|
Discovery Holding Co. - Class A
|
|
|
9,466
|
|
397
|
|
Eastman Kodak Co.
|
|
|
9,322
|
|
211
|
|
Fortune Brands, Inc.
|
|
|
16,173
|
|
322
|
|
Gannett Co., Inc.
|
|
|
11,834
|
|
299
|
|
Garmin, Ltd. (Cayman Islands)
|
|
|
32,098
|
|
199
|
|
Gentex Corp.
|
|
|
3,944
|
|
397
|
|
IAC/InterActiveCorp (a)
|
|
|
11,049
|
|
450
|
|
International Game Technology
|
|
|
19,647
|
|
820
|
|
Johnson Controls, Inc.
|
|
|
31,668
|
|
106
|
|
Lear Corp. (a)
|
|
|
3,121
|
|
235
|
|
Leggett & Platt, Inc.
|
|
|
4,836
|
|
163
|
|
Magna International, Inc. - Class A (Canada)
|
|
|
13,736
|
|
95
|
|
Mohawk Industries, Inc. (a)
|
|
|
7,642
|
|
386
|
|
Newell Rubbermaid, Inc.
|
|
|
10,337
|
|
688
|
|
Nike, Inc. - Class B
|
|
|
45,167
|
|
53
|
|
priceline.com, Inc. (a)
|
|
|
6,031
|
|
128
|
|
Scientific Games Corp. - Class A (a)
|
|
|
4,146
|
|
1,386
|
|
Sony Corp., ADR (Japan)
|
|
|
74,802
|
|
113
|
|
Stanley Works (The)
|
|
|
5,893
|
|
110
|
|
Tempur-Pedic International, Inc.
|
|
|
3,266
|
|
1,348
|
|
Time Warner Cable, Inc. - Class A (a)
|
|
|
35,088
|
|
5,174
|
|
Time Warner, Inc.
|
|
|
89,303
|
|
2,491
|
|
Toyota Motor Corp., ADR (Japan)
|
|
|
280,611
|
|
2,678
|
|
Walt Disney Co. (The)
|
|
|
88,776
|
|
108
|
|
Whirlpool Corp.
|
|
|
8,744
|
|
|
|
|
|
|
|
|
|
|
|
|
|
933,081
|
|
|
|
|
|
|
|
|
|
|
Consumer Staples - 7.0%
|
|
|
|
|
2,907
|
|
Altria Group, Inc.
|
|
|
225,467
|
|
889
|
|
Archer-Daniels-Midland Co.
|
|
|
32,315
|
|
597
|
|
Avon Products, Inc.
|
|
|
24,507
|
|
531
|
|
Campbell Soup Co.
|
|
|
19,498
|
|
180
|
|
Dean Foods Co. (a)
|
|
|
4,489
|
|
79
|
|
Energizer Holdings, Inc. (a)
|
|
|
8,977
|
|
446
|
|
General Mills, Inc.
|
|
|
26,827
|
|
35
|
|
Jones Soda Co. (a)
|
|
|
231
|
|
588
|
|
Kimberly-Clark Corp.
|
|
|
41,048
|
|
2,176
|
|
Kraft Foods, Inc. - Class A
|
|
|
75,181
|
|
4,302
|
|
Procter & Gamble Co.
|
|
|
318,348
|
|
493
|
|
Tyson Foods, Inc. - Class A
|
|
|
7,351
|
|
379
|
|
WM Wrigley Jr. Co.
|
|
|
24,256
|
|
|
|
|
|
|
|
|
|
|
|
|
|
808,495
|
|
|
|
|
|
|
|
|
|
|
Energy - 13.4%
|
|
|
|
|
643
|
|
Anadarko Petroleum Corp.
|
|
|
36,394
|
|
440
|
|
Baker Hughes, Inc.
|
|
|
35,319
|
|
403
|
|
BJ Services Co.
|
|
|
9,906
|
|
2,942
|
|
Chevron Corp.
|
|
|
258,219
|
|
2,247
|
|
ConocoPhillips
|
|
|
179,850
|
|
119
|
|
Dresser-Rand Group, Inc. (a)
|
|
|
4,236
|
|
178
|
|
FMC Technologies, Inc. (a)
|
|
|
9,893
|
|
177
|
|
Grant Prideco, Inc. (a)
|
|
|
8,514
|
|
1,217
|
|
Halliburton Co.
|
|
|
44,554
|
|
941
|
|
Marathon Oil Corp.
|
|
|
52,602
|
|
389
|
|
Nabors Industries Ltd. (Bermuda) (a)
|
|
|
10,464
|
|
492
|
|
National Oilwell Varco, Inc. (a)
|
|
|
33,530
|
|
4,418
|
|
Royal Dutch Shell PLC, ADR (United Kingdom)
|
|
|
359,758
|
|
1,651
|
|
Schlumberger Ltd. (Netherlands Antilles)
|
|
|
154,286
|
|
276
|
|
Smith International, Inc.
|
|
|
17,311
|
|
815
|
|
Tenaris SA (Luxembourg)
|
|
|
38,452
|
|
3,303
|
|
Total SA (France)
|
|
|
267,279
|
|
466
|
|
Weatherford International, Ltd. (Bermuda) (a)
|
|
|
29,181
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,549,748
|
|
|
|
|
|
|
|
|
|
|
Financials - 2.6%
|
|
|
|
|
740
|
|
Fifth Third Bancorp
|
|
|
22,133
|
|
913
|
|
Freddie Mac
|
|
|
32,019
|
|
4,636
|
|
JPMorgan Chase & Co.
|
|
|
211,494
|
|
739
|
|
Loews Corp.
|
|
|
35,317
|
|
|
|
|
|
|
|
|
|
|
|
|
|
300,963
|
|
|
|
|
|
|
|
|
|
|
Health Care - 19.6%
|
|
|
|
|
2,134
|
|
Abbott Laboratories
|
|
|
122,726
|
|
83
|
|
Advanced Medical Optics, Inc. (a)
|
|
|
2,093
|
|
96
|
|
Affymetrix, Inc. (a)
|
|
|
2,002
|
|
411
|
|
Alcon, Inc. (Switzerland)
|
|
|
57,187
|
|
422
|
|
Allergan, Inc.
|
|
|
28,291
|
|
23
|
|
AMAG Pharmaceuticals, Inc. (a)
|
|
|
1,325
|
|
249
|
|
AmerisourceBergen Corp.
|
|
|
11,297
|
|
1,500
|
|
Amgen, Inc. (a)
|
|
|
82,875
|
|
183
|
|
Amylin Pharmaceuticals, Inc. (a)
|
|
|
6,989
|
|
252
|
|
Applera Corp. - Applied Biosystems Group
|
|
|
8,608
|
|
337
|
|
Becton Dickinson & Co.
|
|
|
27,880
|
|
404
|
|
Biogen Idec, Inc. (a)
|
|
|
29,944
|
|
2,056
|
|
Boston Scientific Corp. (a)
|
|
|
25,967
|
|
2,731
|
|
Bristol-Myers Squibb Co.
|
|
|
80,920
|
|
502
|
|
Cardinal Health, Inc.
|
|
|
30,396
|
|
529
|
|
Celgene Corp. (a)
|
|
|
32,560
|
|
91
|
|
Cephalon, Inc. (a)
|
|
|
6,818
|
|
62
|
|
Cooper Cos., Inc. (The)
|
|
|
2,668
|
|
686
|
|
Covidien Ltd. (Bermuda)
|
|
|
27,515
|
|
143
|
|
CR Bard, Inc.
|
|
|
12,088
|
|
116
|
|
Dendreon Corp. (a)
|
|
|
580
|
|
646
|
|
Elan Corp. PLC, ADR (Ireland) (a)
|
|
|
14,877
|
|
1,453
|
|
Genentech, Inc. (a)
|
|
|
110,791
|
|
363
|
|
Genzyme Corp. (a)
|
|
|
27,200
|
|
1,279
|
|
Gilead Sciences, Inc. (a)
|
|
|
59,525
|
|
217
|
|
Hospira, Inc. (a)
|
|
|
9,396
|
|
54
|
|
Intuitive Surgical, Inc. (a)
|
|
|
17,695
|
|
91
|
|
Inverness Medical Innovations, Inc. (a)
|
|
|
5,340
|
|
64
|
|
Invitrogen Corp. (a)
|
|
|
6,209
|
|
3,996
|
|
Johnson & Johnson
|
|
|
270,689
|
|
98
|
|
Kinetic Concepts, Inc. (a)
|
|
|
5,747
|
|
338
|
|
King Pharmaceuticals, Inc. (a)
|
|
|
3,579
|
|
80
|
|
LifePoint Hospitals, Inc. (a)
|
|
|
2,531
|
|
409
|
|
McKesson Corp.
|
|
|
27,292
|
|
176
|
|
Medarex, Inc. (a)
|
|
|
2,235
|
|
373
|
|
Medco Health Solutions, Inc. (a)
|
|
|
37,296
|
|
1,565
|
|
Medtronic, Inc.
|
|
|
79,580
|
|
444
|
|
Millennium Pharmaceuticals, Inc. (a)
|
|
|
6,545
|
|
74
|
|
Millipore Corp. (a)
|
|
|
6,059
|
|
362
|
|
Mylan Laboratories, Inc.
|
|
|
5,206
|
|
3,766
|
|
Novartis AG, ADR (Switzerland)
|
|
|
212,854
|
|
75
|
|
Onyx Pharmaceuticals, Inc. (a)
|
|
|
4,091
|
|
80
|
|
OSI Pharmaceuticals, Inc. (a)
|
|
|
3,730
|
|
161
|
|
PDL BioPharma, Inc. (a)
|
|
|
2,851
|
|
9,563
|
|
Pfizer, Inc.
|
|
|
227,217
|
|
267
|
|
Quest Diagnostics, Inc.
|
|
|
14,701
|
|
111
|
|
Resmed, Inc. (a)
|
|
|
5,084
|
|
3,761
|
|
Sanofi-Aventis, ADR (France)
|
|
|
178,497
|
|
2,235
|
|
Schering-Plough Corp.
|
|
|
69,955
|
|
49
|
|
Sciele Pharma, Inc. (a)
|
|
|
1,094
|
|
147
|
|
Sepracor, Inc. (a)
|
|
|
3,900
|
|
256
|
|
Shire PLC, ADR (United Kingdom)
|
|
|
18,163
|
|
469
|
|
Saint Jude Medical, Inc. (a)
|
|
|
18,643
|
|
565
|
|
Stryker Corp.
|
|
|
41,036
|
|
589
|
|
Thermo Fisher Scientific, Inc. (a)
|
|
|
33,950
|
|
30
|
|
United Therapeutics Corp. (a)
|
|
|
3,002
|
|
175
|
|
Varian Medical Systems, Inc. (a)
|
|
|
8,743
|
|
183
|
|
Vertex Pharmaceuticals, Inc. (a)
|
|
|
4,646
|
|
138
|
|
Waters Corp. (a)
|
|
|
10,769
|
|
143
|
|
Watson Pharmaceuticals, Inc. (a)
|
|
|
4,191
|
|
1,856
|
|
Wyeth
|
|
|
91,130
|
|
325
|
|
Zimmer Holdings, Inc. (a)
|
|
|
21,037
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2,277,805
|
|
|
|
|
|
|
|
|
|
|
Industrials - 15.1%
|
|
|
|
|
989
|
|
3M Co.
|
|
|
82,344
|
|
127
|
|
AGCO Corp. (a)
|
|
|
8,755
|
|
147
|
|
Avery Dennison Corp.
|
|
|
7,660
|
|
128
|
|
BE Aerospace, Inc. (a)
|
|
|
6,016
|
|
1,070
|
|
Boeing Co.
|
|
|
99,018
|
|
881
|
|
Caterpillar, Inc.
|
|
|
63,344
|
|
580
|
|
CSX Corp.
|
|
|
24,360
|
|
136
|
|
Cummins, Inc.
|
|
|
15,898
|
|
428
|
|
Danaher Corp.
|
|
|
37,159
|
|
305
|
|
Deere & Co.
|
|
|
52,399
|
|
274
|
|
Dover Corp.
|
|
|
12,681
|
|
201
|
|
Eaton Corp.
|
|
|
17,951
|
|
1,094
|
|
Emerson Electric Co.
|
|
|
62,380
|
|
55
|
|
Energy Conversion Devices, Inc. (a)
|
|
|
1,423
|
|
106
|
|
First Solar, Inc. (a)
|
|
|
25,138
|
|
98
|
|
Foster Wheeler Ltd. (Bermuda) (a)
|
|
|
14,602
|
|
14,144
|
|
General Electric Co.
|
|
|
541,574
|
|
172
|
|
Goodrich Corp.
|
|
|
12,262
|
|
1,031
|
|
Honeywell International, Inc.
|
|
|
58,375
|
|
751
|
|
Illinois Tool Works, Inc.
|
|
|
41,681
|
|
396
|
|
Ingersoll-Rand Co., Ltd. - Class A (Bermuda)
|
|
|
20,449
|
|
250
|
|
ITT Corp.
|
|
|
16,110
|
|
54
|
|
Kennametal, Inc.
|
|
|
4,215
|
|
1,578
|
|
Koninklijke Philips Electronics NV - NY Shares (Netherlands)
|
|
|
65,661
|
|
175
|
|
L-3 Communications Holdings, Inc.
|
|
|
19,364
|
|
309
|
|
McDermott International, Inc. (Panama) (a)
|
|
|
16,161
|
|
467
|
|
Northrop Grumman Corp.
|
|
|
36,795
|
|
103
|
|
Oshkosh Truck Corp.
|
|
|
4,953
|
|
169
|
|
Pall Corp.
|
|
|
6,464
|
|
233
|
|
Parker Hannifin Corp.
|
|
|
18,507
|
|
303
|
|
Pitney Bowes, Inc.
|
|
|
11,665
|
|
191
|
|
Precision Castparts Corp.
|
|
|
28,142
|
|
594
|
|
Raytheon Co.
|
|
|
36,739
|
|
210
|
|
Rockwell Automation, Inc.
|
|
|
14,257
|
|
1,247
|
|
Siemens AG, ADR (Germany)
|
|
|
189,257
|
|
75
|
|
SPX Corp.
|
|
|
7,632
|
|
115
|
|
Sunpower Corp. - Class A (a)
|
|
|
14,311
|
|
87
|
|
Taser International, Inc. (a)
|
|
|
1,219
|
|
279
|
|
Trane, Inc.
|
|
|
10,242
|
|
112
|
|
Trinity Industries, Inc.
|
|
|
2,835
|
|
686
|
|
Tyco International, Ltd. (Bermuda)
|
|
|
27,529
|
|
110
|
|
WW Grainger, Inc.
|
|
|
9,713
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,747,240
|
|
|
|
|
|
|
|
|
|
|
Information Technology - 23.0%
|
|
|
|
|
822
|
|
Accenture, Ltd. - Class A (Bermuda)
|
|
|
28,408
|
|
162
|
|
ADC Telecommunications, Inc. (a)
|
|
|
2,683
|
|
781
|
|
Advanced Micro Devices, Inc. (a)
|
|
|
7,623
|
|
533
|
|
Agilent Technologies, Inc. (a)
|
|
|
20,163
|
|
228
|
|
Akamai Technologies, Inc. (a)
|
|
|
8,678
|
|
3,197
|
|
Alcatel-Lucent (France)
|
|
|
25,896
|
|
475
|
|
Altera Corp.
|
|
|
8,921
|
|
251
|
|
Amkor Technology, Inc. (a)
|
|
|
2,068
|
|
429
|
|
Analog Devices, Inc.
|
|
|
13,205
|
|
216
|
|
Andrew Corp. (a)
|
|
|
3,167
|
|
1,201
|
|
Apple, Inc. (a)
|
|
|
218,846
|
|
1,902
|
|
Applied Materials, Inc.
|
|
|
35,815
|
|
596
|
|
ASML Holding NV (Netherlands) (a)
|
|
|
20,711
|
|
78
|
|
Atheros Communications, Inc. (a)
|
|
|
2,300
|
|
678
|
|
Atmel Corp. (a)
|
|
|
2,976
|
|
320
|
|
Autodesk, Inc. (a)
|
|
|
15,069
|
|
541
|
|
BEA Systems, Inc. (a)
|
|
|
8,564
|
|
277
|
|
BMC Software, Inc. (a)
|
|
|
9,163
|
|
747
|
|
Broadcom Corp. - Class A (a)
|
|
|
19,975
|
|
135
|
|
Business Objects SA, ADR (France) (a)
|
|
|
8,205
|
|
384
|
|
Cadence Design Systems, Inc. (a)
|
|
|
6,374
|
|
119
|
|
Ciena Corp. (a)
|
|
|
5,234
|
|
8,420
|
|
Cisco Systems, Inc. (a)
|
|
|
235,928
|
|
114
|
|
Cognos, Inc. (Canada) (a)
|
|
|
6,530
|
|
86
|
|
CommScope, Inc. (a)
|
|
|
3,483
|
|
241
|
|
Computer Sciences Corp. (a)
|
|
|
12,730
|
|
417
|
|
Compuware Corp. (a)
|
|
|
3,444
|
|
119
|
|
Cree, Inc. (a)
|
|
|
2,931
|
|
43
|
|
Cymer, Inc. (a)
|
|
|
1,766
|
|
212
|
|
Cypress Semiconductor Corp. (a)
|
|
|
7,043
|
|
90
|
|
Diebold, Inc.
|
|
|
3,056
|
|
707
|
|
Electronic Data Systems Corp.
|
|
|
14,324
|
|
2,895
|
|
EMC Corp. (a)
|
|
|
55,787
|
|
118
|
|
Emulex Corp. (a)
|
|
|
1,977
|
|
115
|
|
F5 Networks, Inc. (a)
|
|
|
3,038
|
|
171
|
|
Fairchild Semiconductor International, Inc. (a)
|
|
|
2,712
|
|
94
|
|
Flir Systems, Inc. (a)
|
|
|
6,461
|
|
66
|
|
Formfactor, Inc. (a)
|
|
|
2,504
|
|
188
|
|
Harris Corp.
|
|
|
11,801
|
|
3,571
|
|
Hewlett-Packard Co.
|
|
|
182,692
|
|
1,033
|
|
Infineon Technologies AG, ADR (Germany)
|
|
|
12,231
|
|
265
|
|
Integrated Device Technology, Inc. (a)
|
|
|
3,214
|
|
8,061
|
|
Intel Corp.
|
|
|
210,231
|
|
65
|
|
Interdigital, Inc. (a)
|
|
|
1,170
|
|
1,878
|
|
International Business Machines Corp.
|
|
|
197,528
|
|
99
|
|
International Rectifier Corp. (a)
|
|
|
3,219
|
|
184
|
|
Intersil Corp. - Class A
|
|
|
4,589
|
|
41
|
|
Itron, Inc. (a)
|
|
|
3,180
|
|
304
|
|
JDS Uniphase Corp. (a)
|
|
|
4,092
|
|
710
|
|
Juniper Networks, Inc. (a)
|
|
|
21,101
|
|
251
|
|
Kla-Tencor Corp.
|
|
|
12,068
|
|
170
|
|
Lam Research Corp. (a)
|
|
|
7,794
|
|
130
|
|
Lexmark International, Inc. - Class A (a)
|
|
|
4,534
|
|
313
|
|
Linear Technology Corp.
|
|
|
9,534
|
|
989
|
|
LSI Logic Corp. (a)
|
|
|
5,489
|
|
75
|
|
Macrovision Corp. (a)
|
|
|
1,869
|
|
815
|
|
Marvell Technology Group, Ltd. (Bermuda) (a)
|
|
|
12,176
|
|
312
|
|
MEMC Electronic Materials, Inc. (a)
|
|
|
24,205
|
|
1,049
|
|
Micron Technology, Inc. (a)
|
|
|
8,728
|
|
12,916
|
|
Microsoft Corp.
|
|
|
433,978
|
|
3,166
|
|
Motorola, Inc.
|
|
|
50,561
|
|
364
|
|
National Semiconductor Corp.
|
|
|
8,321
|
|
136
|
|
NAVTEQ Corp. (a)
|
|
|
10,185
|
|
491
|
|
Network Appliance, Inc. (a)
|
|
|
12,133
|
|
603
|
|
Nortel Networks Corp. (Canada) (a)
|
|
|
10,154
|
|
483
|
|
Novell, Inc. (a)
|
|
|
3,391
|
|
171
|
|
Novellus Systems, Inc. (a)
|
|
|
4,448
|
|
256
|
|
Nuance Communications, Inc. (a)
|
|
|
5,166
|
|
758
|
|
Nvidia Corp. (a)
|
|
|
23,907
|
|
145
|
|
Palm, Inc. (a)
|
|
|
1,011
|
|
296
|
|
PMC - Sierra, Inc. (a)
|
|
|
2,078
|
|
127
|
|
Polycom, Inc. (a)
|
|
|
3,082
|
|
2,312
|
|
Qualcomm, Inc.
|
|
|
94,283
|
|
144
|
|
Rambus, Inc. (a)
|
|
|
2,792
|
|
397
|
|
RF Micro Devices, Inc. (a)
|
|
|
2,295
|
|
97
|
|
Riverbed Technology, Inc. (a)
|
|
|
2,743
|
|
314
|
|
SanDisk Corp. (a)
|
|
|
11,756
|
|
734
|
|
Seagate Technology (Cayman Islands)
|
|
|
18,930
|
|
75
|
|
Silicon Laboratories, Inc. (a)
|
|
|
2,785
|
|
73
|
|
SiRF Technology Holdings, Inc. (a)
|
|
|
1,759
|
|
220
|
|
Skyworks Solutions, Inc. (a)
|
|
|
1,998
|
|
360
|
|
Sonus Networks, Inc. (a)
|
|
|
2,369
|
|
1,257
|
|
STMicroelectronics NV (Netherlands)
|
|
|
19,131
|
|
1,178
|
|
Sun Microsystems, Inc. (a)
|
|
|
24,479
|
|
1,218
|
|
Symantec Corp. (a)
|
|
|
21,680
|
|
200
|
|
Synopsys, Inc. (a)
|
|
|
4,922
|
|
7,295
|
|
Taiwan Semiconductor Manufacturing Co. Ltd. (China)
|
|
|
72,366
|
|
2,226
|
|
Telefonaktiebolaget LM Ericsson (Sweden)
|
|
|
54,448
|
|
606
|
|
Tellabs, Inc. (a)
|
|
|
4,218
|
|
1,973
|
|
Texas Instruments, Inc.
|
|
|
62,288
|
|
105
|
|
Varian Semiconductor Equipment Associates, Inc. (a)
|
|
|
4,359
|
|
345
|
|
VeriSign, Inc. (a)
|
|
|
14,110
|
|
257
|
|
Vishay Intertechnology, Inc. (a)
|
|
|
3,210
|
|
304
|
|
Western Digital Corp. (a)
|
|
|
8,399
|
|
1,275
|
|
Xerox Corp. (a)
|
|
|
21,522
|
|
412
|
|
Xilinx, Inc.
|
|
|
9,023
|
|
1,848
|
|
Yahoo!, Inc. (a)
|
|
|
49,545
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2,663,028
|
|
|
|
|
|
|
|
|
|
|
Materials - 5.0%
|
|
|
|
|
298
|
|
Air Products & Chemicals, Inc.
|
|
|
29,514
|
|
131
|
|
Albemarle Corp.
|
|
|
5,782
|
|
1,170
|
|
Alcoa, Inc.
|
|
|
42,553
|
|
142
|
|
Ball Corp.
|
|
|
6,568
|
|
1,195
|
|
Barrick Gold Corp. (Canada)
|
|
|
48,409
|
|
209
|
|
Celanese Corp.
|
|
|
8,293
|
|
1,304
|
|
Dow Chemical Co. (The)
|
|
|
54,690
|
|
115
|
|
Eastman Chemical Co.
|
|
|
7,384
|
|
338
|
|
Ecolab, Inc.
|
|
|
16,190
|
|
1,271
|
|
EI Du Pont de Nemours & Co.
|
|
|
58,657
|
|
161
|
|
Hercules, Inc.
|
|
|
3,125
|
|
123
|
|
International Flavors & Fragrances, Inc.
|
|
|
6,167
|
|
594
|
|
International Paper Co.
|
|
|
20,048
|
|
96
|
|
Lubrizol Corp.
|
|
|
6,157
|
|
349
|
|
Lyondell Chemical Co.
|
|
|
16,473
|
|
256
|
|
MeadWestvaco Corp.
|
|
|
8,415
|
|
755
|
|
Monsanto Co.
|
|
|
75,024
|
|
626
|
|
Newmont Mining Corp.
|
|
|
31,106
|
|
42
|
|
OM Group, Inc. (a)
|
|
|
2,364
|
|
180
|
|
Pactiv Corp. (a)
|
|
|
4,572
|
|
482
|
|
POSCO, ADR (Korea)
|
|
|
76,093
|
|
226
|
|
PPG Industries, Inc.
|
|
|
15,513
|
|
271
|
|
Rohm & Haas Co.
|
|
|
14,734
|
|
224
|
|
Sealed Air Corp.
|
|
|
5,235
|
|
300
|
|
Weyerhaeuser Co.
|
|
|
21,954
|
|
|
|
|
|
|
|
|
|
|
|
|
|
585,020
|
|
|
|
|
|
|
|
|
|
|
Telecommunication Services - 5.1%
|
|
|
|
|
8,420
|
|
AT&T, Inc.
|
|
|
321,728
|
|
2,118
|
|
Level 3 Communications, Inc. (a)
|
|
|
7,116
|
|
1,016
|
|
SK Telecom Co. Ltd. (Korea)
|
|
|
32,177
|
|
3,930
|
|
Sprint Nextel Corp.
|
|
|
60,994
|
|
4,006
|
|
Verizon Communications, Inc.
|
|
|
173,099
|
|
|
|
|
|
|
|
|
|
|
|
|
|
595,114
|
|
|
|
|
|
|
|
|
|
|
Utilities - 0.8%
|
|
|
|
|
373
|
|
Consolidated Edison, Inc.
|
|
|
18,072
|
|
450
|
|
Edison International
|
|
|
25,191
|
|
1,045
|
|
Southern Co.
|
|
|
39,313
|
|
161
|
|
Wisconsin Energy Corp.
|
|
|
7,702
|
|
|
|
|
|
|
|
|
|
|
|
|
|
90,278
|
|
|
|
|
|
|
|
|
|
|
Total Common Stock - 99.6%
|
|
|
|
|
|
|
(Cost $10,945,886)
|
|
|
11,550,772
|
|
|
|
|
|
|
|
|
|
|
Exchange-Traded Funds - 0.5%
|
|
|
|
|
395
|
|
SPDR Trust Series 1
|
|
|
|
|
|
|
(Cost $58,766)
|
|
|
58,721
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments - 100.1%
|
|
|
|
|
|
|
(Cost $11,004,652)
|
|
|
11,609,493
|
|
|
|
Liabilities in excess of Other Assets - (0.1%)
|
|
|
(4,373
|
)
|
|
|
|
|
|
|
|
|
|
Net Assets - 100.0%
|
|
$
|
11,605,120
|
|
|
|
|
|
|
|
|
ADR - American Depositary Receipt
(a)
|
Non-income producing security.
|
Securities are classified by sectors that
represent broad groupings of related industries.
|
|
|
|
Country Allocation*
|
|
United States
|
|
78.1
|
%
|
France
|
|
4.1
|
%
|
United Kingdom
|
|
3.3
|
%
|
Japan
|
|
3.1
|
%
|
Switzerland
|
|
2.3
|
%
|
Netherlands Antilles
|
|
2.2
|
%
|
Germany
|
|
1.7
|
%
|
Bermuda
|
|
1.5
|
%
|
Korea
|
|
0.9
|
%
|
Canada
|
|
0.7
|
%
|
China
|
|
0.6
|
%
|
Cayman Islands
|
|
0.5
|
%
|
Sweden
|
|
0.5
|
%
|
Luxembourg
|
|
0.3
|
%
|
Ireland
|
|
0.1
|
%
|
Panama
|
|
0.1
|
%
|
|
|
|
|
*
|
Subject to change daily. Based on total investments.
|
See previously
submitted notes to financial statements for the period ended August 31, 2007.
DEF / Claymore/Sabrient Defender ETF
Portfolio of Investments
November 30, 2007 (Unaudited)
|
|
|
|
|
|
Number of Shares
|
|
Description
|
|
Value
|
|
|
Common Stocks - 95.0%
|
|
|
|
|
|
Consumer Discretionary - 10.8%
|
|
|
|
3,882
|
|
Abercrombie & Fitch Co. - Class A
|
|
$
|
318,479
|
11,345
|
|
Eastman Kodak Co.
|
|
|
266,381
|
33,179
|
|
Ford Motor Co. (a)
|
|
|
249,174
|
2,885
|
|
Magna International, Inc. - Class A (Canada)
|
|
|
243,119
|
4,794
|
|
McDonalds Corp.
|
|
|
280,305
|
10,226
|
|
Newell Rubbermaid, Inc.
|
|
|
273,852
|
7,068
|
|
Royal Caribbean Cruises Ltd. (Liberia)
|
|
|
286,678
|
20,528
|
|
Service Corp. International
|
|
|
272,612
|
10,221
|
|
Shaw Communications, Inc. - Class B (Canada)
|
|
|
253,276
|
333
|
|
Washington Post Co. (The) - Class B
|
|
|
268,565
|
3,706
|
|
Whirlpool Corp.
|
|
|
300,038
|
|
|
|
|
|
|
|
|
|
|
|
3,012,479
|
|
|
|
|
|
|
|
|
Consumer Staples - 18.0%
|
|
|
|
3,925
|
|
Altria Group, Inc.
|
|
|
304,423
|
5,581
|
|
Anheuser-Busch Cos., Inc.
|
|
|
294,230
|
3,822
|
|
British American Tobacco PLC - ADR (United Kingdom)
|
|
|
300,409
|
3,977
|
|
Brown-Forman Corp. - Class B
|
|
|
280,935
|
7,734
|
|
Campbell Soup Co.
|
|
|
283,993
|
3,778
|
|
Colgate-Palmolive Co.
|
|
|
302,542
|
4,255
|
|
Costco Wholesale Corp.
|
|
|
286,787
|
4,974
|
|
General Mills, Inc.
|
|
|
299,186
|
6,308
|
|
H.J. Heinz Co.
|
|
|
298,368
|
5,480
|
|
Kellogg Co.
|
|
|
296,139
|
3,307
|
|
Loews Corp. (Tracking Stock)
|
|
|
294,158
|
5,182
|
|
Molson Coors Brewing Co. - Class B
|
|
|
278,999
|
8,479
|
|
PepsiAmericas, Inc.
|
|
|
287,014
|
17,496
|
|
Sara Lee Corp.
|
|
|
294,458
|
7,544
|
|
SUPERVALU, Inc.
|
|
|
315,867
|
5,378
|
|
UST, Inc.
|
|
|
311,386
|
4,656
|
|
WM Wrigley Jr. Co.
|
|
|
297,984
|
|
|
|
|
|
|
|
|
|
|
|
5,026,878
|
|
|
|
|
|
|
|
|
Energy - 6.3%
|
|
|
|
4,766
|
|
Anadarko Petroleum Corp.
|
|
|
269,756
|
6,490
|
|
Enbridge, Inc. (Canada)
|
|
|
241,882
|
4,866
|
|
Imperial Oil Ltd. (Canada)
|
|
|
238,580
|
4,812
|
|
Petro-Canada (Canada)
|
|
|
232,756
|
5,264
|
|
Pioneer Natural Resources Co.
|
|
|
234,616
|
7,292
|
|
Repsol YPF SA - ADR (Spain)
|
|
|
268,856
|
6,568
|
|
TransCanada Corp. (Canada)
|
|
|
261,669
|
|
|
|
|
|
|
|
|
|
|
|
1,748,115
|
|
|
|
|
|
|
|
|
Financials - 25.8%
|
|
|
|
4,552
|
|
Aflac, Inc.
|
|
|
285,137
|
5,564
|
|
Allstate Corp. (The)
|
|
|
284,432
|
6,884
|
|
American Capital Strategies Ltd.
|
|
|
258,907
|
7,142
|
|
Apartment Investment & Management Co. - Class A - REIT
|
|
|
284,037
|
2,607
|
|
AvalonBay Communities, Inc. - REIT
|
|
|
259,240
|
7,534
|
|
Axis Capital Holdings Ltd. (Bermuda)
|
|
|
287,347
|
5,077
|
|
Bank of Nova Scotia (Canada)
|
|
|
269,183
|
2,773
|
|
Boston Properties, Inc. - REIT
|
|
|
272,919
|
7,260
|
|
Cincinnati Financial Corp.
|
|
|
290,255
|
9,470
|
|
Duke Realty Corp. - REIT
|
|
|
248,966
|
983
|
|
Fairfax Financial Holdings Ltd. (Canada)
|
|
|
281,384
|
5,563
|
|
General Growth Properties, Inc. - REIT
|
|
|
258,346
|
7,661
|
|
Hospitality Properties Trust - REIT
|
|
|
279,933
|
9,693
|
|
iStar Financial, Inc. - REIT
|
|
|
283,714
|
3,477
|
|
Macerich Co. (The) - REIT
|
|
|
269,989
|
6,253
|
|
Manulife Financial Corp. (Canada)
|
|
|
261,250
|
568
|
|
Markel Corp. (a)
|
|
|
273,861
|
3,460
|
|
PartnerRe Ltd. (Bermuda)
|
|
|
285,692
|
6,525
|
|
Plum Creek Timber Co., Inc. - REIT
|
|
|
302,564
|
4,257
|
|
Principal Financial Group, Inc.
|
|
|
278,791
|
3,841
|
|
Public Storage - REIT
|
|
|
297,063
|
4,057
|
|
Regency Centers Corp. - REIT
|
|
|
269,547
|
2,887
|
|
Simon Property Group, Inc. - REIT
|
|
|
284,225
|
4,920
|
|
Sun Life Financial, Inc. (Canada)
|
|
|
261,646
|
4,504
|
|
Torchmark Corp.
|
|
|
277,807
|
5,437
|
|
Travelers Cos., Inc. (The)
|
|
|
288,759
|
|
|
|
|
|
|
|
|
|
|
|
7,194,994
|
|
|
|
|
|
|
|
|
Health Care - 7.3%
|
|
|
|
4,777
|
|
DaVita, Inc. (a)
|
|
|
295,983
|
11,467
|
|
IMS Health, Inc.
|
|
|
267,754
|
4,410
|
|
McKesson Corp.
|
|
|
294,279
|
5,096
|
|
Merck & Co., Inc.
|
|
|
302,499
|
5,410
|
|
Novartis AG - ADR (Switzerland)
|
|
|
305,773
|
11,966
|
|
Pfizer, Inc.
|
|
|
284,312
|
5,378
|
|
Quest Diagnostics, Inc.
|
|
|
296,113
|
|
|
|
|
|
|
|
|
|
|
|
2,046,713
|
|
|
|
|
|
|
|
|
Industrials - 9.7%
|
|
|
|
22,636
|
|
Allied Waste Industries, Inc. (a)
|
|
|
258,277
|
5,008
|
|
Avery Dennison Corp.
|
|
|
260,967
|
5,248
|
|
Canadian National Railway Co. (Canada)
|
|
|
257,362
|
18,605
|
|
Lan Airlines SA - ADR (Chile)
|
|
|
274,424
|
2,606
|
|
Lockheed Martin Corp.
|
|
|
288,406
|
3,389
|
|
Northrop Grumman Corp.
|
|
|
267,019
|
7,128
|
|
R.R. Donnelley & Sons Co.
|
|
|
261,313
|
8,545
|
|
Republic Services, Inc.
|
|
|
283,438
|
3,857
|
|
United Parcel Service, Inc. - Class B
|
|
|
284,184
|
8,008
|
|
Waste Management, Inc.
|
|
|
274,835
|
|
|
|
|
|
|
|
|
|
|
|
2,710,225
|
|
|
|
|
|
|
|
|
Materials - 9.1%
|
|
|
|
6,008
|
|
Ball Corp.
|
|
|
277,870
|
4,268
|
|
Eastman Chemical Co.
|
|
|
274,048
|
5,898
|
|
El Du Pont de Nemours & Co.
|
|
|
272,193
|
4,864
|
|
FMC Corp.
|
|
|
266,158
|
8,578
|
|
MeadWestvaco Corp.
|
|
|
281,959
|
3,883
|
|
PPG Industries, Inc.
|
|
|
266,529
|
5,605
|
|
Rohm & Haas Co.
|
|
|
304,744
|
5,838
|
|
Syngenta AG - ADR (Switzerland)
|
|
|
289,273
|
7,786
|
|
Ternium SA - ADR (Luxembourg)
|
|
|
292,987
|
|
|
|
|
|
|
|
|
|
|
|
2,525,761
|
|
|
|
|
|
|
|
|
Telecommunication Services - 8.0%
|
|
|
|
7,151
|
|
AT&T, Inc.
|
|
|
273,240
|
6,482
|
|
BCE, Inc. (Canada)
|
|
|
254,094
|
6,303
|
|
CenturyTel, Inc.
|
|
|
268,697
|
21,749
|
|
Citizens Communications Co.
|
|
|
282,302
|
3,182
|
|
Mobile Telesystems - ADR (Russia)
|
|
|
288,607
|
4,150
|
|
Philippine Long Distance Telephone Co. - ADR (Philippines)
|
|
|
301,415
|
42,357
|
|
Qwest Communications International, Inc. (a)
|
|
|
280,827
|
6,545
|
|
Verizon Communications, Inc.
|
|
|
282,809
|
|
|
|
|
|
|
|
|
|
|
|
2,231,991
|
|
|
|
|
|
|
|
|
Total Common Stocks - 95.0%
(Cost $27,158,482)
|
|
|
26,497,156
|
|
|
|
|
|
|
|
|
Master Limited Partnerships - 3.2%
|
|
|
|
|
|
Energy - 2.1%
|
|
|
|
8,917
|
|
Energy Transfer Equity LP
|
|
|
307,726
|
5,384
|
|
Energy Transfer Partners LP
|
|
|
277,276
|
|
|
|
|
|
|
|
|
|
|
|
585,002
|
|
|
|
|
|
|
|
|
Financials - 1.1%
|
|
|
|
3,679
|
|
AllianceBernstein Holding LP
|
|
|
301,494
|
|
|
|
|
|
|
|
|
Total Master Limited Partnerships
|
|
|
|
|
|
(Cost $938,860)
|
|
|
886,496
|
|
|
|
|
|
|
|
|
Income Trusts - 1.8%
|
|
|
|
|
|
Energy - 1.8%
|
|
|
|
5,826
|
|
Enerplus Resources Fund (Canada)
|
|
|
238,109
|
14,929
|
|
Pengrowth Energy Trust (Canada)
|
|
|
270,663
|
|
|
|
|
|
|
|
|
Total Income Trusts
|
|
|
508,772
|
|
|
|
|
|
|
|
|
(Cost $526,253)
|
|
|
|
|
|
Exchange-Traded Funds - 0.0%
|
|
|
|
140
|
|
iShares S&P 500 Value Index Fund
|
|
|
10,997
|
|
|
|
|
|
|
|
|
(Cost $10,831)
|
|
|
|
|
|
|
|
|
Total Investments - 100.0%
|
|
|
|
|
|
(Cost $28,634,426)
|
|
|
27,903,421
|
|
|
Other Assets in excess of Liabilities - 0.0%
|
|
|
4,380
|
|
|
|
|
|
|
|
|
Net Assets - 100.0%
|
|
$
|
27,907,801
|
|
|
|
|
|
|
ADR - American Depositary Receipt
AG - Stock Corporation
LP - Limited Partnership
Ltd. - Limited
PLC - Public
Limited Company
REIT - Real Estate Investment Trust
SA
Corporation
(a)
|
Non-income producing security.
|
Securities are classified by sectors that
represent broad groupings of related industries.
|
|
|
|
Country Allocation*
|
|
United States
|
|
75.8
|
%
|
Canada
|
|
12.8
|
%
|
Switzerland
|
|
2.1
|
%
|
Bermuda
|
|
2.0
|
%
|
Philippines
|
|
1.1
|
%
|
United Kingdom
|
|
1.1
|
%
|
Luxembourg
|
|
1.1
|
%
|
Russia
|
|
1.0
|
%
|
Liberia
|
|
1.0
|
%
|
Chile
|
|
1.0
|
%
|
Spain
|
|
1.0
|
%
|
*
|
As a percentage of long-term investments. Subject to change daily.
|
See previously submitted notes to financial statements for the period ending August 31, 2007.
NFO / Claymore/Sabrient Insider ETF
Portfolio of Investments
November 30, 2007 (Unaudited)
|
|
|
|
|
|
Number of Shares
|
|
Description
|
|
Value
|
|
|
Common Stocks - 98.0%
|
|
|
|
|
|
Consumer Discretionary - 12.6%
|
|
|
|
13,922
|
|
Brown Shoe Co., Inc.
|
|
$
|
236,256
|
7,838
|
|
DeVry, Inc.
|
|
|
430,933
|
15,461
|
|
Gap, Inc. (The)
|
|
|
315,404
|
26,887
|
|
Interpublic Group of Cos., Inc. (a)
|
|
|
255,158
|
5,603
|
|
McGraw-Hill Cos., Inc. (The)
|
|
|
274,995
|
4,904
|
|
Meredith Corp.
|
|
|
269,965
|
3,319
|
|
MGM Mirage (a)
|
|
|
287,094
|
5,868
|
|
Nordstrom, Inc.
|
|
|
196,813
|
4,155
|
|
Sherwin-Williams Co. (The)
|
|
|
261,059
|
6,739
|
|
Sothebys
|
|
|
252,376
|
10,182
|
|
Starbucks Corp. (a)
|
|
|
238,157
|
4,948
|
|
Starwood Hotels & Resorts Worldwide, Inc.
|
|
|
265,609
|
8,292
|
|
Walt Disney Co. (The)
|
|
|
274,880
|
|
|
|
|
|
|
|
|
|
|
|
3,558,699
|
|
|
|
|
|
|
|
|
Consumer Staples - 5.2%
|
|
|
|
26,454
|
|
American Oriental Bioengineering, Inc. (a)
|
|
|
309,512
|
6,324
|
|
Church & Dwight Co., Inc.
|
|
|
354,903
|
7,689
|
|
Nash Finch Co.
|
|
|
274,420
|
7,521
|
|
NBTY, Inc. (a)
|
|
|
224,652
|
4,750
|
|
Ralcorp Holdings, Inc. (a)
|
|
|
291,603
|
|
|
|
|
|
|
|
|
|
|
|
1,455,090
|
|
|
|
|
|
|
|
|
Energy - 7.7%
|
|
|
|
3,192
|
|
Cameron International Corp. (a)
|
|
|
297,590
|
7,841
|
|
Crosstex Energy, Inc.
|
|
|
281,492
|
12,352
|
|
Massey Energy Co.
|
|
|
419,350
|
6,615
|
|
Oil States International, Inc. (a)
|
|
|
209,762
|
2,780
|
|
Schlumberger Ltd. (Netherland Antilles)
|
|
|
259,791
|
3,953
|
|
Smith International, Inc.
|
|
|
247,932
|
5,986
|
|
Tesoro Corp.
|
|
|
294,391
|
5,663
|
|
Western Refining, Inc.
|
|
|
163,661
|
|
|
|
|
|
|
|
|
|
|
|
2,173,969
|
|
|
|
|
|
|
|
|
Financials - 19.5%
|
|
|
|
4,687
|
|
American Express Co.
|
|
|
276,439
|
4,287
|
|
American International Group, Inc.
|
|
|
249,203
|
9,412
|
|
Arthur J. Gallagher & Co.
|
|
|
247,347
|
5,644
|
|
Assurant, Inc.
|
|
|
369,287
|
12,327
|
|
Calamos Asset Management, Inc. - Class A
|
|
|
365,002
|
8,124
|
|
Capital Trust, Inc. - Class A - REIT
|
|
|
249,894
|
7,932
|
|
Cash America International, Inc.
|
|
|
285,393
|
6,427
|
|
Cincinnati Financial Corp.
|
|
|
256,951
|
22,087
|
|
Corus Bankshares, Inc.
|
|
|
209,606
|
4,572
|
|
Erie Indemnity Co. - Class A
|
|
|
236,555
|
5,140
|
|
First Community Bancorp, Inc.
|
|
|
231,249
|
6,906
|
|
Hancock Holding Co.
|
|
|
270,784
|
11,672
|
|
Maguire Properties, Inc. - REIT
|
|
|
295,068
|
10,250
|
|
Max Capital Group Ltd. (Bermuda)
|
|
|
290,177
|
3,907
|
|
NYSE Euronext
|
|
|
338,346
|
8,118
|
|
Redwood Trust, Inc. - REIT
|
|
|
247,843
|
4,860
|
|
RLI Corp.
|
|
|
289,802
|
2,962
|
|
Simon Property Group, Inc. - REIT
|
|
|
291,609
|
8,372
|
|
St. Joe Co. (The)
|
|
|
238,183
|
11,525
|
|
Unum Group
|
|
|
286,281
|
|
|
|
|
|
|
|
|
|
|
|
5,525,019
|
|
|
|
|
|
|
|
|
Health Care - 7.5%
|
|
|
|
5,549
|
|
Aetna, Inc.
|
|
|
310,078
|
15,610
|
|
AMN Healthcare Services, Inc. (a)
|
|
|
263,497
|
5,319
|
|
Cigna Corp.
|
|
|
285,152
|
19,925
|
|
Cypress Bioscience, Inc. (a)
|
|
|
243,085
|
3,560
|
|
Laboratory Corp. of America Holdings (a)
|
|
|
258,705
|
17,981
|
|
Mylan, Inc.
|
|
|
258,567
|
13,512
|
|
PDL BioPharma, Inc. (a)
|
|
|
239,298
|
28,692
|
|
Viropharma, Inc. (a)
|
|
|
256,506
|
|
|
|
|
|
|
|
|
|
|
|
2,114,888
|
|
|
|
|
|
|
|
|
Industrials - 16.7%
|
|
|
|
2,584
|
|
Alliant Techsystems, Inc. (a)
|
|
|
301,889
|
4,941
|
|
Avery Dennison Corp.
|
|
|
257,476
|
2,858
|
|
Boeing Co.
|
|
|
264,479
|
14,970
|
|
Cenveo, Inc. (a)
|
|
|
307,783
|
15,734
|
|
Delta Air Lines, Inc. (a)
|
|
|
310,904
|
7,526
|
|
Deluxe Corp.
|
|
|
237,746
|
5,780
|
|
Dover Corp.
|
|
|
267,498
|
2,726
|
|
First Solar, Inc. (a)
|
|
|
646,471
|
10,121
|
|
Horizon Lines, Inc. - Class A
|
|
|
201,509
|
14,430
|
|
Houston Wire & Cable Co.
|
|
|
213,708
|
2,824
|
|
L-3 Communications Holdings, Inc.
|
|
|
312,476
|
4,016
|
|
Rockwell Automation, Inc.
|
|
|
272,646
|
3,790
|
|
Sunpower Corp. - Class A (a)
|
|
|
471,628
|
7,789
|
|
Trinity Industries, Inc.
|
|
|
197,140
|
7,443
|
|
Waste Management, Inc.
|
|
|
255,444
|
5,977
|
|
Watsco, Inc.
|
|
|
216,666
|
|
|
|
|
|
|
|
|
|
|
|
4,735,463
|
|
|
|
|
|
|
|
|
Information Technology - 13.7%
|
|
|
|
13,950
|
|
Activision, Inc. (a)
|
|
|
308,992
|
7,130
|
|
Blue Coat Systems, Inc. (a)
|
|
|
258,177
|
12,862
|
|
Cadence Design Systems, Inc. (a)
|
|
|
213,509
|
10,128
|
|
Concur Technologies, Inc. (a)
|
|
|
380,408
|
78,398
|
|
Extreme Networks, Inc. (a)
|
|
|
285,369
|
7,536
|
|
Fair Isaac Corp.
|
|
|
278,531
|
19,274
|
|
Informatica Corp. (a)
|
|
|
330,549
|
3,175
|
|
Itron, Inc. (a)
|
|
|
246,221
|
10,684
|
|
Jack Henry & Associates, Inc.
|
|
|
285,904
|
19,849
|
|
Mentor Graphics Corp. (a)
|
|
|
216,156
|
38,707
|
|
Packeteer, Inc. (a)
|
|
|
261,659
|
32,938
|
|
S1 Corp. (a)
|
|
|
244,400
|
12,185
|
|
Sun Microsystems, Inc. (a)
|
|
|
253,204
|
8,424
|
|
Tyco Electronics Ltd. (Bermuda)
|
|
|
314,973
|
|
|
|
|
|
|
|
|
|
|
|
3,878,052
|
|
|
|
|
|
|
|
|
Materials - 11.2%
|
|
|
|
7,044
|
|
Albemarle Corp.
|
|
|
310,922
|
2,989
|
|
Allegheny Technologies, Inc.
|
|
|
292,175
|
8,276
|
|
Compass Minerals International, Inc.
|
|
|
303,895
|
4,181
|
|
Kaiser Aluminum Corp.
|
|
|
297,436
|
6,323
|
|
Mosaic Co. (The) (a)
|
|
|
437,235
|
10,232
|
|
Nalco Holding Co.
|
|
|
245,159
|
5,189
|
|
Nucor Corp.
|
|
|
307,241
|
5,525
|
|
OM Group, Inc. (a)
|
|
|
311,002
|
3,760
|
|
Praxair, Inc.
|
|
|
321,029
|
6,351
|
|
Sigma-Aldrich Corp.
|
|
|
334,380
|
|
|
|
|
|
|
|
|
|
|
|
3,160,474
|
|
|
|
|
|
|
|
|
Telecommunication Services - 0.7%
|
|
|
|
31,271
|
|
Qwest Communications International, Inc. (a)
|
|
|
207,327
|
|
|
|
|
|
|
|
|
Utilities - 3.2%
|
|
|
|
4,473
|
|
FirstEnergy Corp.
|
|
|
306,669
|
4,626
|
|
FPL Group, Inc.
|
|
|
322,710
|
5,966
|
|
ONEOK, Inc.
|
|
|
277,419
|
|
|
|
|
|
|
|
|
|
|
|
906,798
|
|
|
|
|
|
|
|
|
Total Common Stocks - 98.0%
|
|
|
|
|
|
(Cost $28,292,463)
|
|
|
27,715,779
|
|
|
|
|
|
|
|
|
Master Limited Partnerships - 1.8%
|
|
|
|
|
|
Energy - 1.8%
|
|
|
|
4,466
|
|
NuStar Energy LP
|
|
|
252,776
|
4,556
|
|
ONEOK Partners LP
|
|
|
274,135
|
|
|
|
|
|
|
|
|
(Cost $573,509)
|
|
|
526,911
|
|
|
|
|
|
|
|
|
Exchange-Traded Funds - 0.1%
|
|
|
|
235
|
|
iShares S&P SmallCap 600 Index Fund
|
|
|
15,487
|
|
|
|
|
|
|
|
|
(Cost $16,538)
|
|
|
|
|
|
|
|
|
Total Investments - 99.9%
|
|
|
|
|
|
(Cost $28,882,510)
|
|
|
28,258,177
|
|
|
Other Assets in excess of Liabilities - 0.1%
|
|
|
35,831
|
|
|
|
|
|
|
|
|
Net Assets - 100.0%
|
|
$
|
28,294,008
|
|
|
|
|
|
|
REIT - Real Estate Investment Trust
LP - Limited Partnership
(a)
|
Non-income producing security.
|
Securities are classified by sectors that
represent broad groupings of related industries.
|
|
|
|
Country Allocation*
|
|
United States
|
|
97.0
|
%
|
Bermuda
|
|
2.1
|
%
|
Netherland Antilles
|
|
0.9
|
%
|
*
|
As a percentage of total investments. Subject to change daily.
|
See
previously submitted Notes to Financial Statements for the period ending August 31, 2007.
STH / Claymore/Sabrient Stealth ETF
Portfolio of Investments
November 30, 2007 (Unaudited)
|
|
|
|
|
|
|
Number of Shares
|
|
Description
|
|
Value
|
|
|
|
Common Stocks - 97.3%
|
|
|
|
|
|
|
Consumer Discretionary - 15.3%
|
|
|
|
|
9,112
|
|
Blyth, Inc.
|
|
$
|
179,233
|
|
6,609
|
|
Books-A-Million, Inc.
|
|
|
79,903
|
|
4,637
|
|
Buckle, Inc. (The)
|
|
|
163,732
|
|
3,608
|
|
Carriage Services, Inc. (a)
|
|
|
38,497
|
|
2,595
|
|
Core-Mark Holding Co., Inc. (a)
|
|
|
69,624
|
|
4,703
|
|
CPI Corp.
|
|
|
130,555
|
|
2,343
|
|
CSS Industries, Inc.
|
|
|
92,736
|
|
2,400
|
|
DXP Enterprises, Inc. (a)
|
|
|
111,240
|
|
4,750
|
|
Fuel Systems Solutions, Inc. (a)
|
|
|
70,015
|
|
2,804
|
|
IHOP Corp.
|
|
|
142,275
|
|
6,472
|
|
Interstate Hotels & Resorts, Inc. (a)
|
|
|
30,224
|
|
11,228
|
|
M/I Homes, Inc.
|
|
|
112,617
|
|
3,988
|
|
Monro Muffler, Inc.
|
|
|
84,027
|
|
1,784
|
|
Nathans Famous, Inc. (a)
|
|
|
31,202
|
|
3,004
|
|
Nexstar Broadcasting Group, Inc. - Class A (a)
|
|
|
27,246
|
|
3,132
|
|
Pre-Paid Legal Services, Inc. (a)
|
|
|
156,631
|
|
3,212
|
|
R.G. Barry Corp. (a)
|
|
|
23,319
|
|
16,731
|
|
Retail Ventures, Inc. (a)
|
|
|
116,113
|
|
5,050
|
|
Rex Stores Corp. (a)
|
|
|
77,770
|
|
9,548
|
|
Standard Motor Products, Inc.
|
|
|
70,751
|
|
8,898
|
|
Stoneridge, Inc. (a)
|
|
|
74,031
|
|
10,027
|
|
Sturm Ruger & Co., Inc. (a)
|
|
|
92,750
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,974,491
|
|
|
|
|
|
|
|
|
|
|
Consumer Staples - 7.8%
|
|
|
|
|
27,252
|
|
Alliance One International, Inc. (a)
|
|
|
112,551
|
|
6,738
|
|
Cal-Maine Foods, Inc.
|
|
|
165,957
|
|
3,324
|
|
Imperial Sugar Co.
|
|
|
75,854
|
|
3,178
|
|
Ingles Markets, Inc. - Class A
|
|
|
75,605
|
|
6,818
|
|
Reddy Ice Holdings, Inc.
|
|
|
177,882
|
|
3,112
|
|
Reliv International, Inc.
|
|
|
24,523
|
|
3,500
|
|
Universal Corp.
|
|
|
187,880
|
|
8,403
|
|
Vector Group Ltd.
|
|
|
185,034
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,005,286
|
|
|
|
|
|
|
|
|
|
|
Energy - 3.5%
|
|
|
|
|
4,417
|
|
Bolt Technology Corp. (a)
|
|
|
172,572
|
|
11,614
|
|
Omni Energy Services Corp. (a)
|
|
|
58,999
|
|
2,658
|
|
Penn Virginia GP Holdings LP
|
|
|
85,588
|
|
7,694
|
|
Uranium Energy Corp. (a)
|
|
|
28,391
|
|
19,455
|
|
Vaalco Energy, Inc. (a)
|
|
|
84,824
|
|
1,533
|
|
Westmoreland Coal Co. (a)
|
|
|
24,758
|
|
|
|
|
|
|
|
|
|
|
|
|
|
455,132
|
|
|
|
|
|
|
|
|
|
|
Financials - 24.4%
|
|
|
|
|
2,628
|
|
Affirmative Insurance Holdings, Inc.
|
|
|
29,092
|
|
2,801
|
|
Agree Realty Corp. - REIT
|
|
|
84,170
|
|
450
|
|
Alleghany Corp. (a)
|
|
|
184,050
|
|
4,996
|
|
Beverly Hills Bancorp, Inc.
|
|
|
27,078
|
|
5,229
|
|
BRT Realty Trust - REIT
|
|
|
78,958
|
|
17,556
|
|
Capstead Mortgage Corp. - REIT
|
|
|
214,183
|
|
1,636
|
|
Citizens First Bancorp, Inc.
|
|
|
24,082
|
|
4,902
|
|
CNA Surety Corp. (a)
|
|
|
101,128
|
|
4,936
|
|
Colonial Properties Trust - REIT
|
|
|
120,883
|
|
6,071
|
|
Commerce Group, Inc.
|
|
|
218,252
|
|
17,510
|
|
Delta Financial Corp.
|
|
|
32,218
|
|
1,882
|
|
Eastern Insurance Holdings, Inc.
|
|
|
30,545
|
|
2,733
|
|
Federal Agricultural Mortgage Corp. - Class C
|
|
|
74,365
|
|
8,318
|
|
FelCor Lodging Trust, Inc. - REIT
|
|
|
145,648
|
|
4,215
|
|
Feldman Mall Properties, Inc. - REIT
|
|
|
11,802
|
|
18,249
|
|
First Bancorp (Puerto Rico)
|
|
|
119,348
|
|
1,125
|
|
First South Bancorp, Inc.
|
|
|
27,124
|
|
950
|
|
FNB Corp.
|
|
|
25,869
|
|
38,390
|
|
Friedman Billings Ramsey Group, Inc. - Class A - REIT
|
|
|
114,786
|
|
11,820
|
|
GMH Communities Trust - REIT
|
|
|
69,029
|
|
1,214
|
|
Great Southern Bancorp, Inc.
|
|
|
26,987
|
|
8,655
|
|
Hersha Hospitality Trust - REIT
|
|
|
88,108
|
|
3,370
|
|
Imperial Capital Bancorp, Inc.
|
|
|
76,836
|
|
2,771
|
|
James River Group, Inc.
|
|
|
94,768
|
|
8,876
|
|
Lexington Realty Trust - REIT
|
|
|
157,016
|
|
2,492
|
|
Mission West Properties - REIT
|
|
|
25,518
|
|
2,798
|
|
National Health Investors, Inc. - REIT
|
|
|
79,519
|
|
3,167
|
|
NYMAGIC, Inc.
|
|
|
70,561
|
|
11,907
|
|
PFF Bancorp, Inc.
|
|
|
111,926
|
|
7,703
|
|
Radian Group, Inc.
|
|
|
87,352
|
|
5,566
|
|
Ramco-Gershenson Properties - REIT
|
|
|
140,820
|
|
2,075
|
|
Riverview Bancorp, Inc.
|
|
|
27,183
|
|
4,123
|
|
Supertel Hospitality, Inc. - REIT
|
|
|
25,150
|
|
10,218
|
|
SWS Group, Inc.
|
|
|
138,556
|
|
4,213
|
|
United Community Financial Corp.
|
|
|
23,888
|
|
5,335
|
|
Urstadt Biddle Properties, Inc. - Class A - REIT
|
|
|
90,055
|
|
9,662
|
|
US Global Investors, Inc. - Class A
|
|
|
159,133
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3,155,986
|
|
|
|
|
|
|
|
|
|
|
Health Care - 5.8%
|
|
|
|
|
1,582
|
|
Almost Family, Inc. (a)
|
|
|
30,406
|
|
2,772
|
|
America Service Group, Inc. (a)
|
|
|
22,342
|
|
8,530
|
|
Cambrex Corp.
|
|
|
66,022
|
|
1,976
|
|
Caraco Pharmaceutical Laboratories Ltd. (a)
|
|
|
29,166
|
|
3,849
|
|
Corvel Corp. (a)
|
|
|
89,489
|
|
6,888
|
|
Harvard Bioscience, Inc. (a)
|
|
|
29,205
|
|
3,359
|
|
Hillenbrand Industries, Inc.
|
|
|
180,849
|
|
5,155
|
|
Rochester Medical Corp. (a)
|
|
|
65,726
|
|
7,063
|
|
Theragenics Corp. (a)
|
|
|
27,758
|
|
2,234
|
|
Transcend Services, Inc. (a)
|
|
|
37,531
|
|
4,602
|
|
West Pharmaceutical Services, Inc.
|
|
|
172,897
|
|
|
|
|
|
|
|
|
|
|
|
|
|
751,391
|
|
|
|
|
|
|
|
|
|
|
Industrials - 19.4%
|
|
|
|
|
4,482
|
|
AAON, Inc.
|
|
|
85,292
|
|
8,910
|
|
ABM Industries, Inc.
|
|
|
181,764
|
|
4,339
|
|
Ampco-Pittsburgh Corp.
|
|
|
152,820
|
|
6,381
|
|
Amrep Corp. (a)
|
|
|
210,956
|
|
3,403
|
|
Atlas Air Worldwide Holdings, Inc. (a)
|
|
|
179,168
|
|
6,512
|
|
Commercial Vehicle Group, Inc (a)
|
|
|
86,805
|
|
5,560
|
|
COMSYS IT Partners, Inc. (a)
|
|
|
74,226
|
|
1,337
|
|
Eastern Co. (The)
|
|
|
26,433
|
|
6,996
|
|
Encore Wire Corp.
|
|
|
119,632
|
|
14,535
|
|
GenCorp, Inc. (a)
|
|
|
175,874
|
|
2,185
|
|
Graham Corp.
|
|
|
152,950
|
|
6,390
|
|
Integrated Electrical Services, Inc. (a)
|
|
|
119,940
|
|
1,461
|
|
International Shipholding Corp. (a)
|
|
|
37,489
|
|
2,043
|
|
Limco-Piedmont, Inc. (a)
|
|
|
25,905
|
|
3,139
|
|
Lydall, Inc. (a)
|
|
|
30,417
|
|
2,490
|
|
Mac-Gray Corp. (a)
|
|
|
29,880
|
|
3,803
|
|
Michael Baker Corp. (a)
|
|
|
132,839
|
|
11,465
|
|
Midwest Air Group, Inc. (a)
|
|
|
178,625
|
|
5,170
|
|
Miller Industries, Inc. (a)
|
|
|
67,365
|
|
1,756
|
|
NACCO Industries, Inc. - Class A
|
|
|
178,058
|
|
5,829
|
|
PRG-Schultz International, Inc. (a)
|
|
|
54,501
|
|
10,252
|
|
Tredegar Corp.
|
|
|
148,244
|
|
3,256
|
|
Waste Services, Inc. (a)
|
|
|
30,085
|
|
5,400
|
|
Xerium Technologies, Inc.
|
|
|
32,130
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2,511,398
|
|
|
|
|
|
|
|
|
|
|
Information Technology - 10.9%
|
|
|
|
|
7,864
|
|
Actel Corp. (a)
|
|
|
86,189
|
|
11,855
|
|
Acxiom Corp.
|
|
|
146,054
|
|
4,556
|
|
Airvana, Inc. (a)
|
|
|
28,794
|
|
10,053
|
|
American Software, Inc - Class A
|
|
|
72,281
|
|
16,930
|
|
Avici Systems, Inc. (a)
|
|
|
125,790
|
|
9,504
|
|
Broadridge Financial Solutions, Inc.
|
|
|
216,406
|
|
9,018
|
|
CalAmp Corp. (a)
|
|
|
23,266
|
|
823
|
|
CAM Commerce Solutions, Inc.
|
|
|
37,101
|
|
2,813
|
|
Communications Systems, Inc.
|
|
|
31,506
|
|
4,680
|
|
DDi Corp. (a)
|
|
|
28,735
|
|
10,745
|
|
Immersion Corp. (a)
|
|
|
141,082
|
|
11,195
|
|
Methode Electronics, Inc.
|
|
|
134,900
|
|
3,231
|
|
Occam Networks, Inc. (a)
|
|
|
12,504
|
|
4,220
|
|
Rimage Corp. (a)
|
|
|
105,205
|
|
30,130
|
|
Silicon Storage Technology, Inc. (a)
|
|
|
85,569
|
|
14,592
|
|
Simulations Plus, Inc. (a)
|
|
|
70,042
|
|
4,902
|
|
Synplicity, Inc. (a)
|
|
|
27,892
|
|
2,056
|
|
Tessco Technologies, Inc. (a)
|
|
|
33,574
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,406,890
|
|
|
|
|
|
|
|
|
|
|
Materials - 6.8%
|
|
|
|
|
2,281
|
|
AEP Industries, Inc. (a)
|
|
|
78,033
|
|
1,824
|
|
American Pacific Corp. (a)
|
|
|
26,813
|
|
3,484
|
|
Chesapeake Corp.
|
|
|
21,252
|
|
2,654
|
|
GenTek, Inc. (a)
|
|
|
79,620
|
|
7,668
|
|
Horsehead Holding Corp. (a)
|
|
|
127,519
|
|
3,941
|
|
Innospec, Inc.
|
|
|
69,204
|
|
2,395
|
|
Kaiser Aluminum Corp.
|
|
|
170,380
|
|
4,308
|
|
Kapstone Paper and Packaging Corp. (a)
|
|
|
29,682
|
|
1,425
|
|
Kronos Worldwide, Inc.
|
|
|
23,684
|
|
9,138
|
|
Myers Industries, Inc.
|
|
|
182,394
|
|
4,258
|
|
Synalloy Corp.
|
|
|
73,961
|
|
|
|
|
|
|
|
|
|
|
|
|
|
882,542
|
|
|
|
|
|
|
|
|
|
|
Telecommunication Services - 2.0%
|
|
|
|
|
4,378
|
|
Consolidated Communications Holdings, Inc.
|
|
|
70,398
|
|
2,166
|
|
D&E Communications, Inc.
|
|
|
31,559
|
|
9,035
|
|
LCC International, Inc. - Class A (a)
|
|
|
22,136
|
|
10,715
|
|
USA Mobility, Inc. (a)
|
|
|
141,331
|
|
|
|
|
|
|
|
|
|
|
|
|
|
265,424
|
|
|
|
|
|
|
|
|
|
|
Utilities - 1.4%
|
|
|
|
|
7,038
|
|
UGI Corp.
|
|
|
186,085
|
|
|
|
|
|
|
|
|
|
|
|
|
|
186,085
|
|
|
|
|
|
|
|
|
|
|
Total Common Stocks - 97.3%
|
|
|
|
|
|
|
(Cost $15,824,068)
|
|
|
12,594,625
|
|
|
|
|
|
|
|
|
|
|
Royalty Trusts - 0.7%
|
|
|
|
|
|
|
Energy - 0.7%
|
|
|
|
|
6,204
|
|
Permian Basin Royalty Trust
|
|
|
|
|
|
|
(Cost $88,965)
|
|
|
94,053
|
|
|
|
|
|
|
|
|
|
|
Master Limited Partnerships - 2.0%
|
|
|
|
|
|
|
Energy - 1.8%
|
|
|
|
|
3,895
|
|
Capital Product Partners LP (Marshall Islands)
|
|
|
96,284
|
|
1,498
|
|
Dorchester Minerals LP
|
|
|
30,379
|
|
639
|
|
Inergy Holdings LP
|
|
|
28,212
|
|
3,412
|
|
Penn Virginia Resource Partners LP
|
|
|
89,565
|
|
|
|
|
|
|
|
|
|
|
|
|
|
244,440
|
|
|
|
|
|
|
|
|
|
|
Utilities - 0.2%
|
|
|
|
|
6,724
|
|
Star Gas Partners LP (a)
|
|
|
25,215
|
|
|
|
|
|
|
|
|
|
|
Total Master Limited Partnerships
|
|
|
|
|
|
|
(Cost $307,013)
|
|
|
269,655
|
|
|
|
|
|
|
|
|
|
|
Exchange-Traded Funds - 0.1%
|
|
|
|
|
100
|
|
iShares S&P SmallCap 600 Index Fund
|
|
|
6,590
|
|
|
|
|
|
|
|
|
|
|
(Cost $7,038)
|
|
|
|
|
|
|
Total Investments - 100.1%
(Cost $16,227,084)
|
|
|
12,964,923
|
|
|
|
Liabilities in excess of Other Assets - (0.1%)
|
|
|
(19,578
|
)
|
|
|
|
|
|
|
|
|
|
Net Assets - 100.0%
|
|
$
|
12,945,345
|
|
|
|
|
|
|
|
|
REIT - Real Estate Investment Trust
LP - Limited Partnership
(a)
|
Non-income producing security.
|
Securities are classified by sectors that
represent broad groupings of related industries.
|
|
|
|
Country Allocation*
|
|
United States
|
|
98.3
|
%
|
Puerto Rico
|
|
0.9
|
%
|
Marshall Island
|
|
0.8
|
%
|
*
|
As a percentage of long-term investments. Subject to change daily.
|
See previously submitted notes to financial statements for the period ending August 31, 2007.
CZG / Claymore/Zacks Growth & Income Index ETF
Portfolio of Investments
November 30, 2007
(Unaudited)
|
|
|
|
|
|
|
Number of Shares
|
|
Description
|
|
Value
|
|
|
|
Common Stocks - 98.6%
|
|
|
|
|
|
|
Consumer Discretionary - 9.3%
|
|
|
|
|
222
|
|
Bally Technologies, Inc. (a)
|
|
$
|
9,257
|
|
388
|
|
Big Lots, Inc. (a)
|
|
|
7,244
|
|
66
|
|
Chipotle Mexican Grill, Inc. - Class A (a)
|
|
|
8,788
|
|
216
|
|
Darden Restaurants, Inc.
|
|
|
8,595
|
|
159
|
|
DeVry, Inc.
|
|
|
8,742
|
|
321
|
|
Discovery Holding Co. - Class A (a)
|
|
|
7,852
|
|
292
|
|
Expedia, Inc. (a)
|
|
|
9,519
|
|
163
|
|
GameStop Corp. - Class A (a)
|
|
|
9,364
|
|
96
|
|
Garmin Ltd. (Cayman Islands)
|
|
|
10,306
|
|
456
|
|
Idearc, Inc.
|
|
|
8,628
|
|
72
|
|
ITT Educational Services, Inc. (a)
|
|
|
8,146
|
|
286
|
|
Jack in the Box, Inc. (a)
|
|
|
8,566
|
|
237
|
|
Liberty Global, Inc. - Class A (a)
|
|
|
9,627
|
|
330
|
|
NetFlix, Inc. (a)
|
|
|
7,623
|
|
731
|
|
New York Times Co. (The) - Class A
|
|
|
12,061
|
|
102
|
|
priceline.com, Inc. (a)
|
|
|
11,608
|
|
766
|
|
Regal Entertainment Group - Class A
|
|
|
15,159
|
|
217
|
|
Scholastic Corp. (a)
|
|
|
7,647
|
|
175
|
|
Sothebys
|
|
|
6,554
|
|
254
|
|
Tempur-Pedic International, Inc.
|
|
|
7,541
|
|
181
|
|
Thor Industries, Inc.
|
|
|
6,380
|
|
177
|
|
Tiffany & Co.
|
|
|
8,218
|
|
243
|
|
Tupperware Brands Corp.
|
|
|
8,476
|
|
144
|
|
Vail Resorts, Inc. (a)
|
|
|
7,993
|
|
216
|
|
Warnaco Group, Inc. (The) (a)
|
|
|
7,970
|
|
63
|
|
Wynn Resorts Ltd.
|
|
|
7,997
|
|
215
|
|
Zumiez, Inc. (a)
|
|
|
5,977
|
|
|
|
|
|
|
|
|
|
|
|
|
|
235,838
|
|
|
|
|
|
|
|
|
|
|
Consumer Staples - 6.9%
|
|
|
|
|
291
|
|
Altria Group, Inc.
|
|
|
22,570
|
|
83
|
|
Bunge Ltd. (Bermuda)
|
|
|
9,324
|
|
117
|
|
Chattem, Inc. (a)
|
|
|
8,296
|
|
210
|
|
Corn Products International, Inc.
|
|
|
8,259
|
|
88
|
|
Energizer Holdings, Inc. (a)
|
|
|
9,999
|
|
211
|
|
Estee Lauder Cos., Inc. (The) - Class A
|
|
|
9,470
|
|
393
|
|
H.J. Heinz Co.
|
|
|
18,589
|
|
139
|
|
Hansen Natural Corp. (a)
|
|
|
6,034
|
|
203
|
|
Herbalife Ltd. (Cayman Islands)
|
|
|
8,500
|
|
180
|
|
Kellogg Co.
|
|
|
9,727
|
|
213
|
|
Pepsi Bottling Group, Inc.
|
|
|
9,089
|
|
243
|
|
PepsiAmericas, Inc.
|
|
|
8,226
|
|
152
|
|
Ralcorp Holdings, Inc. (a)
|
|
|
9,331
|
|
279
|
|
Reynolds American, Inc.
|
|
|
19,536
|
|
315
|
|
UST, Inc.
|
|
|
18,238
|
|
|
|
|
|
|
|
|
|
|
|
|
|
175,188
|
|
|
|
|
|
|
|
|
|
|
Energy - 2.3%
|
|
|
|
|
117
|
|
Baker Hughes, Inc.
|
|
|
9,392
|
|
100
|
|
Cameron International Corp. (a)
|
|
|
9,323
|
|
169
|
|
Carrizo Oil & Gas, Inc. (a)
|
|
|
8,188
|
|
206
|
|
Oil States International, Inc. (a)
|
|
|
6,532
|
|
650
|
|
Spectra Energy Corp.
|
|
|
16,016
|
|
195
|
|
Stone Energy Corp. (a)
|
|
|
8,814
|
|
|
|
|
|
|
|
|
|
|
|
|
|
58,265
|
|
|
|
|
|
|
|
|
|
|
Financials - 27.8%
|
|
|
|
|
140
|
|
AMB Property Corp. - REIT
|
|
|
8,562
|
|
1,169
|
|
Annaly Capital Management, Inc. - REIT
|
|
|
20,118
|
|
207
|
|
AON Corp.
|
|
|
10,344
|
|
753
|
|
Apollo Investment Corp.
|
|
|
13,336
|
|
409
|
|
Bank of America Corp.
|
|
|
18,867
|
|
330
|
|
BRE Properties, Inc. - REIT
|
|
|
14,701
|
|
428
|
|
Citigroup, Inc.
|
|
|
14,252
|
|
722
|
|
Colonial BancGroup, Inc. (The)
|
|
|
11,494
|
|
324
|
|
Comerica, Inc.
|
|
|
14,833
|
|
1,624
|
|
DCT Industrial Trust, Inc. - REIT
|
|
|
16,386
|
|
356
|
|
Developers Diversified Realty Corp. - REIT
|
|
|
15,810
|
|
917
|
|
DiamondRock Hospitality Co. - REIT
|
|
|
15,882
|
|
476
|
|
Digital Realty Trust, Inc. - REIT
|
|
|
18,164
|
|
501
|
|
Duke Realty Corp. - REIT
|
|
|
13,171
|
|
224
|
|
Endurance Specialty Holdings Ltd. (Bermuda)
|
|
|
9,047
|
|
424
|
|
Equity Residential - REIT
|
|
|
15,777
|
|
152
|
|
Essex Property Trust, Inc. - REIT
|
|
|
15,768
|
|
468
|
|
Fifth Third Bancorp.
|
|
|
13,998
|
|
872
|
|
Fortress Investment Group LLC - Class A
|
|
|
15,879
|
|
107
|
|
GFI Group, Inc. (a)
|
|
|
10,420
|
|
118
|
|
Greenhill & Co., Inc.
|
|
|
8,530
|
|
453
|
|
Health Care REIT, Inc. - REIT
|
|
|
20,299
|
|
466
|
|
Highwoods Properties, Inc. - REIT
|
|
|
14,786
|
|
340
|
|
Home Properties, Inc. - REIT
|
|
|
15,365
|
|
441
|
|
iStar Financial, Inc. - REIT
|
|
|
12,908
|
|
435
|
|
JPMorgan Chase & Co.
|
|
|
19,845
|
|
496
|
|
KeyCorp
|
|
|
13,065
|
|
790
|
|
KKR Financial Holdings LLC
|
|
|
12,032
|
|
163
|
|
Nationwide Financial Services - Class A
|
|
|
7,296
|
|
681
|
|
Nationwide Health Properties, Inc. - REIT
|
|
|
21,302
|
|
1,004
|
|
New York Community Bancorp., Inc.
|
|
|
18,684
|
|
291
|
|
optionsXpress Holdings, Inc.
|
|
|
8,849
|
|
106
|
|
PartnerRe Ltd. (Bermuda)
|
|
|
8,752
|
|
1,051
|
|
Peoples United Financial, Inc.
|
|
|
17,835
|
|
238
|
|
Platinum Underwriters Holdings Ltd. (Bermuda)
|
|
|
8,644
|
|
306
|
|
Prologis - REIT
|
|
|
20,018
|
|
374
|
|
Rayonier, Inc. - REIT
|
|
|
17,346
|
|
664
|
|
Realty Income Corp. - REIT
|
|
|
18,924
|
|
250
|
|
Regency Centers Corp. - REIT
|
|
|
16,610
|
|
154
|
|
RenaissanceRe Holdings Ltd. (Bermuda)
|
|
|
9,103
|
|
158
|
|
Safeco Corp.
|
|
|
9,118
|
|
205
|
|
Simon Property Group, Inc. - REIT
|
|
|
20,182
|
|
78
|
|
SL Green Realty Corp. - REIT
|
|
|
8,104
|
|
628
|
|
Sunstone Hotel Investors, Inc. - REIT
|
|
|
14,570
|
|
234
|
|
SunTrust Banks, Inc.
|
|
|
16,406
|
|
331
|
|
Taubman Centers, Inc. - REIT
|
|
|
17,718
|
|
648
|
|
TCF Financial Corp.
|
|
|
12,578
|
|
394
|
|
Unum Group
|
|
|
9,787
|
|
492
|
|
Washington Mutual, Inc.
|
|
|
9,594
|
|
132
|
|
XL Capital Ltd. - Class A (Cayman Islands)
|
|
|
7,726
|
|
|
|
|
|
|
|
|
|
|
|
|
|
702,785
|
|
|
|
|
|
|
|
|
|
|
Health Care - 9.1%
|
|
|
|
|
119
|
|
Alexion Pharmaceuticals, Inc. (a)
|
|
|
8,654
|
|
254
|
|
AMERIGROUP Corp. (a)
|
|
|
8,730
|
|
155
|
|
Arthrocare Corp. (a)
|
|
|
8,390
|
|
325
|
|
BioMarin Pharmaceutical, Inc. (a)
|
|
|
8,937
|
|
656
|
|
Bristol-Myers Squibb Co.
|
|
|
19,437
|
|
154
|
|
Coventry Health Care, Inc. (a)
|
|
|
8,913
|
|
139
|
|
DaVita, Inc. (a)
|
|
|
8,612
|
|
215
|
|
Dentsply International, Inc.
|
|
|
9,198
|
|
129
|
|
Genzyme Corp. (a)
|
|
|
9,666
|
|
149
|
|
Henry Schein, Inc. (a)
|
|
|
8,813
|
|
628
|
|
HLTH Corp. (a)
|
|
|
8,786
|
|
164
|
|
Illumina, Inc. (a)
|
|
|
9,478
|
|
30
|
|
Intuitive Surgical, Inc. (a)
|
|
|
9,830
|
|
102
|
|
Invitrogen Corp. (a)
|
|
|
9,895
|
|
499
|
|
Isis Pharmaceuticals, Inc. (a)
|
|
|
8,827
|
|
152
|
|
Kinetic Concepts, Inc. (a)
|
|
|
8,913
|
|
210
|
|
Mentor Corp.
|
|
|
7,894
|
|
132
|
|
Pediatrix Medical Group, Inc. (a)
|
|
|
8,535
|
|
365
|
|
Perrigo Co.
|
|
|
11,278
|
|
830
|
|
Pfizer, Inc.
|
|
|
19,721
|
|
177
|
|
Quest Diagnostics, Inc.
|
|
|
9,746
|
|
341
|
|
Sciele Pharma, Inc. (a)
|
|
|
7,611
|
|
118
|
|
Waters Corp. (a)
|
|
|
9,209
|
|
|
|
|
|
|
|
|
|
|
|
|
|
229,073
|
|
|
|
|
|
|
|
|
|
|
Industrials - 8.0%
|
|
|
|
|
260
|
|
Aecom Technology Corp. (a)
|
|
|
6,913
|
|
155
|
|
AGCO Corp. (a)
|
|
|
10,686
|
|
133
|
|
CNH Global NV (Netherlands)
|
|
|
8,157
|
|
83
|
|
Cummins, Inc.
|
|
|
9,703
|
|
66
|
|
Deere & Co.
|
|
|
11,339
|
|
518
|
|
Diana Shipping, Inc. (Marshall Islands)
|
|
|
18,342
|
|
83
|
|
DryShips, Inc. (Marshall Islands)
|
|
|
7,842
|
|
155
|
|
EDO Corp.
|
|
|
8,652
|
|
129
|
|
Excel Maritime Carriers Ltd. (Liberia)
|
|
|
6,911
|
|
62
|
|
Fluor Corp.
|
|
|
9,125
|
|
496
|
|
Force Protection, Inc. (a)
|
|
|
5,362
|
|
467
|
|
GrafTech International Ltd. (a)
|
|
|
7,505
|
|
404
|
|
Hertz Global Holdings, Inc. (a)
|
|
|
7,716
|
|
85
|
|
L-3 Communications Holdings, Inc.
|
|
|
9,405
|
|
189
|
|
Manitowoc Co., Inc. (The)
|
|
|
8,288
|
|
124
|
|
Rockwell Collins, Inc.
|
|
|
8,943
|
|
76
|
|
Sunpower Corp. - Class A (a)
|
|
|
9,457
|
|
142
|
|
TBS International Ltd. - Class A (Bermuda) (a)
|
|
|
6,200
|
|
139
|
|
Textron, Inc.
|
|
|
9,598
|
|
259
|
|
Timken Co.
|
|
|
8,259
|
|
109
|
|
Triumph Group, Inc.
|
|
|
8,857
|
|
400
|
|
Tyco International Ltd. (Bermuda)
|
|
|
16,052
|
|
|
|
|
|
|
|
|
|
|
|
|
|
203,312
|
|
|
|
|
|
|
|
|
|
|
Information Technology - 13.7%
|
|
|
|
|
480
|
|
ADC Telecommunications, Inc. (a)
|
|
|
7,949
|
|
210
|
|
Adobe Systems, Inc. (a)
|
|
|
8,849
|
|
262
|
|
Amdocs Ltd. (Guernsey) (a)
|
|
|
8,670
|
|
788
|
|
Amkor Technology, Inc. (a)
|
|
|
6,493
|
|
202
|
|
Amphenol Corp. - Class A
|
|
|
8,757
|
|
286
|
|
Analog Devices, Inc.
|
|
|
8,803
|
|
227
|
|
Ansys, Inc. (a)
|
|
|
8,821
|
|
61
|
|
Apple, Inc. (a)
|
|
|
11,115
|
|
472
|
|
Cadence Design Systems, Inc. (a)
|
|
|
7,835
|
|
201
|
|
Ciena Corp. (a)
|
|
|
8,840
|
|
334
|
|
Cisco Systems, Inc. (a)
|
|
|
9,359
|
|
883
|
|
Compuware Corp. (a)
|
|
|
7,294
|
|
160
|
|
Comtech Telecommunications Corp. (a)
|
|
|
7,946
|
|
261
|
|
Diodes, Inc. (a)
|
|
|
7,679
|
|
353
|
|
GigaMedia Ltd. (Singapore) (a)
|
|
|
6,654
|
|
415
|
|
Ingram Micro, Inc. - Class A (a)
|
|
|
8,259
|
|
406
|
|
Intel Corp.
|
|
|
10,588
|
|
335
|
|
Microsemi Corp. (a)
|
|
|
7,665
|
|
127
|
|
NAVTEQ Corp. (a)
|
|
|
9,511
|
|
338
|
|
Novatel Wireless, Inc. (a)
|
|
|
5,252
|
|
1,181
|
|
Novell, Inc (a)
|
|
|
8,291
|
|
414
|
|
Nuance Communications, Inc. (a)
|
|
|
8,355
|
|
415
|
|
Omnivision Technologies, Inc. (a)
|
|
|
7,727
|
|
471
|
|
Oracle Corp. (a)
|
|
|
9,505
|
|
330
|
|
Polycom, Inc. (a)
|
|
|
8,009
|
|
586
|
|
Qlogic Corp. (a)
|
|
|
7,923
|
|
1,515
|
|
RF Micro Devices, Inc. (a)
|
|
|
8,757
|
|
449
|
|
SAIC, Inc. (a)
|
|
|
8,953
|
|
232
|
|
SanDisk Corp. (a)
|
|
|
8,686
|
|
349
|
|
Seagate Technology (Cayman Islands)
|
|
|
9,001
|
|
516
|
|
Semtech Corp. (a)
|
|
|
7,874
|
|
159
|
|
Sigma Designs, Inc. (a)
|
|
|
10,338
|
|
206
|
|
Silicon Laboratories, Inc. (a)
|
|
|
7,651
|
|
449
|
|
Sun Microsystems, Inc. (a)
|
|
|
9,330
|
|
307
|
|
Sybase, Inc. (a)
|
|
|
7,871
|
|
166
|
|
Synaptics, Inc. (a)
|
|
|
9,220
|
|
213
|
|
Trimble Navigation Ltd. (a)
|
|
|
7,896
|
|
187
|
|
VeriFone Holdings, Inc. (a)
|
|
|
8,982
|
|
695
|
|
Vishay Intertechnology, Inc. (a)
|
|
|
8,681
|
|
184
|
|
VistaPrint Ltd. (Bermuda) (a)
|
|
|
8,170
|
|
338
|
|
Zoran Corp. (a)
|
|
|
7,375
|
|
|
|
|
|
|
|
|
|
|
|
|
|
344,934
|
|
|
|
|
|
|
|
|
|
|
Materials - 7.7%
|
|
|
|
|
443
|
|
AbitibiBowater, Inc.
|
|
|
9,959
|
|
108
|
|
CF Industries Holdings, Inc.
|
|
|
9,826
|
|
288
|
|
Commercial Metals Co.
|
|
|
8,902
|
|
413
|
|
Dow Chemical Co. (The)
|
|
|
17,321
|
|
153
|
|
FMC Corp.
|
|
|
8,372
|
|
104
|
|
Monsanto Co.
|
|
|
10,334
|
|
138
|
|
Mosaic Co. (The) (a)
|
|
|
9,543
|
|
751
|
|
Olin Corp.
|
|
|
15,726
|
|
171
|
|
OM Group, Inc. (a)
|
|
|
9,626
|
|
207
|
|
Owens-Illinois, Inc. (a)
|
|
|
9,292
|
|
621
|
|
Packaging Corp. of America
|
|
|
17,568
|
|
243
|
|
Royal Gold, Inc.
|
|
|
6,979
|
|
135
|
|
Schnitzer Steel Industries, Inc. - Class A
|
|
|
8,427
|
|
175
|
|
Sigma-Aldrich Corp.
|
|
|
9,214
|
|
157
|
|
Southern Copper Corp.
|
|
|
17,372
|
|
255
|
|
Terra Industries, Inc. (a)
|
|
|
9,634
|
|
768
|
|
Worthington Industries, Inc.
|
|
|
16,274
|
|
|
|
|
|
|
|
|
|
|
|
|
|
194,369
|
|
|
|
|
|
|
|
|
|
|
Telecommunication Services - 4.0%
|
|
|
|
|
495
|
|
AT&T, Inc.
|
|
|
18,914
|
|
1,142
|
|
Citizens Communications Co.
|
|
|
14,823
|
|
225
|
|
Crown Castle International Corp. (a)
|
|
|
9,439
|
|
278
|
|
Embarq Corp.
|
|
|
14,164
|
|
84
|
|
Golden Telecom, Inc. (a)
|
|
|
8,523
|
|
441
|
|
Verizon Communications, Inc.
|
|
|
19,056
|
|
1,194
|
|
Windstream Corp.
|
|
|
15,462
|
|
|
|
|
|
|
|
|
|
|
|
|
|
100,381
|
|
|
|
|
|
|
|
|
|
|
Utilities - 9.8%
|
|
|
|
|
356
|
|
Ameren Corp.
|
|
|
19,171
|
|
419
|
|
Black Hills Corp.
|
|
|
17,456
|
|
1,002
|
|
Centerpoint Energy, Inc.
|
|
|
17,886
|
|
396
|
|
Consolidated Edison, Inc.
|
|
|
19,186
|
|
424
|
|
Dominion Resources, Inc.
|
|
|
20,026
|
|
638
|
|
Energy East Corp.
|
|
|
17,634
|
|
289
|
|
FirstEnergy Corp.
|
|
|
19,814
|
|
460
|
|
OGE Energy Corp.
|
|
|
16,376
|
|
592
|
|
Pepco Holdings, Inc.
|
|
|
16,635
|
|
399
|
|
PG&E Corp.
|
|
|
18,462
|
|
588
|
|
Portland General Electric Co.
|
|
|
15,741
|
|
385
|
|
Progress Energy, Inc.
|
|
|
18,796
|
|
155
|
|
Sempra Energy
|
|
|
9,706
|
|
522
|
|
Southern Co.
|
|
|
19,638
|
|
|
|
|
|
|
|
|
|
|
|
|
|
246,527
|
|
|
|
|
|
|
|
|
|
|
Total Common Stock - 98.6%
(Cost $2,552,199)
|
|
|
2,490,672
|
|
|
|
|
|
|
|
|
|
|
Master Limited Partnerships - 1.8%
|
|
|
|
|
|
|
Energy - 1.2%
|
|
|
|
|
514
|
|
Enterprise Products Partners LP
|
|
|
16,068
|
|
294
|
|
Kinder Morgan Energy Partners LP
|
|
|
14,873
|
|
|
|
|
|
|
|
|
|
|
|
|
|
30,941
|
|
|
|
Financials - 0.6%
|
|
|
|
|
192
|
|
AllianceBernstein Holding LP
|
|
|
15,734
|
|
|
|
|
|
|
|
|
|
|
Total Master Limited Partnerships - 1.8%
|
|
|
|
|
|
|
(Cost $48,184)
|
|
|
46,675
|
|
|
|
|
|
|
|
|
|
|
Exchange-Traded Funds - 0.2%
|
|
|
|
|
35
|
|
iShares S&P Index Fund
|
|
|
5,206
|
|
|
|
|
|
|
|
|
|
|
(Cost $5,163)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments - 100.6%
|
|
|
|
|
|
|
(Cost $2,605,546)
|
|
|
2,542,553
|
|
|
|
Liabilities in excess of Other Assets - (0.6%)
|
|
|
(15,408
|
)
|
|
|
|
|
|
|
|
|
|
Net Assets - 100.0%
|
|
$
|
2,527,145
|
|
|
|
|
|
|
|
|
LP - Limited Partnership
REIT - Real Estate Investment Trust
NV - Publicly Traded-Company
(a)
|
Non-income producing security.
|
Securities are classified by sectors that
represent broad groupings of related industries.
|
|
|
|
Country Allocation*
|
|
United States
|
|
93.4
|
%
|
Bermuda
|
|
3.0
|
%
|
Cayman Islands
|
|
1.4
|
%
|
Marshall Islands
|
|
1.0
|
%
|
Guernsey
|
|
0.3
|
%
|
Netherlands
|
|
0.3
|
%
|
Liberia
|
|
0.3
|
%
|
Singapore
|
|
0.3
|
%
|
*
|
As a percentage of long-term investments. Subject to change daily.
|
See previously submitted notes to financial statements for the period ending August 31, 2007.
CZA / Claymore/Zacks Mid-Cap Core ETF
Portfolio of Investments
November 30, 2007 ( unaudited)
|
|
|
|
|
|
|
Number of Shares
|
|
Description
|
|
Value
|
|
|
|
Common Stocks - 89.9%
|
|
|
|
|
|
|
Consumer Discretionary - 5.9%
|
|
|
|
|
895
|
|
Autoliv, Inc.
|
|
$
|
52,268
|
|
1,579
|
|
Burger King Holdings, Inc.
|
|
|
41,528
|
|
1,188
|
|
DreamWorks Animation SKG, Inc. - Class A (a)
|
|
|
31,244
|
|
1,107
|
|
Hanesbrands, Inc. (a)
|
|
|
31,251
|
|
716
|
|
International Speedway Corp. - Class A
|
|
|
30,509
|
|
552
|
|
Meredith Corp.
|
|
|
30,388
|
|
669
|
|
Snap-On, Inc.
|
|
|
32,701
|
|
2,008
|
|
Wyndham Worldwide Corp.
|
|
|
58,573
|
|
|
|
|
|
|
|
|
|
|
|
|
|
308,462
|
|
|
|
|
|
|
|
|
|
|
Consumer Staples - 8.5%
|
|
|
|
|
891
|
|
Corn Products International, Inc.
|
|
|
35,043
|
|
2,324
|
|
Del Monte Foods Co.
|
|
|
20,451
|
|
1,192
|
|
Delhaize Group, ADR (Belgium)
|
|
|
103,966
|
|
793
|
|
Herbalife Ltd. (Cayman Islands)
|
|
|
33,203
|
|
1,580
|
|
Hormel Foods Corp.
|
|
|
62,805
|
|
798
|
|
NBTY, Inc. (a)
|
|
|
23,836
|
|
2,629
|
|
Pepsi Bottling Group, Inc.
|
|
|
112,179
|
|
1,473
|
|
PepsiAmericas, Inc.
|
|
|
49,861
|
|
|
|
|
|
|
|
|
|
|
|
|
|
441,344
|
|
|
|
|
|
|
|
|
|
|
Energy - 1.1%
|
|
|
|
|
1,780
|
|
CNX Gas Corp. (a)
|
|
|
54,824
|
|
|
|
|
|
|
|
|
|
|
Financials - 14.7%
|
|
|
|
|
680
|
|
Allied World Assurance Co. Holdings Ltd. (Bermuda)
|
|
|
31,470
|
|
804
|
|
Arch Capital Group Ltd. (Bermuda) (a)
|
|
|
56,103
|
|
1,704
|
|
Axis Capital Holdings Ltd. (Bermuda)
|
|
|
64,991
|
|
796
|
|
BOK Financial Corp.
|
|
|
43,573
|
|
1,635
|
|
Brown & Brown, Inc.
|
|
|
40,221
|
|
2,020
|
|
Cincinnati Financial Corp.
|
|
|
80,760
|
|
324
|
|
GAMCO Investors, Inc. - Class A
|
|
|
17,269
|
|
115
|
|
Markel Corp. (a)
|
|
|
55,447
|
|
1,338
|
|
MF Global Ltd. (Bermuda) (a)
|
|
|
38,575
|
|
1,650
|
|
Nationwide Financial Services - Class A
|
|
|
73,854
|
|
820
|
|
Protective Life Corp.
|
|
|
33,932
|
|
2,219
|
|
SEI Investments Co.
|
|
|
68,833
|
|
1,668
|
|
UnionBanCal Corp.
|
|
|
90,055
|
|
2,167
|
|
WR Berkley Corp.
|
|
|
66,267
|
|
|
|
|
|
|
|
|
|
|
|
|
|
761,350
|
|
|
|
|
|
|
|
|
|
|
Health Care - 10.4%
|
|
|
|
|
717
|
|
Beckman Coulter, Inc.
|
|
|
50,713
|
|
1,740
|
|
Coventry Health Care, Inc. (a)
|
|
|
100,711
|
|
1,186
|
|
CR Bard, Inc.
|
|
|
100,253
|
|
1,550
|
|
Endo Pharmaceuticals Holdings, Inc. (a)
|
|
|
42,485
|
|
1,327
|
|
Health Net, Inc. (a)
|
|
|
64,466
|
|
1,786
|
|
Hospira, Inc. (a)
|
|
|
77,334
|
|
971
|
|
Lincare Holdings, Inc. (a)
|
|
|
33,198
|
|
1,383
|
|
PerkinElmer, Inc.
|
|
|
37,728
|
|
603
|
|
Universal Health Services, Inc. - Class B
|
|
|
30,723
|
|
|
|
|
|
|
|
|
|
|
|
|
|
537,611
|
|
|
|
|
|
|
|
|
|
|
Industrials - 18.0%
|
|
|
|
|
1,028
|
|
AerCap Holdings NV (Netherlands) (a)
|
|
|
23,675
|
|
1,202
|
|
Ametek, Inc.
|
|
|
52,888
|
|
2,088
|
|
Cooper Industries Ltd. - Class A (Bermuda) (a)
|
|
|
104,859
|
|
920
|
|
Copart, Inc. (a)
|
|
|
34,371
|
|
674
|
|
Crane Co.
|
|
|
30,290
|
|
609
|
|
Danaos Corp. (Marshall Island)
|
|
|
18,629
|
|
689
|
|
Dun & Bradstreet Corp.
|
|
|
61,479
|
|
484
|
|
Elbit Systems Ltd. (Israel)
|
|
|
27,419
|
|
1,668
|
|
Equifax, Inc.
|
|
|
62,100
|
|
596
|
|
Gardner Denver, Inc. (a)
|
|
|
19,734
|
|
1,415
|
|
Goodrich Corp.
|
|
|
100,875
|
|
915
|
|
Harsco Corp.
|
|
|
54,964
|
|
487
|
|
Lincoln Electric Holdings, Inc.
|
|
|
33,978
|
|
981
|
|
Manpower, Inc.
|
|
|
59,939
|
|
1,395
|
|
Pall Corp.
|
|
|
53,359
|
|
2,184
|
|
Republic Services, Inc.
|
|
|
72,443
|
|
2,453
|
|
RR Donnelley & Sons Co.
|
|
|
89,927
|
|
1,037
|
|
Timken Co.
|
|
|
33,070
|
|
|
|
|
|
|
|
|
|
|
|
|
|
933,999
|
|
|
|
|
|
|
|
|
|
|
Information Technology - 17.2%
|
|
|
|
|
2,322
|
|
Amdocs Ltd. (Guernsey) (a)
|
|
|
76,835
|
|
2,049
|
|
Amphenol Corp. - Class A
|
|
|
88,824
|
|
1,450
|
|
Arrow Electronics, Inc. (a)
|
|
|
53,664
|
|
597
|
|
ASM International NV (Netherlands)
|
|
|
13,940
|
|
1,989
|
|
AVX Corp.
|
|
|
28,502
|
|
2,363
|
|
BMC Software, Inc. (a)
|
|
|
78,168
|
|
1,640
|
|
Broadridge Financial Solutions, Inc.
|
|
|
37,343
|
|
2,024
|
|
Computer Sciences Corp. (a)
|
|
|
106,908
|
|
2,341
|
|
Fidelity National Information Services, Inc.
|
|
|
101,178
|
|
1,875
|
|
Fiserv, Inc. (a)
|
|
|
96,244
|
|
2,014
|
|
Ingram Micro, Inc. - Class A (a)
|
|
|
40,079
|
|
1,868
|
|
McAfee, Inc. (a)
|
|
|
72,759
|
|
425
|
|
Mettler Toledo International, Inc. (a)
|
|
|
49,453
|
|
2,058
|
|
NCR Corp. (a)
|
|
|
49,269
|
|
|
|
|
|
|
|
|
|
|
|
|
|
893,166
|
|
|
|
|
|
|
|
|
|
|
Materials - 8.0%
|
|
|
|
|
926
|
|
Airgas, Inc.
|
|
|
45,818
|
|
1,072
|
|
Albemarle Corp.
|
|
|
47,318
|
|
1,638
|
|
Celanese Corp. - Series A
|
|
|
64,996
|
|
1,293
|
|
Commercial Metals Co.
|
|
|
39,967
|
|
866
|
|
FMC Corp.
|
|
|
47,388
|
|
831
|
|
Lubrizol Corp.
|
|
|
53,300
|
|
2,240
|
|
MeadWestvaco Corp.
|
|
|
73,629
|
|
1,584
|
|
Nalco Holding Co.
|
|
|
37,953
|
|
|
|
|
|
|
|
|
|
|
|
|
|
410,369
|
|
|
|
|
|
|
|
|
|
|
Utilities - 6.1%
|
|
|
|
|
907
|
|
AGL Resources, Inc.
|
|
|
33,632
|
|
2,072
|
|
MDU Resources Group, Inc.
|
|
|
56,545
|
|
1,205
|
|
Oneok, Inc.
|
|
|
56,032
|
|
2,274
|
|
Pepco Holdings, Inc.
|
|
|
63,899
|
|
2,518
|
|
Sierra Pacific Resources
|
|
|
43,310
|
|
1,364
|
|
Wisconsin Energy Corp.
|
|
|
65,254
|
|
|
|
|
|
|
|
|
|
|
|
|
|
318,672
|
|
|
|
|
|
|
|
|
|
|
Total Common Stock - 89.9%
(Cost $4,761,914)
|
|
|
4,659,797
|
|
|
|
|
|
|
|
|
|
|
Master Limited Partnerships - 10.3%
|
|
|
|
|
|
|
Energy - 7.7%
|
|
|
|
|
707
|
|
Alliance Holdings GP L.P.
|
|
|
15,907
|
|
988
|
|
Boardwalk Pipeline Partners L.P.
|
|
|
31,567
|
|
525
|
|
Buckeye Partners L.P.
|
|
|
25,226
|
|
659
|
|
Enbridge Energy Partners L.P.
|
|
|
33,734
|
|
2,735
|
|
Energy Transfer Equity L.P.
|
|
|
94,385
|
|
664
|
|
Natural Resource Partners L.P.
|
|
|
21,367
|
|
569
|
|
NuStar Energy L.P.
|
|
|
32,205
|
|
564
|
|
ONEOK Partners L.P.
|
|
|
33,936
|
|
1,296
|
|
Plains All American Pipeline L.P.
|
|
|
67,768
|
|
1,094
|
|
TEPPCO Partners L.P.
|
|
|
43,454
|
|
|
|
|
|
|
|
|
|
|
|
|
|
399,549
|
|
|
|
|
|
|
|
|
|
|
Financials - 1.5%
|
|
|
|
|
978
|
|
AllianceBernstein Holding L.P.
|
|
|
80,147
|
|
|
|
|
|
|
|
|
|
|
Utilities - 1.1%
|
|
|
|
|
665
|
|
Amerigas Partners L.P.
|
|
|
23,441
|
|
734
|
|
Ferrellgas Partners-L.P.
|
|
|
16,867
|
|
390
|
|
Suburban Propane Partners L.P.
|
|
|
16,688
|
|
|
|
|
|
|
|
|
|
|
|
|
|
56,996
|
|
|
|
|
|
|
|
|
|
|
Total Master Limited Partnerships - 10.3%
|
|
|
|
|
|
|
(Cost $575,713)
|
|
|
536,692
|
|
|
|
|
|
|
|
|
|
|
Investment Companies - 0.1%
|
|
|
|
|
50
|
|
iShares Russell Midcap Index Fund
|
|
|
5,235
|
|
|
|
|
|
|
|
|
|
|
(Cost $5,237)
|
|
|
|
|
|
|
|
|
|
Total Investments - 100.3%
|
|
|
|
|
|
|
(Cost $5,342,864)
|
|
|
5,201,724
|
|
|
|
Liabilities in excess of Other Assets - (0.3%)
|
|
|
(15,595
|
)
|
|
|
|
|
|
|
|
|
|
Net Assets - 100.0%
|
|
$
|
5,186,129
|
|
|
|
|
|
|
|
|
L.P. - Limited Partnership
ADR - American Depositary Receipt
NV - Publicly-Traded Company
(a)
|
Non-income producing security.
|
Securities are classified by sectors that
represent broad groupings of related industries.
|
|
|
|
Country Allocation*
|
|
United States
|
|
88.6
|
%
|
Bermuda
|
|
5.7
|
%
|
Belgium
|
|
2.0
|
%
|
Guernsey
|
|
1.5
|
%
|
Netherlands
|
|
0.7
|
%
|
Cayman Islands
|
|
0.6
|
%
|
Israel
|
|
0.5
|
%
|
Marshall Island
|
|
0.4
|
%
|
*
|
Subject to change daily. Based on total investments.
|
See previously
submitted notes to financial statements for the period ending August 31, 2007.
XRO / Claymore/Zacks Sector Rotation ETF
Portfolio of Investments
November 30, 2007 (unaudited)
|
|
|
|
|
|
|
Number of Shares
|
|
Description
|
|
Value
|
|
|
|
Long-Term Investments - 100.2%
|
|
|
|
|
|
|
Common Stocks - 99.2%
|
|
|
|
|
|
|
Consumer Discretionary - 9.8%
|
|
|
|
|
13,586
|
|
Amazon.Com, Inc. (a)
|
|
$
|
1,230,348
|
|
5,530
|
|
BorgWarner, Inc.
|
|
|
534,253
|
|
2,143
|
|
Chipotle Mexican Grill, Inc., Class A (a)
|
|
|
285,340
|
|
12,631
|
|
Daimler AG (Germany)
|
|
|
1,284,194
|
|
6,244
|
|
Dollar Tree Stores, Inc. (a)
|
|
|
178,953
|
|
23,819
|
|
Expedia, Inc. (a)
|
|
|
776,499
|
|
13,475
|
|
GameStop Corp., Class A (a)
|
|
|
774,139
|
|
16,646
|
|
Goodyear Tire & Rubber Co. (a)
|
|
|
478,573
|
|
8,043
|
|
Idearc, Inc.
|
|
|
152,174
|
|
25,715
|
|
Johnson Controls, Inc.
|
|
|
993,113
|
|
9,670
|
|
Tiffany & Co.
|
|
|
448,978
|
|
|
|
|
|
|
|
|
|
|
|
|
|
7,136,564
|
|
|
|
|
|
|
|
|
|
|
Consumer Staples - 5.2%
|
|
|
|
|
31,935
|
|
CVS Caremark Corp.
|
|
|
1,280,274
|
|
7,905
|
|
Delhaize Group, ADR (Belgium)
|
|
|
689,474
|
|
35,500
|
|
Kroger Co.
|
|
|
1,020,625
|
|
19,466
|
|
SUPERVALU, Inc.
|
|
|
815,042
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3,805,415
|
|
|
|
|
|
|
|
|
|
|
Energy - 15.8%
|
|
|
|
|
8,227
|
|
Cameron International Corp. (a)
|
|
|
767,003
|
|
13,523
|
|
Chevron Corp.
|
|
|
1,186,914
|
|
14,419
|
|
ConocoPhillips
|
|
|
1,154,097
|
|
8,937
|
|
Diamond Offshore Drilling, Inc.
|
|
|
1,040,535
|
|
5,927
|
|
Dresser-Rand Group, Inc. (a)
|
|
|
211,001
|
|
8,779
|
|
FMC Technologies, Inc. (a)
|
|
|
487,937
|
|
6,078
|
|
Frontier Oil Corp.
|
|
|
268,648
|
|
9,284
|
|
Grant Prideco, Inc. (a)
|
|
|
446,560
|
|
15,218
|
|
Hess Corp.
|
|
|
1,083,826
|
|
4,230
|
|
Holly Corp.
|
|
|
204,943
|
|
17,517
|
|
National Oilwell Varco, Inc. (a)
|
|
|
1,193,783
|
|
20,641
|
|
Noble Corp. (Cayman Islands)
|
|
|
1,076,015
|
|
3,339
|
|
Oceaneering International, Inc. (a)
|
|
|
213,062
|
|
4,303
|
|
Teekay Corp. (Marshall Islands)
|
|
|
242,044
|
|
11,001
|
|
Tesoro Corp.
|
|
|
541,029
|
|
10,516
|
|
Transocean, Inc. (Cayman Islands) (a)
|
|
|
1,443,757
|
|
|
|
|
|
|
|
|
|
|
|
|
|
11,561,154
|
|
|
|
|
|
|
|
|
|
|
Financials - 10.8%
|
|
|
|
|
22,187
|
|
Aflac, Inc.
|
|
|
1,389,794
|
|
22,593
|
|
AON Corp.
|
|
|
1,128,972
|
|
14,679
|
|
China Life Insurance Co. Ltd., ADR (China)
|
|
|
1,212,338
|
|
7,477
|
|
Credicorp Ltd. (Bermuda)
|
|
|
532,288
|
|
9,926
|
|
Franklin Resources, Inc.
|
|
|
1,222,685
|
|
5,000
|
|
IntercontinentalExchange, Inc. (a)
|
|
|
834,800
|
|
17,900
|
|
Janus Capital Group, Inc.
|
|
|
600,903
|
|
2,463
|
|
Jones Lang LaSalle, Inc.
|
|
|
207,064
|
|
15,748
|
|
Leucadia National Corp.
|
|
|
739,526
|
|
|
|
|
|
|
|
|
|
|
|
|
|
7,868,370
|
|
|
|
|
|
|
|
|
|
|
Health Care - 18.2%
|
|
|
|
|
23,320
|
|
Aetna, Inc.
|
|
|
1,303,122
|
|
8,794
|
|
Alcon, Inc. (Switzerland)
|
|
|
1,223,597
|
|
10,124
|
|
Amylin Pharmaceuticals, Inc. (a)
|
|
|
386,635
|
|
22,488
|
|
Baxter International, Inc.
|
|
|
1,346,357
|
|
3,431
|
|
Beckman Coulter, Inc.
|
|
|
242,675
|
|
15,264
|
|
Biogen Idec, Inc. (a)
|
|
|
1,131,368
|
|
4,507
|
|
Charles River Laboratories International, Inc. (a)
|
|
|
286,330
|
|
19,000
|
|
Cigna Corp.
|
|
|
1,018,590
|
|
6,498
|
|
Covance, Inc. (a)
|
|
|
567,470
|
|
18,138
|
|
Express Scripts, Inc. (a)
|
|
|
1,228,849
|
|
3,301
|
|
Intuitive Surgical, Inc. (a)
|
|
|
1,081,672
|
|
3,096
|
|
Invitrogen Corp. (a)
|
|
|
300,343
|
|
4,497
|
|
Kinetic Concepts, Inc. (a)
|
|
|
263,704
|
|
5,271
|
|
Respironics, Inc. (a)
|
|
|
259,649
|
|
40,012
|
|
Schering-Plough Corp.
|
|
|
1,252,376
|
|
18,405
|
|
Stryker Corp.
|
|
|
1,336,755
|
|
2,400
|
|
WellCare Health Plans, Inc. (a)
|
|
|
93,384
|
|
|
|
|
|
|
|
|
|
|
|
|
|
13,322,876
|
|
|
|
|
|
|
|
|
|
|
Industrials - 33.7%
|
|
|
|
|
4,986
|
|
AGCO Corp. (a)
|
|
|
343,735
|
|
2,315
|
|
Alliant Techsystems, Inc. (a)
|
|
|
270,461
|
|
6,095
|
|
BE Aerospace, Inc. (a)
|
|
|
286,465
|
|
16,136
|
|
Caterpillar, Inc.
|
|
|
1,160,178
|
|
16,669
|
|
CNH Global NV (Netherlands)
|
|
|
1,022,310
|
|
7,917
|
|
Cummins, Inc.
|
|
|
925,497
|
|
8,527
|
|
Deere & Co.
|
|
|
1,464,939
|
|
10,222
|
|
Eaton Corp.
|
|
|
912,927
|
|
11,147
|
|
Fastenal Co.
|
|
|
441,867
|
|
6,448
|
|
First Solar, Inc. (a)
|
|
|
1,529,143
|
|
3,323
|
|
Flowserve Corp.
|
|
|
312,661
|
|
7,032
|
|
Fluor Corp.
|
|
|
1,034,899
|
|
3,771
|
|
General Cable Corp. (a)
|
|
|
280,487
|
|
11,129
|
|
Goodrich Corp.
|
|
|
793,386
|
|
4,270
|
|
Harsco Corp.
|
|
|
256,499
|
|
22,281
|
|
Hertz Global Holdings, Inc. (a)
|
|
|
425,567
|
|
21,282
|
|
Honeywell International, Inc.
|
|
|
1,204,987
|
|
21,220
|
|
Illinois Tool Works, Inc.
|
|
|
1,177,710
|
|
18,587
|
|
Ingersoll-Rand Co. Ltd., Class A (Bermuda)
|
|
|
959,833
|
|
11,179
|
|
ITT Corp.
|
|
|
720,375
|
|
9,624
|
|
JB Hunt Transport Services, Inc.
|
|
|
253,015
|
|
13,057
|
|
KBR, Inc. (a)
|
|
|
519,930
|
|
11,432
|
|
Manitowoc Co., Inc.
|
|
|
501,293
|
|
14,041
|
|
McDermott International, Inc. (Panama) (a)
|
|
|
734,344
|
|
4,084
|
|
Oshkosh Truck Corp.
|
|
|
196,400
|
|
17,814
|
|
Paccar, Inc.
|
|
|
901,567
|
|
6,506
|
|
Pall Corp.
|
|
|
248,855
|
|
13,581
|
|
Parker Hannifin Corp.
|
|
|
1,078,739
|
|
6,842
|
|
Precision Castparts Corp.
|
|
|
1,008,100
|
|
4,429
|
|
Stericycle, Inc. (a)
|
|
|
260,647
|
|
6,113
|
|
Sunpower Corp., Class A (a)
|
|
|
760,702
|
|
8,530
|
|
Terex Corp. (a)
|
|
|
549,758
|
|
11,193
|
|
Union Pacific Corp.
|
|
|
1,411,885
|
|
8,327
|
|
WW Grainger, Inc.
|
|
|
735,274
|
|
|
|
|
|
|
|
|
|
|
|
|
|
24,684,435
|
|
|
|
|
|
|
|
|
|
|
Information Technology - 4.1%
|
|
|
|
|
25,154
|
|
Accenture Ltd., Class A (Bermuda)
|
|
|
869,322
|
|
5,899
|
|
DST Systems, Inc. (a)
|
|
|
499,940
|
|
4,570
|
|
Flir Systems, Inc. (a)
|
|
|
314,096
|
|
7,222
|
|
Hewitt Associates, Inc., Class A (a)
|
|
|
270,825
|
|
5,132
|
|
Mastercard, Inc., Class A
|
|
|
1,029,736
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2,983,919
|
|
|
|
|
|
|
|
|
|
|
Materials - 1.6%
|
|
|
|
|
9,419
|
|
Ball Corp.
|
|
|
435,629
|
|
8,538
|
|
Nalco Holding Co.
|
|
|
204,571
|
|
12,214
|
|
Owens-Illinois, Inc. (a)
|
|
|
548,286
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,188,486
|
|
|
|
|
|
|
|
|
|
|
Total Common Stocks - 99.2%
|
|
|
|
|
|
|
(Cost $67,519,018)
|
|
|
72,551,219
|
|
|
|
|
|
|
|
|
|
|
Master Limited Partnerships - 1.0%
|
|
|
|
|
|
|
Energy - 1.0%
|
|
|
|
|
22,138
|
|
Energy Transfer Equity LP
|
|
|
|
|
|
|
(Cost $804,562)
|
|
|
763,982
|
|
|
|
|
|
|
|
|
|
|
Total Long-Term Investments - 100.2%
|
|
|
|
|
|
|
(Cost $68,323,580)
|
|
|
73,315,201
|
|
|
|
|
|
|
|
|
|
|
|
Principal Amount
|
|
Description
|
|
Value
|
|
|
|
Short-Term Investments - 0.5%
|
|
|
|
|
|
|
U.S. Government and Agency Securities - 0.5%
|
|
|
|
|
$390,000
|
|
Federal Home Loan Bank Discount Note, maturing 12/03/07
|
|
|
390,000
|
|
|
|
|
|
|
|
|
|
|
(Cost $389,919)
|
|
|
|
|
|
|
Total Investments - 100.7%
|
|
|
|
|
|
|
(Cost $68,713,499)
|
|
|
73,705,201
|
|
|
|
Liabilities in excess of Other Assets - (0.7%)
|
|
|
(543,872
|
)
|
|
|
|
|
|
|
|
|
|
Net Assets - 100.0%
|
|
$
|
73,161,329
|
|
|
|
|
|
|
|
|
ADR - American Depositary Receipt
AG - Stock Corporation
LP - Limited Partnership
NV - Publicly-Traded Company
(a)
|
Non-income producing security.
|
Securities are classified by sectors that
represent broad groupings of related industries.
|
|
|
|
Country Allocation*
|
|
United States
|
|
84.7
|
%
|
Cayman Islands
|
|
3.4
|
%
|
Bermuda
|
|
3.2
|
%
|
Germany
|
|
1.7
|
%
|
Switzerland
|
|
1.7
|
%
|
China
|
|
1.7
|
%
|
Netherlands
|
|
1.4
|
%
|
Panama
|
|
1.0
|
%
|
Belgium
|
|
0.9
|
%
|
Marshall Islands
|
|
0.3
|
%
|
*
|
Subject to change daily. Based on total investments.
|
See previously
submitted notes to financial statements for the period ended August 31, 2007.
CVY / Claymore/Zacks Yield Hog ETF
Portfolio of Investments
November 30, 2007 (unaudited)
|
|
|
|
|
|
Number of Shares
|
|
Description
|
|
Value
|
|
|
Long-Term Investments - 99.7%
|
|
|
|
|
|
Common Stocks - 69.8%
|
|
|
|
|
|
Consumer Discretionary - 10.2%
|
|
|
|
11,804
|
|
Asbury Automotive Group, Inc.
|
|
$
|
197,599
|
29,669
|
|
Belo Corp., Class A
|
|
|
491,319
|
16,829
|
|
Carnival Corp. (Panama)
|
|
|
759,324
|
11,563
|
|
Cato Corp., Class A
|
|
|
174,139
|
24,349
|
|
CBS Corp., Class B
|
|
|
667,893
|
50,775
|
|
DR Horton, Inc.
|
|
|
607,777
|
45,913
|
|
Foot Locker, Inc.
|
|
|
599,165
|
24,957
|
|
General Motors Corp.
|
|
|
744,467
|
26,655
|
|
Jones Apparel Group, Inc.
|
|
|
496,849
|
24,608
|
|
Journal Communications, Inc., Class A
|
|
|
223,933
|
25,287
|
|
KB Home
|
|
|
528,245
|
25,071
|
|
Leggett & Platt, Inc.
|
|
|
515,961
|
14,248
|
|
Lithia Motors, Inc., Class A
|
|
|
222,269
|
35,469
|
|
Mattel, Inc.
|
|
|
708,671
|
22,654
|
|
McClatchy Co., Class A
|
|
|
306,055
|
29,066
|
|
Stein Mart, Inc.
|
|
|
157,538
|
|
|
|
|
|
|
|
|
|
|
|
7,401,204
|
|
|
|
|
|
|
|
|
Consumer Staples - 2.6%
|
|
|
|
17,016
|
|
HJ Heinz Co.
|
|
|
804,857
|
30,969
|
|
Mannatech, Inc.
|
|
|
195,414
|
10,411
|
|
Universal Corp/Richmond VA
|
|
|
558,863
|
7,355
|
|
WD-40 Co.
|
|
|
291,773
|
|
|
|
|
|
|
|
|
|
|
|
1,850,907
|
|
|
|
|
|
|
|
|
Energy - 1.7%
|
|
|
|
17,026
|
|
Frontline Ltd. (Bermuda)
|
|
|
792,560
|
2,401
|
|
Royal Dutch Shell PLC, ADR (United Kingdom)
|
|
|
193,617
|
7,515
|
|
Tsakos Energy Navigation Ltd. (Bermuda)
|
|
|
271,291
|
|
|
|
|
|
|
|
|
|
|
|
1,257,468
|
|
|
|
|
|
|
|
|
Financials - 36.3%
|
|
|
|
20,334
|
|
Advance America Cash Advance Centers, Inc.
|
|
|
185,446
|
20,313
|
|
Aegon NV, NY Reg Shares (Netherlands)
|
|
|
360,962
|
4,848
|
|
Alabama National Bancorporation
|
|
|
374,702
|
38,181
|
|
American Financial Realty Trust, REIT
|
|
|
308,121
|
54,452
|
|
Annaly Capital Management, Inc., REIT
|
|
|
937,119
|
28,513
|
|
Anthracite Capital, Inc., REIT
|
|
|
217,839
|
29,483
|
|
Ashford Hospitality Trust, Inc., REIT
|
|
|
228,198
|
18,132
|
|
Associated Banc-Corp.
|
|
|
493,372
|
10,212
|
|
Bancorpsouth, Inc.
|
|
|
249,786
|
4,975
|
|
Bank of Hawaii Corp.
|
|
|
259,048
|
13,920
|
|
Barclays PLC, ADR (United Kingdom)
|
|
|
645,331
|
17,092
|
|
CBL & Associates Properties, Inc., REIT
|
|
|
493,617
|
8,041
|
|
Central Pacific Financial Corp.
|
|
|
162,509
|
12,137
|
|
Cincinnati Financial Corp.
|
|
|
485,237
|
24,108
|
|
Colonial BancGroup, Inc.
|
|
|
383,799
|
11,943
|
|
Colonial Properties Trust, REIT
|
|
|
292,484
|
16,044
|
|
Commerce Group, Inc.
|
|
|
576,782
|
38,290
|
|
Corus Bankshares, Inc.
|
|
|
363,372
|
9,916
|
|
Cullen/Frost Bankers, Inc.
|
|
|
521,681
|
21,426
|
|
CVB Financial Corp.
|
|
|
238,257
|
6,187
|
|
Deutsche Bank AG (Germany)
|
|
|
815,137
|
6,200
|
|
Entertainment Properties Trust, REIT
|
|
|
330,398
|
16,547
|
|
First Industrial Realty Trust, Inc., REIT
|
|
|
604,296
|
22,909
|
|
First Marblehead Corp.
|
|
|
687,499
|
36,198
|
|
First Niagara Financial Group, Inc.
|
|
|
449,941
|
9,393
|
|
Gramercy Capital Corp./New York, REIT
|
|
|
223,366
|
19,227
|
|
Health Care REIT, Inc., REIT
|
|
|
861,562
|
19,444
|
|
Hospitality Properties Trust, REIT
|
|
|
710,484
|
41,677
|
|
HRPT Properties Trust, REIT
|
|
|
345,086
|
8,496
|
|
HSBC Holdings PLC, ADR (United Kingdom)
|
|
|
726,408
|
19,008
|
|
ING Groep NV, ADR (Netherlands)
|
|
|
737,130
|
20,121
|
|
IPC Holdings Ltd. (Bermuda)
|
|
|
594,777
|
17,233
|
|
JPMorgan Chase & Co.
|
|
|
786,169
|
23,040
|
|
Keycorp
|
|
|
606,874
|
18,455
|
|
Lexington Realty Trust, REIT
|
|
|
326,469
|
19,642
|
|
Liberty Property Trust, REIT
|
|
|
614,991
|
5,777
|
|
Lloyds TSB Group PLC, ADR (United Kingdom)
|
|
|
235,586
|
11,658
|
|
NBT Bancorp, Inc.
|
|
|
290,634
|
28,119
|
|
Old Republic International Corp.
|
|
|
422,066
|
10,118
|
|
Pacific Capital Bancorp NA
|
|
|
207,925
|
14,604
|
|
PFF Bancorp, Inc.
|
|
|
137,278
|
10,902
|
|
PNC Financial Services Group, Inc.
|
|
|
798,135
|
19,196
|
|
Redwood Trust, Inc., REIT
|
|
|
586,054
|
7,491
|
|
Safety Insurance Group, Inc.
|
|
|
273,496
|
1,294
|
|
Student Loan Corp.
|
|
|
181,820
|
9,743
|
|
SunTrust Banks, Inc.
|
|
|
683,082
|
27,779
|
|
Synovus Financial Corp.
|
|
|
691,419
|
7,482
|
|
Toronto-Dominion Bank (Canada)
|
|
|
560,028
|
22,827
|
|
Trustco Bank Corp. NY
|
|
|
242,651
|
23,575
|
|
Umpqua Holdings Corp.
|
|
|
380,501
|
8,703
|
|
UnionBanCal Corp.
|
|
|
469,875
|
23,715
|
|
US Bancorp
|
|
|
784,729
|
12,048
|
|
Webster Financial Corp.
|
|
|
405,897
|
20,996
|
|
Wells Fargo & Co.
|
|
|
680,900
|
12,755
|
|
Wilmington Trust Corp.
|
|
|
455,609
|
11,865
|
|
Zenith National Insurance Corp.
|
|
|
498,686
|
|
|
|
|
|
|
|
|
|
|
|
26,184,620
|
|
|
|
|
|
|
|
|
Health Care - 2.1%
|
|
|
|
14,692
|
|
GlaxoSmithKline PLC, ADR (United Kingdom)
|
|
|
773,975
|
30,887
|
|
Pfizer, Inc.
|
|
|
733,875
|
|
|
|
|
|
|
|
|
|
|
|
1,507,850
|
|
|
|
|
|
|
|
|
Industrials - 4.0%
|
|
|
|
29,486
|
|
Masco Corp.
|
|
|
660,486
|
21,418
|
|
RR Donnelley & Sons Co.
|
|
|
785,184
|
14,466
|
|
Steelcase, Inc., Class A
|
|
|
218,870
|
17,374
|
|
Tyco International Ltd. (Bermuda)
|
|
|
697,219
|
17,100
|
|
UAP Holding Corp.
|
|
|
511,461
|
|
|
|
|
|
|
|
|
|
|
|
2,873,220
|
|
|
|
|
|
|
|
|
Information Technologies - 0.1%
|
|
|
|
22,210
|
|
Gevity HR, Inc.
|
|
|
94,392
|
|
|
|
|
|
|
|
|
Materials - 2.6%
|
|
|
|
17,997
|
|
Dow Chemical Co.
|
|
|
754,794
|
10,460
|
|
PPG Industries, Inc.
|
|
|
717,974
|
14,199
|
|
Sonoco Products Co.
|
|
|
431,366
|
|
|
|
|
|
|
|
|
|
|
|
1,904,134
|
|
|
|
|
|
|
|
|
Telecommunications - 5.3%
|
|
|
|
13,389
|
|
BCE, Inc. (Canada)
|
|
|
524,849
|
3,748
|
|
BT Group PLC, ADR (United Kingdom)
|
|
|
220,645
|
28,693
|
|
Chunghwa Telecom Co. Ltd., ADR (Taiwan)
|
|
|
571,852
|
21,548
|
|
Deutsche Telekom AG, ADR (Germany)
|
|
|
475,133
|
12,291
|
|
Embarq Corp.
|
|
|
626,227
|
9,771
|
|
France Telecom SA, ADR (France)
|
|
|
370,809
|
4,549
|
|
Telecom Italia SpA, ADR (Italy)
|
|
|
144,294
|
23,680
|
|
Vodafone Group PLC, ADR (United Kingdom)
|
|
|
882,080
|
|
|
|
|
|
|
|
|
|
|
|
3,815,889
|
|
|
|
|
|
|
|
|
Utilities - 4.9%
|
|
|
|
13,069
|
|
Avista Corp.
|
|
|
279,415
|
47,302
|
|
Centerpoint Energy, Inc.
|
|
|
844,341
|
7,405
|
|
Entergy Corp.
|
|
|
885,194
|
22,122
|
|
PNM Resources, Inc.
|
|
|
490,666
|
19,235
|
|
Portland General Electric Co.
|
|
|
514,921
|
8,817
|
|
Southwest Gas Corp.
|
|
|
254,987
|
9,987
|
|
UGI Corp.
|
|
|
264,056
|
|
|
|
|
|
|
|
|
|
|
|
3,533,580
|
|
|
|
|
|
|
|
|
Total Common Stocks - 69.8%
|
|
|
|
|
|
(Cost $55,571,151)
|
|
|
50,423,264
|
|
|
|
|
|
|
|
|
Master Limited Partnerships - 10.4%
Energy - 9.3%
|
|
|
|
31,212
|
|
Duncan Energy Partners LP
|
|
|
711,009
|
16,123
|
|
Enbridge Energy Partners LP
|
|
|
825,336
|
24,591
|
|
Enterprise Products Partners LP
|
|
|
768,715
|
24,930
|
|
Inergy LP
|
|
|
805,239
|
14,941
|
|
Kinder Morgan Energy Partners LP
|
|
|
755,865
|
11,337
|
|
NuStar Energy LP
|
|
|
641,674
|
13,074
|
|
Sunoco Logistics Partners LP
|
|
|
655,138
|
21,600
|
|
TC Pipelines LP
|
|
|
798,336
|
18,884
|
|
TEPPCO Partners LP
|
|
|
750,073
|
|
|
|
|
|
|
|
|
|
|
|
6,711,385
|
|
|
|
|
|
|
|
|
Utilities - 1.1%
|
|
|
|
22,419
|
|
Amerigas Partners LP
|
|
|
790,270
|
|
|
|
|
|
|
|
|
Total Master Limited Partnerships
|
|
|
|
|
|
(Cost $7,657,545)
|
|
|
7,501,655
|
|
|
|
|
|
|
|
|
Closed-End Funds - 9.3%
|
|
|
|
48,395
|
|
Evergreen Income Advantage Fund
|
|
|
560,898
|
12,776
|
|
First Trust Strategic High Income Fund
|
|
|
167,366
|
12,313
|
|
First Trust Strategic High Income Fund II
|
|
|
172,136
|
3,015
|
|
Madison Strategic Sector Premium Fund
|
|
|
48,843
|
33,334
|
|
Neuberger Berman Real Estate Securities Income Fund, Inc.
|
|
|
447,342
|
33,113
|
|
Neuberger Berman Realty Income Fund
|
|
|
606,299
|
64,668
|
|
New America High Income Fund, Inc.
|
|
|
115,109
|
39,002
|
|
Nicholas-Applegate Convertible & Income Fund
|
|
|
514,826
|
10,652
|
|
Nuveen Diversified Dividend and Income Fund
|
|
|
158,715
|
16,593
|
|
Nuveen Equity Premium Advantage Fund
|
|
|
272,789
|
13,077
|
|
Nuveen Equity Premium and Growth Fund
|
|
|
222,571
|
22,158
|
|
Nuveen Equity Premium Income Fund
|
|
|
358,073
|
37,723
|
|
Nuveen Equity Premium Opportunity Fund
|
|
|
619,789
|
7,616
|
|
Nuveen Global Government Enhanced Income Fund
|
|
|
129,472
|
51,686
|
|
Nuveen Multi-Strategy Income and Growth Fund
|
|
|
582,501
|
71,431
|
|
Nuveen Multi-Strategy Income and Growth Fund 2
|
|
|
806,456
|
22,157
|
|
Nuveen Real Estate Income Fund
|
|
|
426,522
|
6,836
|
|
Nuveen Tax-Advantaged Total Return Strategy Fund
|
|
|
153,605
|
61,851
|
|
Zweig Fund, Inc.
|
|
|
319,770
|
|
|
|
|
|
|
|
|
Total Closed End Funds
|
|
|
|
|
|
(Cost $7,765,572)
|
|
|
6,683,082
|
|
|
|
|
|
|
|
|
Income Trusts - 7.6%
Energy - 7.6%
|
|
|
|
67,758
|
|
Advantage Energy Income Fund (Canada)
|
|
|
710,781
|
60,846
|
|
Canetic Resources Trust (Canada)
|
|
|
834,199
|
31,783
|
|
Enterra Energy Trust (Canada)
|
|
|
35,597
|
32,548
|
|
Harvest Energy Trust (Canada)
|
|
|
693,598
|
29,446
|
|
Penn West Energy Trust (Canada)
|
|
|
782,675
|
43,390
|
|
Precision Drilling Trust (Canada)
|
|
|
692,071
|
39,648
|
|
PrimeWest Energy Trust (Canada)
|
|
|
1,060,980
|
61,479
|
|
Provident Energy Trust (Canada)
|
|
|
651,677
|
|
|
|
|
|
|
|
|
Total Income Trusts
|
|
|
|
|
|
(Cost $5,969,311)
|
|
|
5,461,578
|
|
|
|
|
|
|
|
|
Royalty Trusts - 1.4%
Energy - 1.4%
|
|
|
|
9,006
|
|
BP Prudhoe Bay Royalty Trust
|
|
|
658,339
|
1,250
|
|
Cross Timbers Royalty Trust
|
|
|
50,250
|
9,846
|
|
San Juan Basin Royalty Trust
|
|
|
339,884
|
|
|
|
|
|
|
|
|
Total Royalty Trusts
|
|
|
|
|
|
(Cost $967,534)
|
|
|
1,048,473
|
|
|
|
|
|
|
|
|
Preferred Stocks - 1.1%
Financials - 1.1%
|
|
|
|
35,150
|
|
Deutsche Bank Contingent Capital Trust II, 6.55%, 05/23/17
|
|
|
|
|
|
(Cost $857,660)
|
|
|
785,602
|
|
|
|
|
|
|
|
|
Exchange-Traded Funds - 0.1%
|
|
|
|
645
|
|
SPDR Trust Series 1
|
|
|
|
|
|
(Cost $92,167)
|
|
|
95,886
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments - 99.7%
|
|
|
|
|
|
(Cost $78,880,940)
|
|
|
71,999,540
|
|
|
Other Assets in excess of Liabilities - 0.3%
|
|
|
215,540
|
|
|
|
|
|
|
|
|
Net Assets - 100.0%
|
|
$
|
72,215,080
|
|
|
|
|
|
|
ADR - American Depositary Receipt
AG - Stock Corporation
LP - Limited Partnership
NA - National Association
NV - Publicly-Traded Company
PLC - Public Limited Company
REIT - Real Estate Investment Trust
SA - Corporation
SpA - Limited Share Company
Securities are classified by sectors that represent broad groupings of related industries.
|
|
|
|
Country Allocation*
|
|
United States
|
|
76.6
|
%
|
Canada
|
|
9.1
|
%
|
United Kingdom
|
|
5.1
|
%
|
Bermuda
|
|
3.3
|
%
|
Germany
|
|
1.8
|
%
|
Netherlands
|
|
1.5
|
%
|
Panama
|
|
1.1
|
%
|
Taiwan
|
|
0.8
|
%
|
France
|
|
0.5
|
%
|
Italy
|
|
0.2
|
%
|
*
|
Subject to change daily. Based on total investments.
|
See previously
submitted notes to financial statements for the period ended August 31, 2007.
Item 2. Controls and Procedures.
|
(a)
|
The registrants principal executive officer and principal financial officer have evaluated the registrants disclosure controls and procedures (as defined in Rule
30a-3(c) under the Investment Company Act of 1940, as amended) as of a date within 90 days of the filing date of this report and have concluded, based on such evaluation, that the registrants disclosure controls and procedures were effective,
as of that date, in ensuring that information required to be disclosed by the registrant in this Form N-Q was recorded, processed, summarized and reported within the time periods specified in the Securities and Exchange Commissions rules and
forms.
|
|
(b)
|
There was no change in the registrants internal controls over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940, as amended) that
occurred during the registrants last fiscal quarter that may have materially affected or is reasonably likely to materially affect the registrants internal control over financial reporting.
|
Item 3. Exhibits.
A separate certification for
each principal executive officer and principal financial officer of the registrant as required by Rule 30a-2(a) under the Investment Company Act of 1940, as amended (17 CFR 270.30a-2(a)), is attached hereto.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
|
|
|
Claymore Exchange-Traded Fund Trust
|
|
|
By:
|
|
/s/ Nicholas Dalmaso
|
|
|
Nicholas Dalmaso
|
|
|
Chief Legal and Executive Officer
|
|
|
Date:
|
|
January 25, 2008
|
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act
of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
|
|
|
By:
|
|
/s/ Nicholas Dalmaso
|
|
|
Nicholas Dalmaso
|
|
|
Chief Legal and Executive Officer
|
|
|
Date:
|
|
January 25, 2008
|
|
|
By:
|
|
/s/ Steven M. Hill
|
|
|
Steven M. Hill
|
|
|
Treasurer and Chief Financial Officer
|
|
|
Date:
|
|
January 25, 2008
|
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